18th Sep 2020 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 17 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 10028965 | 1.90995 GBP | 1.83050 GBP |
25p ordinary | Sell
| 1646510 | 1.90900 GBP | 1.83050 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 121611 | 1.897668 GBP |
25p ordinary | CFD
| Long | 23791 | 1.876633 GBP |
25p ordinary | CFD
| Long | 9850 | 1.9075 GBP |
25p ordinary | CFD
| Long | 5844 | 1.907 GBP |
25p ordinary | CFD
| Long | 18619 | 1.875618 GBP |
25p ordinary | CFD
| Long | 1885 | 1.904098 GBP |
25p ordinary | CFD
| Long | 56000 | 1.866131 GBP |
25p ordinary | CFD
| Long | 62384 | 1.849689 GBP |
25p ordinary | CFD
| Long | 1173 | 1.85567775 GBP |
25p ordinary | CFD
| Long | 31046 | 1.909 GBP |
25p ordinary | CFD
| Long | 7808 | 1.903014 GBP |
25p ordinary | CFD
| Long | 3125 | 1.86817 GBP |
25p ordinary | CFD
| Long | 172714 | 1.904905 GBP |
25p ordinary | CFD
| Long | 22024 | 1.879621 GBP |
25p ordinary | CFD
| Long | 8097 | 1.90111522786217 GBP |
25p ordinary | CFD
| Long | 668 | 1.84490056 GBP |
25p ordinary | CFD
| Long | 15450 | 1.891391 GBP |
25p ordinary | CFD
| Short | 34610 | 1.87135 GBP |
25p ordinary | CFD
| Short | 3787 | 1.908999 GBP |
25p ordinary | CFD
| Short | 489 | 1.835 GBP |
25p ordinary | CFD
| Short | 10217 | 1.900316 GBP |
25p ordinary | CFD
| Short | 3884 | 1.858173 GBP |
25p ordinary | CFD
| Short | 1776 | 1.906556 GBP |
25p ordinary | CFD
| Short | 44223 | 1.84477263 GBP |
25p ordinary | CFD
| Short | 2098 | 1.8405 GBP |
25p ordinary | CFD
| Short | 7970 | 1.89800699929987 GBP |
25p ordinary | CFD
| Short | 668 | 1.90117433 GBP |
25p ordinary | CFD
| Short | 2021 | 1.868062 GBP |
25p ordinary | CFD
| Short | 60278 | 1.841656 GBP |
25p ordinary | CFD
| Short | 250000 | 1.85936 GBP |
25p ordinary | CFD
| Short | 250000 | 1.84184 GBP |
25p ordinary | CFD
| Short | 27427 | 1.831082 GBP |
25p ordinary | CFD
| Short | 250000 | 1.831464 GBP |
25p ordinary | CFD
| Short | 200000 | 1.89969307675 GBP |
25p ordinary | CFD
| Short | 1400000 | 1.886088 GBP |
25p ordinary | CFD
| Short | 2100000 | 1.877625 GBP |
25p ordinary | CFD
| Short | 18046 | 1.87338080461044 GBP |
25p ordinary | CFD
| Short | 43933 | 1.838917 GBP |
25p ordinary | CFD
| Short | 105000 | 1.90995448 GBP |
25p ordinary | CFD
| Short | 1000000 | 1.856428 GBP |
25p ordinary | CFD
| Short | 383621 | 1.838981 GBP |
25p ordinary | CFD
| Short | 2000000 | 1.842414 GBP |
25p ordinary | CFD
| Short | 105000 | 1.881708 GBP |
25p ordinary | CFD
| Short | 619538 | 1.8406 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 18 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L