13th Nov 2020 16:35
AMENDMENT
INCREASED EQUITY SALES BY 3,529,088 TO 13,060,372
ADDED EQUITY SWAP PURCHASES OF 3,200,000
ADDED EQUITY SWAP SALES OF 970,912
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 4 November 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase
Sale
| 2,140,961
13,060,337 35 | 2.1281 GBP
2.1285 GBP 17.4950 DKK | 2.0900 GBP
2.0900 GBP 17.4950 DKK |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Long
Short
| 25,398 2,800,000 23,025 7,345,040 14,022 92,819 59,483 312,934 63,056 1,222 5,524 18,708 12,301 1,000 267 4,040 11,378 400,000 63,747 35
1,482 220,053 113,439 97,399 970,912 10,799 9,723 31,551 42,822 2,672 92,065 3,312 22,609 9,749 3,889 840 1,314 1,439 5,658 20,085 | 2.1059 GBP 2.1087 GBP 2.1093 GBP 2.1100 GBP 2.1117 GBP 2.1124 GBP 2.1125 GBP 2.1127 GBP 2.1143 GBP 2.1150 GBP 2.1151 GBP 2.1169 GBP 2.1174 GBP 2.1184 GBP 2.1192 GBP 2.1195 GBP 2.1257 GBP 2.1265 GBP 2.1280 GBP 17.4950 DKK
2.0900 GBP 2.0999 GBP 2.1004 GBP 2.1013 GBP 2.1069 GBP 2.1070 GBP 2.1072 GBP 2.1116 GBP 2.1134 GBP 2.1139 GBP 2.1144 GBP 2.1158 GBP 2.1168 GBP 2.1174 GBP 2.1185 GBP 2.1190 GBP 2.1195 GBP 2.1206 GBP 2.1208 GBP 2.1281 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 November 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L