2nd Aug 2011 11:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 01/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 136,057 GBP 2.94 GBP 2.89
Common - GB00B079W581 Sale 141,464 GBP 2.95 GBP 2.90
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B079W581 Swap SHORT 704 GBP 2.91
Common - GB00B079W581 Swap SHORT 46 GBP 2.92
Common - GB00B079W581 Swap SHORT 5464 GBP 2.90
Common - GB00B079W581 Swap SHORT 4315 GBP 2.95
Common - GB00B079W581 Swap SHORT 2591 GBP 2.91
Common - GB00B079W581 Swap SHORT 2229 GBP 2.89
Common - GB00B079W581 Swap SHORT 1294 GBP 2.91
Common - GB00B079W581 Swap SHORT 7438 GBP 2.91
Common - GB00B079W581 Swap SHORT 938 GBP 2.90
Common - GB00B079W581 Swap SHORT 13130 GBP 2.91
Common - GB00B079W581 Swap SHORT 581 GBP 2.90
Common - GB00B079W581 Swap SHORT 494 GBP 2.91
Common - GB00B079W581 Swap SHORT 427 GBP 2.87
Common - GB00B079W581 Swap SHORT 340 GBP 2.91
Common - GB00B079W581 Swap SHORT 222 GBP 2.91
Common - GB00B079W581 Swap SHORT 130 GBP 2.95
Common - GB00B079W581 Swap SHORT 1285 GBP 2.89
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B079W581 Swap LONG 1430 GBP 2.88
Common - GB00B079W581 Swap LONG 46 GBP 2.92
Common - GB00B079W581 Swap LONG 249 GBP 2.91
Common - GB00B079W581 Swap LONG 482 GBP 2.89
Common - GB00B079W581 Swap LONG 581 GBP 2.91
Common - GB00B079W581 Swap LONG 704 GBP 2.91
Common - GB00B079W581 Swap LONG 769 GBP 2.93
Common - GB00B079W581 Swap LONG 15194 GBP 2.90
Common - GB00B079W581 Swap LONG 938 GBP 2.91
Common - GB00B079W581 Swap LONG 44 GBP 2.90
Common - GB00B079W581 Swap LONG 2049 GBP 2.92
Common - GB00B079W581 Swap LONG 2229 GBP 2.91
Common - GB00B079W581 Swap LONG 2591 GBP 2.91
Common - GB00B079W581 Swap LONG 5236 GBP 2.89
Common - GB00B079W581 Swap LONG 6667 GBP 2.93
Common - GB00B079W581 Swap LONG 6971 GBP 2.93
Common - GB00B079W581 Swap LONG 855 GBP 2.88
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 02/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Misys Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information
Services Inc
principal trader is connected:
(d) Date dealing undertaken: 01/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B45TWN62 Purchase 133,791 GBP 3.96 GBP 3.86
Common - GB00B45TWN62 Sale 125,645 GBP 3.96 GBP 3.87
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B45TWN62 Swap SHORT 13917 GBP 3.88
Common - GB00B45TWN62 Swap SHORT 103 GBP 3.86
Common - GB00B45TWN62 Swap SHORT 347 GBP 3.87
Common - GB00B45TWN62 Swap SHORT 615 GBP 3.87
Common - GB00B45TWN62 Swap SHORT 812 GBP 3.86
Common - GB00B45TWN62 Swap SHORT 887 GBP 3.86
Common - GB00B45TWN62 Swap SHORT 1313 GBP 3.87
Common - GB00B45TWN62 Swap SHORT 2001 GBP 3.91
Common - GB00B45TWN62 Swap SHORT 2606 GBP 3.96
Common - GB00B45TWN62 Swap SHORT 39 GBP 3.86
Common - GB00B45TWN62 Swap SHORT 10782 GBP 3.86
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B45TWN62 Swap LONG 26 GBP 3.93
Common - GB00B45TWN62 Swap LONG 5858 GBP 3.91
Common - GB00B45TWN62 Swap LONG 3056 GBP 3.94
Common - GB00B45TWN62 Swap LONG 2195 GBP 3.88
Common - GB00B45TWN62 Swap LONG 1770 GBP 3.88
Common - GB00B45TWN62 Swap LONG 1355 GBP 3.90
Common - GB00B45TWN62 Swap LONG 1313 GBP 3.87
Common - GB00B45TWN62 Swap LONG 1128 GBP 3.94
Common - GB00B45TWN62 Swap LONG 694 GBP 3.95
Common - GB00B45TWN62 Swap LONG 7881 GBP 3.88
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable) 3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 02/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
International NV
principal trader is connected:
(d) Date dealing undertaken: 01/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 29,926 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 21,584 GBP 0.65 GBP 0.65
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 8342 GBP 0.65
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 02/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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