9th Oct 2020 10:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | G4S plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Garda World Security Corporation |
(d) Date dealing undertaken: | 08 October 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 572147 | 2.02104 GBP | 2.00798 GBP |
25p ordinary | Sell
| 291199 | 2.02104 GBP | 2.00803 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 6588 | 2.017056 GBP |
25p ordinary | CFD
| Long | 1256 | 2.019101 GBP |
25p ordinary | CFD
| Long | 4162 | 2.016545 GBP |
25p ordinary | CFD
| Long | 702 | 2.019565 GBP |
25p ordinary | CFD
| Long | 2 | 2.016918 GBP |
25p ordinary | CFD
| Long | 13285 | 2.01357470831765 GBP |
25p ordinary | CFD
| Long | 638 | 2.01786834 GBP |
25p ordinary | CFD
| Long | 58402 | 2.016073 GBP |
25p ordinary | CFD
| Long | 17318 | 2.0150002999769 GBP |
25p ordinary | CFD
| Long | 9332 | 2.01446207 GBP |
25p ordinary | CFD
| Long | 124 | 2.01496 GBP |
25p ordinary | CFD
| Long | 3891 | 2.017538 GBP |
25p ordinary | CFD
| Long | 1508 | 2.015735 GBP |
25p ordinary | CFD
| Long | 4247 | 2.01699412432305 GBP |
25p ordinary | CFD
| Long | 38132 | 2.015 GBP |
25p ordinary | CFD
| Long | 21407 | 2.017585 GBP |
25p ordinary | CFD
| Long | 3153 | 2.01747518426895 GBP |
25p ordinary | CFD
| Long | 3640 | 2.015148 GBP |
25p ordinary | CFD
| Long | 7443 | 2.014929 GBP |
25p ordinary | CFD
| Long | 3318 | 2.016319 GBP |
25p ordinary | CFD
| Long | 1091 | 2.015908 GBP |
25p ordinary | CFD
| Long | 15 | 2.013266 GBP |
25p ordinary | CFD
| Long | 284 | 2.01918640507042 GBP |
25p ordinary | CFD
| Long | 279 | 2.019489 GBP |
25p ordinary | CFD
| Short | 51038 | 2.01637 GBP |
25p ordinary | CFD
| Short | 15851 | 2.018123 GBP |
25p ordinary | CFD
| Short | 72325 | 2.015 GBP |
25p ordinary | CFD
| Short | 109300 | 2.016115 GBP |
25p ordinary | CFD
| Short | 13081 | 2.015293 GBP |
25p ordinary | CFD
| Short | 1395 | 2.017652 GBP |
25p ordinary | CFD
| Short | 1920 | 2.016 GBP |
25p ordinary | CFD
| Short | 10915 | 2.0167027027027 GBP |
25p ordinary | CFD
| Short | 1684 | 2.018376 GBP |
25p ordinary | CFD
| Short | 14868 | 2.016857 GBP |
25p ordinary | CFD
| Short | 525 | 2.015271 GBP |
25p ordinary | CFD
| Short | 246 | 2.019202 GBP |
25p ordinary | CFD
| Short | 246 | 2.018202 GBP |
25p ordinary | CFD
| Short | 2361 | 2.01827663447692 GBP |
25p ordinary | CFD
| Short | 738 | 2.01899962195122 GBP |
25p ordinary | CFD
| Short | 246 | 2.01799963821138 GBP |
25p ordinary | CFD
| Short | 1151 | 2.015383 GBP |
25p ordinary | CFD
| Short | 670 | 2.01704 GBP |
25p ordinary | CFD
| Short | 1381 | 2.02099958001448 GBP |
25p ordinary | CFD
| Short | 246 | 2.01699965853659 GBP |
25p ordinary | CFD
| Short | 120 | 2.016202 GBP |
25p ordinary | CFD
| Short | 832 | 2.018479 GBP |
25p ordinary | CFD
| Short | 1727 | 2.017202 GBP |
25p ordinary | CFD
| Short | 416 | 2.018389 GBP |
25p ordinary | CFD
| Short | 175000 | 2.01507211 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 October 2020 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
GFS.L