20th Oct 2021 11:29
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Entain plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Entain plc |
(d) Date dealing undertaken: | 19 October 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes-Draftkings Inc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.01 ordinary | PURCHASES | 667,005 | 22.0100 GBP | 20.6838 GBP |
EUR 0.01 ordinary | SALES | 1,393,638 | 22.1100 GBP | 20.7205 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.01 ordinary | CFD | increasing a long position | 5,573 | 21.2275 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 5,537 | 21.4606 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 480 | 21.5223 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 5,292 | 21.5295 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 4,905 | 21.6784 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 117 | 21.7100 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 35,966 | 21.7100 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 13 | 21.7753 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 100,000 | 21.8803 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 929 | 20.7880 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 2,166 | 20.8263 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 3,285 | 21.2854 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,927 | 21.5530 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 466 | 21.5640 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 5 | 21.5760 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 17,000 | 21.6761 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 100 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 347 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,023 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 923 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 183 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,804 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 135 | 21.6836 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 29 | 21.6838 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 228 | 21.7100 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 63,845 | 21.7100 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,046 | 21.7209 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 759 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 681 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 251 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 137 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 105 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,356 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 77 | 21.7378 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 27 | 21.7381 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 23,000 | 21.7530 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 196 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 3,470 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 63 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,938 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,739 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 643 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 267 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 356 | 21.7608 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 126 | 21.7967 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 712 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 6,940 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 534 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 392 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 3,876 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,286 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 3,478 | 21.7968 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 2,093 | 21.8109 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 418 | 21.8642 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 9,000 | 21.8675 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 18,000 | 21.9050 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 7,540 | 21.9594 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 66 | 22.0100 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 17,000 | 22.0578 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 93 | 20.7069 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 1,412 | 20.9339 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 540 | 20.9635 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 17,285 | 21.0464 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 5,573 | 21.1796 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 11 | 21.5530 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 480 | 21.5640 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 5,537 | 21.6200 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 4,994 | 21.6252 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,050 | 20.8706 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 320 | 20.8707 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 59 | 20.8708 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 950 | 20.9124 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,680 | 20.9527 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 453 | 20.9566 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 941 | 20.9714 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 50,000 | 20.9867 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 50,000 | 21.0553 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 25,000 | 21.0618 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 50,000 | 21.0634 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5 | 21.0880 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,283 | 21.0932 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 804 | 21.0937 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 59 | 21.0975 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 266 | 21.1210 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 317 | 21.1215 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5,308 | 21.1222 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,421 | 21.1222 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 18 | 21.1494 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 160 | 21.1499 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,070 | 21.1517 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,299 | 21.1518 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 25,000 | 21.1589 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 27 | 21.1822 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,986 | 21.1864 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,500 | 21.1865 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 88 | 21.1884 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 9 | 21.3478 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 179 | 21.3499 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 440 | 21.3500 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,800 | 21.3792 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,894 | 21.3793 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 220 | 21.3824 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 38,493 | 21.4109 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 37 | 21.4202 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 6 | 21.4667 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 76 | 21.4807 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 120 | 21.4826 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5,656 | 21.5768 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 120,000 | 21.6319 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 175,661 | 21.7100 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 7,533 | 21.7190 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 25,143 | 21.7404 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5,743 | 21.7404 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,794 | 21.7404 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 18,022 | 21.7404 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 16,000 | 21.7626 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,770 | 21.7634 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,927 | 21.7753 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 15,155 | 21.7847 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 5,144 | 21.7847 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 978 | 21.7847 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,723 | 21.7847 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 3,000 | 21.8210 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,000 | 21.8211 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 658 | 21.8343 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,048 | 21.8350 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 42,834 | 21.8368 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 7,539 | 21.8430 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 49 | 21.8471 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 77 | 21.8900 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,000 | 21.9000 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 574 | 21.9780 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 429 | 21.9780 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 744 | 21.9780 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 34,903 | 21.9780 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 848 | 21.9780 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 8,740 | 21.9780 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 6,499 | 22.0889 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 October 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Entain