10th Dec 2020 16:53
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker and Defence Adviser to G4S plc |
(d) Date dealing undertaken: | 01 December 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share | Purchase Sale | 3,450,152 3,972,406 | 2.4023 GBP 2.4060 GBP | 2.2126 GBP 2.2100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary Share | Equity Swap | Opening a long position
Opening a short position
Decrease Long
Increase Long
Increase Short
Decrease Short
| 45,000 15,000 100,000 45,000 15,000
30,000 127 9,579 5,172 26,280 24,300 1,815
11 18,010 12,060
2,080 30,881 1,500,000 29,099 584 65,674 18,294 7,003 34,754 6,326 7,762 206,572 13,242 49,658 2,500 8,500 3,385 5,984 63,300 633,642 380 5,124 45,832 5,504 7,705 9,955 109,856 24,348 3,415 2,695 1,600,000 121,257 | 2.3037 GBP 2.3213 GBP 2.2281 GBP 2.2804 GBP 2.2832 GBP
2.2251 GBP 2.2312 GBP 2.2411 GBP 2.2417 GBP 2.2455 GBP 2.2540 GBP 2.2901 GBP
2.2164 GBP 2.2529 GBP 2.2900 GBP
2.2211 GBP 2.2212 GBP 2.2251 GBP 2.2258 GBP 2.2305 GBP 2.2377 GBP 2.2587 GBP 2.2604 GBP 2.2841 GBP 2.2901 GBP 2.2956 GBP 2.2958 GBP 2.2984 GBP 2.3145 GBP 2.3212 GBP 2.2147 GBP 2.2174 GBP 2.2269 GBP 2.2285 GBP 2.2299 GBP 2.2337 GBP 2.2338 GBP 2.2365 GBP 2.2455 GBP 2.2587 GBP 2.2669 GBP 2.2720 GBP 2.2742 GBP 2.2776 GBP 2.2861 GBP 2.2877 GBP 2.2900 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 10 December 2020 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L