8th Oct 2015 12:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 07/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 3,395,619 | 18.31 GBP | 17.84 GBP |
Common - ISIN GB00B03MM408 | Sale | 4,194,611 | 18.31 GBP | 17.81 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 3,735,616 | 18.1 GBP | 17.7 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,177,886 | 24.74 EUR | 24.04 EUR |
Common - ISIN GB00B03MLX29 | Sale | 3,246,511 | 18.07 GBP | 17.69 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,823,892 | 24.8 EUR | 24.07 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,282 | 17.865 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,388 | 24.328 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 894 | 24.328 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,331 | 24.425 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 45,512 | 24.339 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,985 | 17.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 423 | 24.38 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,585 | 17.907 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,225 | 17.907 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 672 | 17.942 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 26,924 | 17.756 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,153,652 | 24.412 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,225 | 24.412 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,278,792 | 17.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 645 | 17.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 186 | 17.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,492 | 17.856 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,477 | 17.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,851 | 17.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,512 | 24.491 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,059 | 24.352 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 584 | 24.491 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,241 | 17.832 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,148 | 17.877 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,140 | 17.863 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,000 | 24.112 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20,585 | 17.837 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 190 | 17.738 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 39 | 17.738 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 323,672 | 24.372 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 51,818 | 24.372 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,612 | 24.372 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,942 | 27.424 USD |
Common - ISIN GB00B03MLX29 | Swaps | Short | 74,849 | 17.9 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 92 | 17.866 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,486 | 17.936 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 634 | 17.904 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,728 | 17.904 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 788 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,878 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,618 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 37,944 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,530 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,174 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26,434 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 73,657 | 17.909 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,190 | 24.335 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 180 | 17.872 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 565 | 17.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,470 | 17.872 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,975 | 17.872 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,920 | 17.872 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,007 | 24.108 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,154,306 | 24.41 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,278,792 | 17.888 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,477 | 17.857 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,343 | 17.861 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 673 | 24.464 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,412 | 24.584 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,519 | 24.524 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,987 | 24.464 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 155 | 23.901 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 209 | 23.928 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 86 | 24.306 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 368 | 24.331 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 411 | 24.439 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,059 | 24.439 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,512 | 24.439 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,943 | 24.453 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 700 | 24.406 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,298 | 24.471 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,032 | 24.586 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 466 | 17.861 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 31,185 | 17.799 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 222,904 | 17.867 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 260 | 18.099 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 431 | 18.172 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 74,309 | 18.138 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,873 | 18.086 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 189 | 17.814 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37,345 | 18.101 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,400 | 18.247 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 39,600 | 18.247 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,683 | 18.091 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,765 | 18.117 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 433 | 18.117 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 37,838 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,011 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,822 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 784 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 73,451 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,256 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,066 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,521 | 18.108 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 24,245 | 17.912 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,811 | 18.091 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 972 | 18.092 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 135 | 18.092 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 18.105 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,816,487 | 18.124 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 385 | 18.124 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 95 | 18.124 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 153 | 17.815 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 235 | 18.114 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 132 | 18.114 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 856 | 18.059 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 810 | 18.059 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 18.059 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 250 | 18.059 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 505 | 18.159 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 349 | 18.131 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 239 | 18.131 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 230 | 18.131 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 815 | 18.143 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 35 | 18.143 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 15,590 | 17.911 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 222,904 | 18.065 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 300,000 | 18.054 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,289 | 27.777 USD |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,102 | 18.107 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,371 | 18.152 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 70,000 | 18.152 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 467 | 18.112 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,179 | 18.089 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,811 | 18.112 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,512 | 18.112 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,683 | 18.112 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,324 | 18.112 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 719 | 18.147 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,672 | 18.117 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,816,487 | 18.12 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 153 | 17.89 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 320 | 18.156 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 08/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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