13th Nov 2020 16:36
AMENDMENT
INCREASED EQUITY SALES BY 2,700,000 TO 3,771,518
ADDED EQUITY SWAP PURCHASES OF 4,600,000
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 5 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 724,413 59
3,771,459 59 | 2.1410 GBP 17.5850 DKK
2.1420 GBP 17.5850 DKK | 2.1200 GBP 17.5850 DKK
2.1198 GBP 17.5850 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 10,275 1,473 10,715 21,968 13,422 199 4,156 10,757 2,113 4,478 13,489 51 85,095 13,675 1,222 3,000,000 2,575 800,000 39,487 1,000 692 800,000 34,025 102,465 200,000
441 1,418 19,139 86,577 930 9,096 1,089 12,038 5,842 4,548 2,081 1,999 40,559 156 | 2.1195 GBP 2.1196 GBP 2.1299 GBP 2.1308 GBP 2.1316 GBP 2.1320 GBP 2.1326 GBP 2.1328 GBP 2.1335 GBP 2.1340 GBP 2.1341 GBP 2.1347 GBP 2.1348 GBP 2.1350 GBP 2.1351 GBP 2.1360 GBP 2.1364 GBP 2.1367 GBP 2.1377 GBP 2.1383 GBP 2.1388 GBP 2.1395 GBP 2.1409 GBP 2.1410 GBP 2.1414 GBP
2.1200 GBP 2.1202 GBP 2.1204 GBP 2.1341 GBP 2.1355 GBP 2.1357 GBP 2.1360 GBP 2.1364 GBP 2.1367 GBP 2.1372 GBP 2.1382 GBP 2.1393 GBP 2.1408 GBP 2.1410 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 November 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L