29th Sep 2020 11:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 28 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1384575 | 1.90597 GBP | 1.88200 GBP |
25p ordinary | Sell
| 387415 | 1.9045 GBP | 1.88298 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 6056 | 1.88773 GBP |
25p ordinary | CFD
| Long | 3762 | 1.886035 GBP |
25p ordinary | CFD
| Long | 18620 | 1.893821 GBP |
25p ordinary | CFD
| Long | 1940 | 1.9035 GBP |
25p ordinary | CFD
| Long | 1058 | 1.8995 GBP |
25p ordinary | CFD
| Long | 3070 | 1.8915 GBP |
25p ordinary | CFD
| Long | 43726 | 1.89451561999726 GBP |
25p ordinary | CFD
| Long | 662 | 1.900997 GBP |
25p ordinary | CFD
| Long | 1905 | 1.884399 GBP |
25p ordinary | CFD
| Long | 23513 | 1.89206984140688 GBP |
25p ordinary | CFD
| Long | 5537 | 1.89191620010836 GBP |
25p ordinary | CFD
| Long | 2 | 1.8948105 GBP |
25p ordinary | CFD
| Long | 142400 | 1.891264 GBP |
25p ordinary | CFD
| Long | 9549 | 1.8919164310399 GBP |
25p ordinary | CFD
| Short | 369121 | 1.896 GBP |
25p ordinary | CFD
| Short | 1991 | 1.891502 GBP |
25p ordinary | CFD
| Short | 36239 | 1.898976 GBP |
25p ordinary | CFD
| Short | 5471 | 1.899081 GBP |
25p ordinary | CFD
| Short | 15493 | 1.8923 GBP |
25p ordinary | CFD
| Short | 50675 | 1.8941 GBP |
25p ordinary | CFD
| Short | 82444 | 1.8915 GBP |
25p ordinary | CFD
| Short | 177437 | 1.894877 GBP |
25p ordinary | CFD
| Short | 12846 | 1.892002 GBP |
25p ordinary | CFD
| Short | 966 | 1.896732 GBP |
25p ordinary | CFD
| Short | 3157 | 1.88330377 GBP |
25p ordinary | CFD
| Short | 58676 | 1.896508 GBP |
25p ordinary | CFD
| Short | 250000 | 1.90105005 GBP |
25p ordinary | CFD
| Short | 3809 | 1.896746 GBP |
25p ordinary | CFD
| Short | 66589 | 1.892174 GBP |
25p ordinary | CFD
| Short | 774 | 1.90374 GBP |
25p ordinary | CFD
| Short | 3763 | 1.895135 GBP |
25p ordinary | CFD
| Short | 2242 | 1.905966 GBP |
25p ordinary | CFD
| Short | 1428 | 1.891538 GBP |
25p ordinary | CFD
| Short | 5664 | 1.893008 GBP |
25p ordinary | CFD
| Short | 7650 | 1.89622797150327 GBP |
25p ordinary | CFD
| Short | 2690 | 1.895827 GBP |
25p ordinary | CFD
| Short | 79559 | 1.89206315873754 GBP |
25p ordinary | CFD
| Short | 3477 | 1.905364 GBP |
25p ordinary | CFD
| Short | 4525 | 1.899625 GBP |
25p ordinary | CFD
| Short | 5100 | 1.900357 GBP |
25p ordinary | CFD
| Short | 3037 | 1.89288 GBP |
25p ordinary | CFD
| Short | 517 | 1.898008 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 29 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 912 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L