11th Aug 2015 11:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 10/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,532,276 | 19.05 GBP | 18.75 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,095,361 | 19.07 GBP | 18.73 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 912,196 | 18.93 GBP | 18.52 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,300,841 | 26.79 EUR | 26.24 EUR |
Common - ISIN GB00B03MLX29 | Sale | 866,231 | 18.89 GBP | 18.51 GBP |
Common - ISIN GB00B03MLX29 | Sale | 938,774 | 26.79 EUR | 24.94 EUR |
ADR- ISIN US7802592060 | Sale | 1,741 | 58.84 USD | 58.75 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,906 | 26.449 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,931 | 26.567 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,392 | 26.584 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 454 | 26.567 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 368,817 | 26.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 181 | 26.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,000 | 26.275 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,509 | 26.262 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,740 | 26.503 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 760 | 26.503 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24,057 | 26.377 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,560 | 26.377 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,723 | 18.794 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,180 | 18.692 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,637 | 18.799 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 513 | 18.799 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 916 | 18.54 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 673,656 | 18.62 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,662 | 18.62 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,219 | 18.622 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,934 | 18.635 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 484 | 18.622 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,139 | 18.748 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,217 | 18.758 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 170 | 18.698 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 78,549 | 26.371 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 313 | 26.462 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 454 | 26.66 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,455 | 26.66 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 108 | 26.445 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,845 | 26.422 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1 | 26.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 368,817 | 26.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 402 | 26.343 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 798 | 26.343 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,000 | 26.343 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 760 | 26.335 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,740 | 26.335 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,740 | 18.538 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28 | 18.765 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 922 | 18.546 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 139 | 18.713 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 27 | 18.648 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 513 | 18.648 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,090 | 18.589 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 916 | 18.755 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 672,630 | 18.618 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,219 | 18.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,418 | 18.651 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 784 | 18.576 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,685 | 18.577 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,825 | 18.573 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,921 | 18.577 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,853 | 18.583 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,879 | 18.583 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,009 | 18.583 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,241 | 18.583 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 212 | 18.562 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,372 | 18.795 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,959 | 18.795 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,669 | 18.795 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 718 | 18.874 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 70,000 | 18.819 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,620 | 18.752 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,839 | 18.912 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,745 | 19.049 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,935 | 18.833 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,215 | 18.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,405 | 18.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 715,787 | 18.827 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 929 | 19.05 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,296 | 18.928 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,419 | 18.928 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 209 | 18.803 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 209 | 18.803 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 94,362 | 18.768 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 51,471 | 18.726 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 97,131 | 18.768 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 52,980 | 18.726 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 24,987 | 18.726 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45,809 | 18.768 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,668 | 18.768 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,182 | 18.726 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,735 | 18.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,491 | 18.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,493 | 18.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,091 | 18.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,735 | 18.9 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,490 | 18.9 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,494 | 18.9 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,091 | 18.9 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,135 | 19.052 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,369 | 18.906 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,066 | 18.932 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,620 | 18.911 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,483 | 18.914 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,745 | 18.931 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,111 | 18.931 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,415 | 19.05 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,215 | 19.05 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 488 | 18.827 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,271 | 18.827 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 715,787 | 18.827 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 300 | 19.005 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 629 | 19.005 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 209 | 18.777 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 350,000 | 26.36 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN GB00B03MLX29 | Put Option | Writing | 100,000 | 24 EUR | American | 18/03/2016 | 0.92 EUR |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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