23rd Sep 2020 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 22 September 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 1095047 | 1.87900 GBP | 1.86003 GBP |
25p ordinary | Sell
| 492163 | 1.87900 GBP | 1.85982 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 2020 | 1.860935 GBP |
25p ordinary | CFD
| Long | 49 | 1.873185 GBP |
25p ordinary | CFD
| Long | 48 | 1.873623 GBP |
25p ordinary | CFD
| Long | 112 | 1.873208 GBP |
25p ordinary | CFD
| Long | 1087 | 1.859814 GBP |
25p ordinary | CFD
| Long | 45 | 1.87081 GBP |
25p ordinary | CFD
| Long | 343 | 1.873192 GBP |
25p ordinary | CFD
| Long | 148 | 1.873648 GBP |
25p ordinary | CFD
| Long | 144 | 1.87083 GBP |
25p ordinary | CFD
| Long | 28 | 1.868313 GBP |
25p ordinary | CFD
| Long | 33612 | 1.86402029037249 GBP |
25p ordinary | CFD
| Long | 127 | 1.872056 GBP |
25p ordinary | CFD
| Long | 10704 | 1.867688 GBP |
25p ordinary | CFD
| Long | 2104 | 1.866605 GBP |
25p ordinary | CFD
| Long | 21668 | 1.867419 GBP |
25p ordinary | CFD
| Long | 54801 | 1.861 GBP |
25p ordinary | CFD
| Long | 832 | 1.860985 GBP |
25p ordinary | CFD
| Long | 323 | 1.870764 GBP |
25p ordinary | CFD
| Long | 439 | 1.870107 GBP |
25p ordinary | CFD
| Long | 300 | 1.87105600333333 GBP |
25p ordinary | CFD
| Long | 656 | 1.871599 GBP |
25p ordinary | CFD
| Long | 759 | 1.872643 GBP |
25p ordinary | CFD
| Long | 12613 | 1.8633 GBP |
25p ordinary | CFD
| Long | 3336 | 1.866657 GBP |
25p ordinary | CFD
| Long | 5329 | 1.86389 GBP |
25p ordinary | CFD
| Long | 34032 | 1.86492036906441 GBP |
25p ordinary | CFD
| Short | 2572 | 1.861687 GBP |
25p ordinary | CFD
| Short | 1473 | 1.865359 GBP |
25p ordinary | CFD
| Short | 420 | 1.869541 GBP |
25p ordinary | CFD
| Short | 272 | 1.862037 GBP |
25p ordinary | CFD
| Short | 145 | 1.87242 GBP |
25p ordinary | CFD
| Short | 287 | 1.866328 GBP |
25p ordinary | CFD
| Short | 133986 | 1.861 GBP |
25p ordinary | CFD
| Short | 7650 | 1.86494088235294 GBP |
25p ordinary | CFD
| Short | 39194 | 1.865533 GBP |
25p ordinary | CFD
| Short | 100 | 1.861037 GBP |
25p ordinary | CFD
| Short | 4097 | 1.869642 GBP |
25p ordinary | CFD
| Short | 45173 | 1.865689 GBP |
25p ordinary | CFD
| Short | 50360 | 1.862662 GBP |
25p ordinary | CFD
| Short | 7092 | 1.86704 GBP |
25p ordinary | CFD
| Short | 1676 | 1.866767 GBP |
25p ordinary | CFD
| Short | 35000 | 1.86343114 GBP |
25p ordinary | CFD
| Short | 237 | 1.870129 GBP |
25p ordinary | CFD
| Short | 84060 | 1.865135 GBP |
25p ordinary | CFD
| Short | 23472 | 1.865699 GBP |
25p ordinary | CFD
| Short | 373532 | 1.867641 GBP |
25p ordinary | CFD
| Short | 4271 | 1.862236 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 September 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L