13th Nov 2020 16:36
AMENDMENT
INCREASED EQUITY PURCHASES BY 437 TO 740,192
ADDED EQUITY SWAP PURCHASES OF 2,014
ADDED EQUITY SWAP SALES OF 3,473
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 9 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 739,594 598
1,436,160 598 | 2.1690 GBP 17.8800 DKK
2.1680 GBP 17.8800 DKK | 2.1010 GBP 17.8800 DKK
2.1010 GBP 17.8800 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 830 553,268 9,668 87,884 70,987 42,882 8,555 14,743 5,721 1,000 38,583 5,000 220,053 1,752 848 262 1,437
2,229 73,126 3,473 2,190 8,907 3,300 9,668 1,330 42,192 5,977 126,853 2,038 78,148 15,306 293 2,428 1,477 2,883 | 2.1210 GBP 2.1300 GBP 2.1302 GBP 2.1391 GBP 2.1399 GBP 2.1400 GBP 2.1413 GBP 2.1437 GBP 2.1473 GBP 2.1498 GBP 2.1517 GBP 2.1519 GBP 2.1604 GBP 2.1611 GBP 2.1633 GBP 2.1639 GBP 2.1689 GBP
2.1012 GBP 2.1243 GBP 2.1283 GBP 2.1288 GBP 2.1303 GBP 2.1321 GBP 2.1355 GBP 2.1400 GBP 2.1407 GBP 2.1410 GBP 2.1415 GBP 2.1447 GBP 2.1451 GBP 2.1463 GBP 2.1497 GBP 2.1571 GBP 2.1591 GBP 2.1615 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 November 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L