14th Oct 2020 16:43
AMENDMENT
INCREASED EQUITY PURCHASES BY 3,302,126 TO 5,442,871
ADDED EQUITY SWAP SALES OF 3,302,126
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 12 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale | 5,442,157 714
1,645,351 | 2.1320 GBP 17.4300 DKK
2.1340 GBP | 2.1159 GBP 17.4300 DKK
2.1149 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 43,868 45,398 24,927 1,900 5,535 8,172 3,940 56,267 4,317 4,600 330,000 27,587 13,786 614 5,800 8,088
15,475 278,615 5,501 700,000 15,000 37,666 313,298 2,973 600,000 1,421 1,600,000 56,758 276,111 592 12,827 118,439 730 501 7,173 107,623 492,576 714 | 2.1179 GBP 2.1212 GBP 2.1218 GBP 2.1219 GBP 2.1230 GBP 2.1232 GBP 2.1234 GBP 2.1239 GBP 2.1240 GBP 2.1243 GBP 2.1250 GBP 2.1255 GBP 2.1257 GBP 2.1276 GBP 2.1281 GBP 2.1300 GBP
2.1165 GBP 2.1211 GBP 2.1220 GBP 2.1221 GBP 2.1228 GBP 2.1229 GBP 2.1231 GBP 2.1233 GBP 2.1246 GBP 2.1248 GBP 2.1252 GBP 2.1255 GBP 2.1258 GBP 2.1260 GBP 2.1262 GBP 2.1271 GBP 2.1272 GBP 2.1290 GBP 2.1300 GBP 2.1301 GBP 2.1325 GBP 17.4300 DKK |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 October 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L