29th Oct 2020 11:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 28 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 7440557 | 2.07953 GBP | 2.02080 GBP |
25p ordinary | Sell
| 2741517 | 2.07100 GBP | 2.02900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 43210 | 2.055008 GBP |
25p ordinary | CFD
| Long | 2986 | 2.05339249832552 GBP |
25p ordinary | CFD
| Long | 1895 | 2.038767 GBP |
25p ordinary | CFD
| Long | 199 | 2.067 GBP |
25p ordinary | CFD
| Long | 1950 | 2.045719 GBP |
25p ordinary | CFD
| Long | 185153 | 2.055 GBP |
25p ordinary | CFD
| Long | 109 | 2.042 GBP |
25p ordinary | CFD
| Long | 7102 | 2.06584483244157 GBP |
25p ordinary | CFD
| Long | 898 | 2.06685968819599 GBP |
25p ordinary | CFD
| Long | 10393 | 2.055408 GBP |
25p ordinary | CFD
| Long | 987 | 2.071 GBP |
25p ordinary | CFD
| Long | 2140 | 2.05887 GBP |
25p ordinary | CFD
| Long | 3109 | 2.04709231264072 GBP |
25p ordinary | CFD
| Short | 1000000 | 2.0499 GBP |
25p ordinary | CFD
| Short | 250000 | 2.056 GBP |
25p ordinary | CFD
| Short | 250000 | 2.04961673 GBP |
25p ordinary | CFD
| Short | 64856 | 2.046432 GBP |
25p ordinary | CFD
| Short | 500000 | 2.068366 GBP |
25p ordinary | CFD
| Short | 13470 | 2.055 GBP |
25p ordinary | CFD
| Short | 628 | 2.048981 GBP |
25p ordinary | CFD
| Short | 9324 | 2.050879 GBP |
25p ordinary | CFD
| Short | 2022 | 2.047321 GBP |
25p ordinary | CFD
| Short | 14 | 2.054143 GBP |
25p ordinary | CFD
| Short | 2388 | 2.04772411 GBP |
25p ordinary | CFD
| Short | 19217 | 2.054859 GBP |
25p ordinary | CFD
| Short | 83 | 2.057 GBP |
25p ordinary | CFD
| Short | 12938 | 2.070736 GBP |
25p ordinary | CFD
| Short | 1376 | 2.040254 GBP |
25p ordinary | CFD
| Short | 4993 | 2.059904 GBP |
25p ordinary | CFD
| Short | 13425 | 2.04406 GBP |
25p ordinary | CFD
| Short | 2933 | 2.035498 GBP |
25p ordinary | CFD
| Short | 95 | 2.046 GBP |
25p ordinary | CFD
| Short | 13317 | 2.027 GBP |
25p ordinary | CFD
| Short | 150000 | 2.049232 GBP |
25p ordinary | CFD
| Short | 1225 | 2.070155 GBP |
25p ordinary | CFD
| Short | 145679 | 2.041372 GBP |
25p ordinary | CFD
| Short | 328098 | 2.03203 GBP |
25p ordinary | CFD
| Short | 500000 | 2.057596 GBP |
25p ordinary | CFD
| Short | 1410622 | 2.05374765 GBP |
25p ordinary | CFD
| Short | 113886 | 2.0491475 GBP |
25p ordinary | CFD
| Short | 153241 | 2.04275 GBP |
25p ordinary | CFD
| Short | 1 | 2.0208 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 29 October 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L