26th Jul 2011 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
International NV
principal trader is connected:
(d) Date dealing undertaken: 25/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 1,886,775 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 1,345,475 GBP 0.65 GBP 0.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 300000 GBP 0.65
Common - BE0947727377 Swap SHORT 195000 GBP 0.65
Common - BE0947727377 Swap SHORT 46300 GBP 0.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Misys Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information
Services Inc
principal trader is connected:
(d) Date dealing undertaken: 25/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B45TWN62 Purchase 280,706 GBP 4.05 GBP 3.98
Common - GB00B45TWN62 Sale 280,684 GBP 4.02 GBP 3.97
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 17663 GBP 4.05
Common - Swap SHORT 327 GBP 4.01
Common - Swap SHORT 655 GBP 3.96
Common - Swap SHORT 819 GBP 3.96
Common - Swap SHORT 1647 GBP 3.96
Common - Swap SHORT 1770 GBP 4.07
Common - Swap SHORT 2161 GBP 4.03
Common - Swap SHORT 2269 GBP 4.00
Common - Swap SHORT 2404 GBP 4.01
Common - Swap SHORT 2567 GBP 3.98
Common - Swap SHORT 135 GBP 4.01
Common - Swap SHORT 16535 GBP 4.02
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 1 GBP 4.00
Common - Swap LONG 10132 GBP 4.00
Common - Swap LONG 5000 GBP 3.99
Common - Swap LONG 1970 GBP 3.99
Common - Swap LONG 1084 GBP 4.00
Common - Swap LONG 572 GBP 3.97
Common - Swap LONG 571 GBP 3.97
Common - Swap LONG 562 GBP 4.00
Common - Swap LONG 247 GBP 3.97
Common - Swap LONG 175 GBP 3.99
Common - Swap LONG 16 GBP 3.99
Common - Swap LONG 28247 GBP 4.02
Common - Swap LONG 353 GBP 4.05
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 25/07/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 7,737 GBP 3.01 GBP 2.99
Common - GB00B079W581 Sale 8,723 GBP 3.05 GBP 2.99
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 1791 GBP 3.00
Common - Swap SHORT 76 GBP 3.01
Common - Swap SHORT 794 GBP 3.00
Common - Swap SHORT 1006 GBP 2.99
Common - Swap SHORT 1142 GBP 2.99
Common - Swap SHORT 1403 GBP 3.01
Common - Swap SHORT 20 GBP 3.01
Common - Swap SHORT 1505 GBP 3.01
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 146 GBP 3.00
Common - Swap LONG 1627 GBP 2.99
Common - Swap LONG 1446 GBP 3.05
Common - Swap LONG 1403 GBP 3.00
Common - Swap LONG 1022 GBP 3.02
Common - Swap LONG 794 GBP 3.00
Common - Swap LONG 474 GBP 3.01
Common - Swap LONG 1811 GBP 3.02
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 26/07/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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