3rd Nov 2015 11:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 02/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,362,081 | 17.175 GBP | 16.83 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,367,303 | 17.168 GBP | 16.815 GBP |
Common - ISIN GB00B03MM408 | Purchase | 2 | 24.21 EUR | 24.21 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,645,045 | 17.07 GBP | 16.755 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,033,997 | 24.08 EUR | 23.63 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,650,827 | 17.085 GBP | 16.75 GBP |
Common - ISIN GB00B03MLX29 | Sale | 956,654 | 24.938 EUR | 23.63 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,499 | 23.74 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,960 | 16.897 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 128 | 16.852 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8 | 23.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 395,145 | 23.825 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,098,114 | 16.888 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,055 | 16.854 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,156 | 16.854 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,518 | 16.856 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,746 | 23.797 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,689 | 23.797 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 403 | 23.957 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 805 | 23.957 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 88,579 | 24.033 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 113 | 17.005 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 162 | 17.005 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 305 | 16.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 325 | 17.005 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 123 | 17.072 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 609 | 16.848 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,201 | 23.745 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 65,468 | 23.745 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,993 | 17.055 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 70 | 17.041 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 339 | 17.066 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,213 | 23.737 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,198 | 17.069 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 706 | 17.068 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,396 | 23.762 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 438 | 23.77 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 921 | 16.813 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 339 | 16.755 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 396,735 | 23.827 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,098,114 | 16.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 970 | 16.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,573 | 16.864 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,049 | 16.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,746 | 23.782 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 450 | 23.782 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 167 | 24.037 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 403 | 23.805 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19 | 23.805 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 62,597 | 23.722 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,073 | 16.897 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 325 | 16.974 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 113 | 16.897 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,300 | 16.824 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 218 | 24.027 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,412 | 16.978 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 34,204 | 24.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,201 | 24.029 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 93 | 24.026 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4 | 24.026 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 128 | 16.932 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,381 | 17.142 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 333 | 16.931 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 274 | 17.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,086 | 17.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,600 | 16.931 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 767,607 | 16.988 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,011 | 16.91 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10 | 16.936 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,995 | 16.935 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,244 | 16.936 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 371 | 16.896 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 202 | 16.896 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,338 | 17.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 73 | 17.142 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,353 | 17.166 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,802 | 17.138 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,159 | 17.155 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 68 | 17.142 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 24.209 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 24.209 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 991 | 17.139 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 333 | 17.139 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,620 | 17.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,836 | 17.09 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 274 | 17.09 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 900 | 17.128 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 766,882 | 16.99 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15,244 | 16.96 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,005 | 16.935 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 735 | 16.96 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 139 | 17.154 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 85 | 17.149 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,338 | 17.14 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,338 | 16.974 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 202 | 16.974 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 03/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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