12th May 2010 10:12
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|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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|
(b) Name of offeror/offeree in relation to whose |
Candover Investments Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Candover Investments Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
11/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
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|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001713154 |
Purchase |
120 |
GBP 8.00 |
GBP 8.00 |
|
|
Common - GB0001713154 |
Sale |
120 |
GBP 8.00 |
GBP 8.00 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
12/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
11/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
763,626 |
GBP 5.89 |
GBP 5.56 |
|
|
Common - GB0009697037 |
Sale |
844,902 |
GBP 5.87 |
GBP 5.68 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
3825 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
117826 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
112500 |
GBP 5.57 |
|
|
Common - GB0009697037 |
Swap |
LONG |
112500 |
GBP 5.57 |
|
|
Common - GB0009697037 |
Swap |
LONG |
79918 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
LONG |
70589 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
LONG |
41842 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
LONG |
35905 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
LONG |
34624 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
LONG |
29791 |
GBP 5.77 |
|
|
Common - GB0009697037 |
Swap |
LONG |
829 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
5702 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
LONG |
445888 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3531 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3275 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2912 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2431 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2337 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2220 |
GBP 5.69 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2025 |
GBP 5.84 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1549 |
GBP 5.77 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1088 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
6171 |
GBP 5.84 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
21180 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1088 |
GBP 5.78 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
2025 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
3142 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
3531 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
3825 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
4707 |
GBP 5.72 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
5466 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
8333 |
GBP 5.80 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
9596 |
GBP 5.72 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
445888 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
11873 |
GBP 5.78 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
117826 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
29589 |
GBP 5.83 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
33501 |
GBP 5.83 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
34624 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
43174 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
48876 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
70589 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
79918 |
GBP 5.75 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
112500 |
GBP 5.57 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
112500 |
GBP 5.57 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
698 |
GBP 5.72 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
10863 |
GBP 5.72 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
12/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
VT Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
11/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0031729733 |
Purchase |
629,543 |
GBP 7.54 |
GBP 7.37 |
|
|
Common - GB0031729733 |
Sale |
522,354 |
GBP 7.51 |
GBP 7.37 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
LONG |
47790 |
GBP 7.50 |
|
|
Common - GB0031729733 |
Swap |
LONG |
42210 |
GBP 7.50 |
|
|
Common - GB0031729733 |
Swap |
LONG |
5977 |
GBP 7.53 |
|
|
Common - GB0031729733 |
Swap |
LONG |
5317 |
GBP 7.53 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1142 |
GBP 7.53 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1942 |
GBP 7.38 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
2200 |
GBP 7.38 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
12/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
RENSBURG SHEPPARDS PLC |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Investec Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
11/05/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
Purchase |
982 |
GBP 8.01 |
GBP 7.95 |
|
|
Common - |
Sale |
982 |
GBP 8.01 |
GBP 7.95 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
12/05/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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