8th Mar 2011 10:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS AG London Branch |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Southern Cross Healthcare Group Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Southern Cross Healthcare Group Plc |
(d) Date dealing undertaken: | 07 March 2011 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
1p Ordinary | Buy
| 376900 | 0.33750 GBP | 0.17775 GBP |
1p Ordinary | Sell
| 378483 | 0.33750 GBP | 0.17000 GBP |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
1p Ordinary | CFD
| Long | 1583 | 0.17 GBP |
1p Ordinary | CFD
| Long | 33200 | 0.177754 GBP |
1p Ordinary | CFD
| Long | 4098 | 0.1835702 GBP |
1p Ordinary | CFD
| Long | 25276 | 0.184287 GBP |
1p Ordinary | CFD
| Long | 39164 | 0.185 GBP |
1p Ordinary | CFD
| Long | 6910 | 0.241303 GBP |
1p Ordinary | CFD
| Long | 2929 | 0.2581092 GBP |
1p Ordinary | CFD
| Long | 6999 | 0.27 GBP |
1p Ordinary | CFD
| Long | 41500 | 0.27027 GBP |
1p Ordinary | CFD
| Long | 16600 | 0.28 GBP |
1p Ordinary | CFD
| Long | 5 | 0.28038 GBP |
1p Ordinary | CFD
| Long | 26 | 0.2803846 GBP |
1p Ordinary | CFD
| Long | 2490 | 0.2804 GBP |
1p Ordinary | CFD
| Long | 49800 | 0.2903 GBP |
1p Ordinary | CFD
| Long | 397 | 0.3002997 GBP |
1p Ordinary | CFD
| Long | 2138 | 0.3002999 |
1p Ordinary | CFD
| Long | 16600 | 0.3003 GBP |
1p Ordinary | CFD
| Long | 21 | 0.3003238 GBP |
1p Ordinary | CFD
| Long | 4 | 0.300325 GBP |
1p Ordinary | CFD
| Long | 16600 | 0.3022 GBP |
1p Ordinary | CFD
| Long | 13199 | 0.3085 GBP |
1p Ordinary | CFD
| Long | 2451 | 0.3085 GBP |
1p Ordinary | CFD
| Long | 16600 | 0.32 GBP |
1p Ordinary | CFD
| Long | 7922 | 0.3209629 GBP |
1p Ordinary | CFD
| Long | 1471 | 0.320963 GBP |
1p Ordinary | CFD
| Long | 2600 | 0.329631 GBP |
1p Ordinary | CFD
| Long | 14000 | 0.329631 GBP |
1p Ordinary | CFD
| Long | 535 | 0.329631 GBP |
1p Ordinary | CFD
| Long | 99 | 0.3296313 GBP |
1p Ordinary | CFD
| Long | 16600 | 0.33 GBP |
1p Ordinary | CFD
| Long | 6804 | 0.330165 GBP |
1p Ordinary | CFD
| Long | 1264 | 0.330165 GBP |
1p Ordinary | CFD
| Long | 1806 | 0.33033 GBP |
1p Ordinary | CFD
| Long | 9727 | 0.33033 GBP |
1p Ordinary | CFD
| Long | 16600 | 0.335335 GBP |
1p Ordinary | CFD
| Long | 465 | 0.3375 GBP |
1p Ordinary | CFD
| Short | 16600 | 0.3003 GBP |
1p Ordinary | CFD
| Short | 16600 | 0.28 GBP |
1p Ordinary | CFD
| Short | 6804 | 0.33016502 GBP |
1p Ordinary | CFD
| Short | 5828 | 0.24130303 GBP |
1p Ordinary | CFD
| Short | 39164 | 0.185 GBP |
1p Ordinary | CFD
| Short | 6999 | 0.27 GBP |
1p Ordinary | CFD
| Short | 21317 | 0.184287 GBP |
1p Ordinary | CFD
| Short | 41500 | 0.27027 GBP |
1p Ordinary | CFD
| Short | 16600 | 0.3022 GBP |
1p Ordinary | CFD
| Short | 26 | 0.28038461 GBP |
1p Ordinary | CFD
| Short | 13199 | 0.30850003 GBP |
1p Ordinary | CFD
| Short | 535 | 0.32963102 GBP |
1p Ordinary | CFD
| Short | 2470 | 0.25810919 GBP |
1p Ordinary | CFD
| Short | 3456 | 0.18357016 GBP |
1p Ordinary | CFD
| Short | 49800 | 0.2903 GBP |
1p Ordinary | CFD
| Short | 9727 | 0.33033002 GBP |
1p Ordinary | CFD
| Short | 16600 | 0.33 GBP |
1p Ordinary | CFD
| Short | 2490 | 0.2804 GBP |
1p Ordinary | CFD
| Short | 16600 | 0.32 GBP |
1p Ordinary | CFD
| Short | 2138 | 0.30029985 GBP |
1p Ordinary | CFD
| Short | 14000 | 0.32963101 GBP |
1p Ordinary | CFD
| Short | 465 | 0.3375 GBP |
1p Ordinary | CFD
| Short | 21 | 0.3003238 GBP |
1p Ordinary | CFD
| Short | 33200 | 0.177754 GBP |
1p Ordinary | CFD
| Short | 7922 | 0.32096292 GBP |
1p Ordinary | CFD
| Short | 16600 | 0.335335 GBP |
1p Ordinary | CFD
| Short | 1471 | 0.32096295 GBP |
1p Ordinary | CFD
| Short | 1806 | 0.33033001 GBP |
1p Ordinary | CFD
| Short | 1264 | 0.33016503 GBP |
1p Ordinary | CFD
| Short | 2600 | 0.329631 GBP |
1p Ordinary | CFD
| Short | 99 | 0.32963131 GBP |
1p Ordinary | CFD
| Short | 4 | 0.300325 GBP |
1p Ordinary | CFD
| Short | 2451 | 0.30850004 GBP |
1p Ordinary | CFD
| Short | 397 | 0.30029974 GBP |
1p Ordinary | CFD
| Short | 5 | 0.28038 GBP |
1p Ordinary | CFD
| Short | 1082 | 0.24130304 GBP |
1p Ordinary | CFD
| Short | 459 | 0.25810915 GBP |
1p Ordinary | CFD
| Short | 3959 | 0.18428699 GBP |
1p Ordinary | CFD
| Short | 642 | 0.18357024 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 08 March 2011 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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