10th Dec 2020 16:53
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 02 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 9,561,606 1,088 7,041,932 1,088 | 2.4830 GBP 20.2150 GBP 2.4840 GBP 20.2781 GBP | 2.4279 GBP 20.2150 GBP 2.3600 GBP 20.2781 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Opening a long position
Opening a short position Increase Long
Increase Short
Decrease Long
Decrease Short
| 12,600 2,000 36,000 2,000 50,000 36,000
14,052 93,642 1,152 47,231 79
37,500 546,220 663 1,000,000 9,100 216,895 218,259 50,361 200,000 312,578 56,000 7,762 15,819 34,153 1,317 2,750,000 50,455
3,905 22,431 5,172 2,350
6,326 11,361 1,363,855 9,148 3,212 23,653 17,481 500,000 403,612 2,363 28,305 1,899 143,820 946 5 7,149 | 2.4565 GBP 2.4708 GBP 2.4732 GBP 2.4758 GBP 2.4823 GBP 2.4769 GBP
2.4599 GBP 2.4600 GBP 2.4612 GBP 2.4636 GBP 2.4649 GBP
2.4279 GBP 2.4494 GBP 2.4525 GBP 2.4560 GBP 2.4564 GBP 2.4577 GBP 2.4600 GBP 2.4601 GBP 2.4617 GBP 2.4640 GBP 2.4652 GBP 2.4666 GBP 2.4677 GBP 2.4695 GBP 2.4714 GBP 2.4738 GBP 2.4753 GBP
2.4530 GBP 2.4600 GBP 2.4644 GBP 2.4659 GBP
2.4472 GBP 2.4505 GBP 2.4506 GBP 2.4532 GBP 2.4542 GBP 2.4545 GBP 2.4549 GBP 2.4586 GBP 2.4600 GBP 2.4640 GBP 2.4647 GBP 2.4655 GBP 2.4658 GBP 2.4660 GBP 2.4665 GBP 2.4778 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 December 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L