7th Oct 2015 11:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 06/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,295,734 | 17.73 GBP | 16.84 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,657,465 | 17.72 GBP | 16.83 GBP |
ADR - ISIN US7802592060 | Sale | 1,389 | 53.6 USD | 53.59 USD |
Common - ISIN GB00B03MLX29 | Purchase | 2,066,987 | 17.55 GBP | 16.71 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,451,536 | 23.78 EUR | 22.64 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,038,157 | 17.55 GBP | 16.68 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,421,871 | 23.8 EUR | 22.62 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,535 | 17.094 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,363 | 17.049 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,723 | 17.097 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,299 | 17.073 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,055 | 17.044 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,619 | 23.198 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,404 | 23.188 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,401 | 23.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,266 | 23.128 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,720 | 23.128 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,197 | 23.183 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 532 | 23.198 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 423 | 23.183 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 289 | 23.183 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 142 | 23.183 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,654 | 17.179 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,774 | 23.107 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 56,506 | 16.961 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 237 | 23.379 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,803 | 17.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,578 | 17.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 634 | 17.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 174 | 17.383 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,299 | 23.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,025 | 23.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,470 | 17.333 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 180 | 17.515 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 23.028 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 23.028 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 870,226 | 23.32 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,140 | 23.32 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,508,423 | 17.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 246 | 17.161 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,249 | 17.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,984 | 17.096 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,806 | 17.096 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,404 | 23.445 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 411 | 23.445 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 343 | 23.445 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,242 | 23.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 254 | 17.019 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 50 | 17.019 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,566 | 17.52 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,500 | 23.149 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 34,789 | 17.017 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,658 | 17.017 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,456 | 17.017 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 98,028 | 23.329 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 17.05 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,155 | 17.526 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,668 | 23.777 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 29,349 | 17.061 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 40,302 | 17.451 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 416 | 17.467 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,585 | 17.09 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,803 | 17.09 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 174 | 16.886 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 591 | 16.886 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,691 | 22.93 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 90 | 17.51 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,698 | 17.009 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 22.835 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,210 | 23.128 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 873,451 | 23.319 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,509,068 | 17.159 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,984 | 17.229 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,055 | 17.044 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,404 | 23.399 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,242 | 23.26 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1 | 17.101 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 50 | 17.021 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 145 | 17.021 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 254 | 17.101 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 274 | 17.146 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 999 | 23.073 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,501 | 23.073 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,456 | 17.064 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 38,345 | 23.253 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3 | 17.137 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39 | 17.137 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,612 | 23.352 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,771 | 17.396 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39,325 | 17.221 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39,325 | 17.396 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,877 | 17.227 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,041 | 17.227 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,480 | 17.568 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 40,012 | 17.639 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 30,179 | 17.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,776 | 17.64 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,315 | 17.671 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 48,571 | 17.165 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,600 | 17.592 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 26,400 | 17.592 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 545 | 17.664 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,244 | 17.643 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,683 | 17.065 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,100 | 17.081 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 700 | 17.081 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 409 | 17.081 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 393 | 17.265 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,227,718 | 17.363 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 169 | 17.363 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 166 | 17.012 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 163 | 17.174 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 152 | 17.174 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,760 | 17.415 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 257 | 17.243 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18,560 | 17.563 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,771 | 17.579 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 39,325 | 17.378 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 39,325 | 17.579 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,743 | 17.706 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 40 | 17.096 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 699 | 17.211 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,677 | 17.346 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,670 | 17.095 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 478 | 17.395 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 135 | 17.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 393 | 17.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,100 | 17.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,228,103 | 17.36 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 166 | 17.095 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,437 | 17.101 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,000 | 17.665 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 07/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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