22nd Mar 2011 11:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Chaucer Holdings Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Terra Firma Investments (GP)
principal trader is connected: 3 Limited
(d) Date dealing undertaken: 21/03/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0000293950 Sale 31,866 GBP 0.55 GBP 0.55
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0000293950 Swap LONG 22530 GBP 0.55
Common - GB0000293950 Swap LONG 6453 GBP 0.55
Common - GB0000293950 Swap LONG 2883 GBP 0.55
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 22/03/2011
Contact name: Lucy Hayes
Telephone number: 02079959850
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose British Sky Broadcasting Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to British Sky Broadcasting
principal trader is connected: Group Plc
(d) Date dealing undertaken: 21/03/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0001411924 Purchase 549,647 GBP 8.30 GBP 8.25
Common - GB0001411924 Sale 539,248 GBP 8.32 GBP 8.25
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0001411924 Swap SHORT 2053 GBP 8.30
Common - GB0001411924 Swap SHORT 1862 GBP 8.30
Common - GB0001411924 Swap SHORT 408 GBP 8.31
Common - GB0001411924 Swap SHORT 456 GBP 8.30
Common - GB0001411924 Swap SHORT 739 GBP 8.30
Common - GB0001411924 Swap SHORT 1056 GBP 8.31
Common - GB0001411924 Swap SHORT 1069 GBP 8.29
Common - GB0001411924 Swap SHORT 1581 GBP 8.29
Common - GB0001411924 Swap SHORT 27592 GBP 8.29
Common - GB0001411924 Swap SHORT 2352 GBP 8.29
Common - GB0001411924 Swap SHORT 25160 GBP 8.26
Common - GB0001411924 Swap SHORT 2522 GBP 8.28
Common - GB0001411924 Swap SHORT 4075 GBP 8.27
Common - GB0001411924 Swap SHORT 5467 GBP 8.28
Common - GB0001411924 Swap SHORT 6951 GBP 8.31
Common - GB0001411924 Swap SHORT 9040 GBP 8.28
Common - GB0001411924 Swap SHORT 9341 GBP 8.26
Common - GB0001411924 Swap SHORT 218 GBP 8.31
Common - GB0001411924 Swap SHORT 1834 GBP 8.26
Common - GB0001411924 Swap SHORT 399 GBP 8.31
Common - GB0001411924 Swap SHORT 9381 GBP 8.26
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0001411924 Swap LONG 2053 GBP 8.25
Common - GB0001411924 Swap LONG 30000 GBP 8.24
Common - GB0001411924 Swap LONG 30000 GBP 8.29
Common - GB0001411924 Swap LONG 25037 GBP 8.29
Common - GB0001411924 Swap LONG 23146 GBP 8.29
Common - GB0001411924 Swap LONG 19515 GBP 8.29
Common - GB0001411924 Swap LONG 6376 GBP 8.29
Common - GB0001411924 Swap LONG 5530 GBP 8.25
Common - GB0001411924 Swap LONG 2318 GBP 8.30
Common - GB0001411924 Swap LONG 8 GBP 8.31
Common - GB0001411924 Swap LONG 626 GBP 8.31
Common - GB0001411924 Swap LONG 155 GBP 8.31
Common - GB0001411924 Swap LONG 139 GBP 8.31
Common - GB0001411924 Swap LONG 85 GBP 8.31
Common - GB0001411924 Swap LONG 48 GBP 8.31
Common - GB0001411924 Swap LONG 14 GBP 8.31
Common - GB0001411924 Swap LONG 12 GBP 8.31
Common - GB0001411924 Swap LONG 8 GBP 8.31
Common - GB0001411924 Swap LONG 5467 GBP 8.29
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 22/03/2011
Contact name: Lucy Hayes
Telephone number: 02079959850
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