13th Oct 2020 15:35
AMENDMENT
INCREASED EQUITY PURCHASES BY 1,008,787 TO 4,018,826
INCREASED EQUITY SALES BY 1,700,000 TO 4,053,168
ADDED EQUITY SWAP PURCHASES OF 200,000
ADDED EQUITY SWAP SALES OF 1,008,787
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 1 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 4,018,826
4,038,018 15,150 | 2.0330 GBP
2.0340 GBP 16.5459 DKK | 1.9780 GBP
1.9600 GBP 16.3971 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 15,193 313,782 3,912 113,217 3,911 47,124 16,954 15,000 10,316 18,933 200,000 1,571 66,852 5,905 24,315 200,000 1,498 2,000 18,156 1,148 250,000 4,822 6,782 63 5,790 10,458 4,692
1,990 7,681 20,000 39,390 1,008,787 179,548 1,688 16,595 14,119 7,402 14,668 332,202 749,129 4,635 3,853 232 250,395 30,702 193 | 2.0016 GBP 2.0018 GBP 2.0114 GBP 2.0121 GBP 2.0139 GBP 2.0148 GBP 2.0158 GBP 2.0163 GBP 2.0169 GBP 2.0174 GBP 2.0180 GBP 2.0183 GBP 2.0189 GBP 2.0190 GBP 2.0191 GBP 2.0210 GBP 2.0219 GBP 2.0222 GBP 2.0226 GBP 2.0236 GBP 2.0238 GBP 2.0263 GBP 2.0265 GBP 2.0269 GBP 2.0272 GBP 16.3971 DKK 16.5459 DKK
2.0000 GBP 2.0044 GBP 2.0049 GBP 2.0068 GBP 2.0075 GBP 2.0084 GBP 2.0106 GBP 2.0160 GBP 2.0161 GBP 2.0172 GBP 2.0178 GBP 2.0187 GBP 2.0190 GBP 2.0200 GBP 2.0204 GBP 2.0221 GBP 2.0251 GBP 2.0266 GBP 2.0290 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 October 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L