13th Nov 2020 16:35
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,000,000 TO 19,370,539
DECREASED EQUITY SALES BY 1,100,000 TO 16,086,531
ADDED EQUITY SWAP PURCHASES OF 11,100,000
ADDED EQUITY SWAP SALES OF 1,000,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 3 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 19,370,504 35
16,085,531 1,000 | 2.1600 GBP 17.5500 DKK
2.1600 GBP 17.0000 DKK | 2.0700 GBP 17.5500 DKK
2.0700 GBP 17.0000 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 1,022,115 200,000 5,729 90,857 15,000,000 1,000 1,908 6,462 4,592 1,222 696,371 101,375 71,884 11,200 400,000 3,000,000 99,020 800,000 26,817 29,465 127,592 1,600,000 100,000 63,770 36,230 7,467 1,000
10,587,800 4,006 923 60,130 5,729 100,000 109 285 15,000 1,555 19,600 11,805 367 14,599 32,888 10,017 151,633 6,986 6,112 44,149 500,000 17,906 5,953 25,032 11,786 22,500 30,000 340,000 1,000,000 18,082 1,000,000 35 | 2.0700 GBP 2.0979 GBP 2.1098 GBP 2.1100 GBP 2.1105 GBP 2.1116 GBP 2.1129 GBP 2.1160 GBP 2.1175 GBP 2.1196 GBP 2.1209 GBP 2.1212 GBP 2.1223 GBP 2.1233 GBP 2.1235 GBP 2.1237 GBP 2.1238 GBP 2.1242 GBP 2.1252 GBP 2.1264 GBP 2.1291 GBP 2.1345 GBP 2.1385 GBP 2.1401 GBP 2.1415 GBP 2.1463 GBP 17.0000 DKK
2.0700 GBP 2.0961 GBP 2.1100 GBP 2.1101 GBP 2.1104 GBP 2.1121 GBP 2.1134 GBP 2.1149 GBP 2.1151 GBP 2.1172 GBP 2.1179 GBP 2.1182 GBP 2.1191 GBP 2.1197 GBP 2.1208 GBP 2.1210 GBP 2.1222 GBP 2.1243 GBP 2.1257 GBP 2.1274 GBP 2.1281 GBP 2.1285 GBP 2.1286 GBP 2.1299 GBP 2.1301 GBP 2.1327 GBP 2.1342 GBP 2.1345 GBP 2.1380 GBP 2.1408 GBP 2.1416 GBP 17.5500 DKK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 November 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L