26th Aug 2015 12:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 25/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,751,067 | 16.5 GBP | 16.07 GBP |
Common - ISIN GB00B03MM408 | Purchase | 617 | 22.75 EUR | 22.75 EUR |
Common - ISIN GB00B03MM408 | Sale | 3,083,265
| 16.53 GBP | 16.06 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,027 | 22.75 EUR | 23.34 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,917,217 | 16.41 GBP | 15.94 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,014,701 | 22.77 EUR | 22.06 EUR |
Common - ISIN GB00B03MLX29 | Sale | 3,130,957 | 16.37 GBP | 15.96 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,143,949 | 22.75 EUR | 21.97 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33,719 | 16.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,443 | 16.184 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,961 | 16.133 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,809 | 16.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,959 | 16.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,820 | 16.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 909 | 16.078 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 811 | 16.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,914 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,068 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,296 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,824 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,049 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,741 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,115 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,355 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,307 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,248 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,942 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,880 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,163 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,022 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 932 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 702 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 608 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 563 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 524 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 499 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 484 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 478 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 443 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 311 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 272 | 22.234 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 217 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 201 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 30 | 22.279 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,103 | 16.188 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,883 | 16.209 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 478 | 16.238 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 81,391 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 142 | 22.502 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,218 | 16.133 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 647 | 16.163 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,827 | 22.229 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,787 | 22.229 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,337 | 16.193 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 430 | 16.26 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 947 | 22.255 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 917 | 22.255 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 316 | 22.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 314 | 22.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 201 | 22.255 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,480,682 | 22.385 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,165,632 | 16.183 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,046 | 16.183 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 46,960 | 16.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 27,236 | 16.193 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,022 | 16.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 44,765 | 22.29 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,488 | 22.3 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,853 | 22.3 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,641 | 22.319 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,385 | 22.319 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,791 | 22.492 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 279 | 22.287 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 16.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 16.209 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 443 | 16.254 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,383 | 16.212 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 957 | 16.212 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 433 | 16.339 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 247 | 16.339 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 182 | 16.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,240 | 22.517 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,472 | 22.517 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 788 | 22.517 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,056 | 16.247 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,400 | 16.147 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,096 | 16.321 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,097 | 16.163 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 29,047 | 22.403 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,069 | 16.201 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 693 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,895 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,218 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 426 | 16.233 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 267 | 22.287 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,787 | 22.287 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,757 | 22.295 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 430 | 16.177 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 479 | 16.177 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 684 | 16.177 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,332 | 16.201 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,337 | 16.177 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,480,682 | 22.384 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,165,632 | 16.182 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 31,258 | 16.168 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 46,960 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,268 | 22.388 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22 | 22.581 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 99 | 22.448 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 279 | 22.448 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 373 | 22.295 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 373 | 22.686 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,118 | 22.448 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,791 | 22.448 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,101 | 22.659 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,911 | 22.659 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,465 | 22.611 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,040 | 22.628 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 320 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 493 | 16.289 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,087 | 16.067 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 788 | 22.42 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 866 | 22.42 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,371 | 16.169 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,195 | 16.169 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,548 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,978 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,835 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,682 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,373 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,343 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,277 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,762 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,702 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,664 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,508 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 898 | 16.276 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 237 | 22.344 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 142 | 22.344 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 31 | 22.344 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 57,011 | 16.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 32,069 | 16.261 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,620 | 16.151 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,817 | 16.323 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,181 | 16.334 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 446 | 16.313 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 58,366 | 16.301 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,658 | 16.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,094 | 16.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 597 | 16.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 800 | 16.233 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,453 | 16.265 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,211 | 16.392 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 217 | 16.265 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 120 | 16.392 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 93 | 16.392 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,473 | 16.231 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 917 | 16.228 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,624,567 | 16.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,025 | 16.294 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,049 | 16.388 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 156 | 16.388 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,638 | 16.359 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 892 | 16.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 806 | 16.331 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 534 | 16.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 238 | 16.384 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 20 | 16.384 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 78,117 | 16.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 40,574 | 16.141 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 60,427 | 16.244 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 51,363 | 16.244 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 345 | 16.343 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 861 | 16.166 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,939 | 16.233 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,015 | 16.338 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,658 | 16.329 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,639 | 16.3 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 310 | 16.28 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,357 | 16.303 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,453 | 16.303 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,624,567 | 16.292 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 125,603 | 16.06 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,017 | 16.06 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 196 | 16.336 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 371 | 16.355 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 853 | 16.355 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20 | 16.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 892 | 16.191 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,182 | 16.367 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 26/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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