25th Sep 2020 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 24 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 4150781 | 1.90900 GBP | 1.85800 GBP |
25p ordinary | Sell
| 652316 | 1.90900 GBP | 1.86702 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 26348 | 1.897062 GBP |
25p ordinary | CFD
| Long | 1350 | 1.900553 GBP |
25p ordinary | CFD
| Long | 1404 | 1.900103 GBP |
25p ordinary | CFD
| Long | 1425 | 1.898117 GBP |
25p ordinary | CFD
| Long | 2671 | 1.901889 GBP |
25p ordinary | CFD
| Long | 307 | 1.895368 GBP |
25p ordinary | CFD
| Long | 315 | 1.899868 GBP |
25p ordinary | CFD
| Long | 70 | 1.876595 GBP |
25p ordinary | CFD
| Long | 179 | 1.89702531776536 GBP |
25p ordinary | CFD
| Long | 4164 | 1.90381 GBP |
25p ordinary | CFD
| Long | 5465 | 1.900552 GBP |
25p ordinary | CFD
| Long | 283 | 1.90275 GBP |
25p ordinary | CFD
| Long | 18118 | 1.902975 GBP |
25p ordinary | CFD
| Long | 239 | 1.900149 GBP |
25p ordinary | CFD
| Long | 1680 | 1.9001 GBP |
25p ordinary | CFD
| Long | 21 | 1.898854 GBP |
25p ordinary | CFD
| Long | 658 | 1.8969944981155 GBP |
25p ordinary | CFD
| Long | 7154 | 1.903849 GBP |
25p ordinary | CFD
| Long | 290 | 1.895 GBP |
25p ordinary | CFD
| Long | 18619 | 1.890517 GBP |
25p ordinary | CFD
| Long | 7296 | 1.88831688596491 GBP |
25p ordinary | CFD
| Long | 93135 | 1.886695 GBP |
25p ordinary | CFD
| Long | 5138 | 1.89002336 GBP |
25p ordinary | CFD
| Long | 8287 | 1.88659 GBP |
25p ordinary | CFD
| Long | 3122 | 1.899649 GBP |
25p ordinary | CFD
| Long | 6528 | 1.898804 GBP |
25p ordinary | CFD
| Long | 2354 | 1.899499 GBP |
25p ordinary | CFD
| Long | 10542 | 1.901014 GBP |
25p ordinary | CFD
| Long | 1473 | 1.899186 GBP |
25p ordinary | CFD
| Long | 47786 | 1.88831666178379 GBP |
25p ordinary | CFD
| Long | 1764 | 1.90385 GBP |
25p ordinary | CFD
| Long | 163 | 1.8969804193865 GBP |
25p ordinary | CFD
| Short | 900000 | 1.898 GBP |
25p ordinary | CFD
| Short | 593413 | 1.88822 GBP |
25p ordinary | CFD
| Short | 369121 | 1.9045 GBP |
25p ordinary | CFD
| Short | 900000 | 1.898401 GBP |
25p ordinary | CFD
| Short | 249493 | 1.898816 GBP |
25p ordinary | CFD
| Short | 359475 | 1.9035 GBP |
25p ordinary | CFD
| Short | 1193 | 1.90381 GBP |
25p ordinary | CFD
| Short | 167879 | 1.897287 GBP |
25p ordinary | CFD
| Short | 73301 | 1.886555 GBP |
25p ordinary | CFD
| Short | 472 | 1.901 GBP |
25p ordinary | CFD
| Short | 208987 | 1.90316044 GBP |
25p ordinary | CFD
| Short | 42879 | 1.888391 GBP |
25p ordinary | CFD
| Short | 11192 | 1.8855 GBP |
25p ordinary | CFD
| Short | 2073 | 1.858 GBP |
25p ordinary | CFD
| Short | 407 | 1.884 GBP |
25p ordinary | CFD
| Short | 27971 | 1.899123 GBP |
25p ordinary | CFD
| Short | 32893 | 1.886039 GBP |
25p ordinary | CFD
| Short | 2229 | 1.884002 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 25 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L