7th Dec 2018 11:26
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 06 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 3,333,062219,140 | 46.6025 GBP60.6736 USD | 45.7650 GBP58.6971 USD |
Ordinary | Sales | 2,454,792385,200 | 46.6650 GBP59.8062 USD | 45.7500 GBP58.6873 USD |
ADR / (1.00 : 3.00) | Purchases | 14,235 (42,705) | 176.5187 USD | 176.0650 USD |
ADR / (1.00 : 3.00) | Sales | 13,570 (40,710) | 176.4496 USD | 176.1201 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Reducing a short position | 50,000 | 45.5000 GBP |
Ordinary | CFD | Reducing a long position | 50,000 | 45.5000 GBP |
Ordinary | CFD | Reducing a short position | 5,769 | 45.9246 GBP |
Ordinary | CFD | Reducing a short position | 1,731 | 45.9821 GBP |
Ordinary | CFD | Reducing a short position | 4,950 | 45.9824 GBP |
Ordinary | CFD | Reducing a short position | 215 | 45.9881 GBP |
Ordinary | CFD | Reducing a short position | 5,263 | 46.0492 GBP |
Ordinary | CFD | Increasing a short position | 1,351 | 46.0520 GBP |
Ordinary | CFD | Increasing a long position | 6,990 | 46.0589 GBP |
Ordinary | CFD | Reducing a short position | 18 | 46.1000 GBP |
Ordinary | CFD | Reducing a short position | 1,727 | 46.1000 GBP |
Ordinary | CFD | Reducing a short position | 977 | 46.1411 GBP |
Ordinary | CFD | Reducing a short position | 1,000 | 46.1525 GBP |
Ordinary | CFD | Opening a short position | 676 | 46.2181 GBP |
Ordinary | CFD | Opening a short position | 137,401 | 46.2242 GBP |
Ordinary | CFD | Reducing a short position | 1,300 | 46.3117 GBP |
Ordinary | CFD | Increasing a short position | 8,835 | 46.4907 GBP |
Ordinary | CFD | Reducing a short position | 50,000 | 46.5185 GBP |
Ordinary | CFD | Reducing a short position | 676 | 46.5424 GBP |
Ordinary | CFD | Opening a short position | 20,000 | 58.6971 USD |
Ordinary | CFD | Increasing a short position | 2,145 | 58.7778 USD |
Ordinary | CFD | Increasing a short position | 18,590 | 58.7778 USD |
Ordinary | CFD | Increasing a short position | 34,265 | 58.7778 USD |
Ordinary | CFD | Opening a short position | 30,000 | 58.8981 USD |
Ordinary | CFD | Opening a short position | 32,961 | 58.9084 USD |
Ordinary | CFD | Opening a short position | 28,366 | 58.9084 USD |
Ordinary | CFD | Opening a short position | 97,603 | 58.9084 USD |
Ordinary | CFD | Opening a short position | 250,000 | 59.6800 USD |
Ordinary | CFD | Opening a short position | 150,000 | 59.7934 USD |
Ordinary | CFD | Opening a short position | 43,400 | 59.8816 USD |
Ordinary | CFD | Increasing a short position | 1,004 | 59.9711 USD |
Ordinary | CFD | Increasing a short position | 16,036 | 59.9711 USD |
Ordinary | CFD | Opening a short position | 26,948 | 60.6736 USD |
Ordinary | CFD | Opening a short position | 5,648 | 60.6736 USD |
Ordinary | CFD | Opening a short position | 12,404 | 60.6736 USD |
Ordinary | SWAP | Opening a short position | 16,750 | 45.9536 GBP |
Ordinary | SWAP | Opening a short position | 8,250 | 45.9536 GBP |
Ordinary | SWAP | Opening a short position | 16,500 | 46.1471 GBP |
Ordinary | SWAP | Opening a short position | 33,500 | 46.1471 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 07 December 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire