24th Feb 2016 11:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Darty Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to Darty Plc offeree to Groupe Fnac SA |
(d) Date dealing undertaken: | 23 February 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Groupe Fnac SA |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.30 ordinary | Buy
| 657853 | 1.61856 USD | 1.11459 GBP |
EUR 0.30 ordinary | Sell
| 43290 | 1.15500 GBP | 1.11459 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.30 ordinary | CFD
| Long | 328 | 1.15 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.15119202 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.1527318 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.14714326 GBP |
EUR 0.30 ordinary | CFD
| Long | 163 | 1.13000443 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.125 GBP |
EUR 0.30 ordinary | CFD
| Long | 163 | 1.12238784 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.14154445 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.14999679 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.13116853 GBP |
EUR 0.30 ordinary | CFD
| Long | 165 | 1.1225 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.12896786 GBP |
EUR 0.30 ordinary | CFD
| Long | 165 | 1.13319304 GBP |
EUR 0.30 ordinary | CFD
| Long | 165 | 1.14997785 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.14972551 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.14894028 GBP |
EUR 0.30 ordinary | CFD
| Long | 164 | 1.15034708 GBP |
EUR 0.30 ordinary | CFD
| Long | 165 | 1.12955439 GBP |
EUR 0.30 ordinary | CFD
| Long | 165 | 1.1198127 GBP |
EUR 0.30 ordinary | CFD
| Long | 165 | 1.14211793 GBP |
EUR 0.30 ordinary | CFD
| Long | 227 | 1.11458917 GBP |
EUR 0.30 ordinary | CFD
| Long | 246 | 1.1399171 GBP |
EUR 0.30 ordinary | CFD
| Long | 5373 | 1.134912 GBP |
EUR 0.30 ordinary | CFD
| Long | 328 | 1.14151694 GBP |
EUR 0.30 ordinary | CFD
| Long | 1542 | 1.133936 GBP |
EUR 0.30 ordinary | CFD
| Short | 163 | 1.13000443 GBP |
EUR 0.30 ordinary | CFD
| Short | 163 | 1.12238784 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.125 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.1527318 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.15119202 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.13116853 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.14154445 GBP |
EUR 0.30 ordinary | CFD
| Short | 165 | 1.12955439 GBP |
EUR 0.30 ordinary | CFD
| Short | 165 | 1.1198127 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.14972551 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.14714326 GBP |
EUR 0.30 ordinary | CFD
| Short | 328 | 1.15 GBP |
EUR 0.30 ordinary | CFD
| Short | 165 | 1.14997785 GBP |
EUR 0.30 ordinary | CFD
| Short | 165 | 1.13319304 GBP |
EUR 0.30 ordinary | CFD
| Short | 165 | 1.1225 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.14894028 GBP |
EUR 0.30 ordinary | CFD
| Short | 165 | 1.14211793 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.14999679 GBP |
EUR 0.30 ordinary | CFD
| Short | 304004 | 1.581931 USD |
EUR 0.30 ordinary | CFD
| Short | 226985 | 1.618564 USD |
EUR 0.30 ordinary | CFD
| Short | 400 | 1.135031 GBP |
EUR 0.30 ordinary | CFD
| Short | 328 | 1.14151694 GBP |
EUR 0.30 ordinary | CFD
| Short | 246 | 1.1399171 GBP |
EUR 0.30 ordinary | CFD
| Short | 227 | 1.11458917 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.15034708 GBP |
EUR 0.30 ordinary | CFD
| Short | 164 | 1.12896786 GBP |
EUR 0.30 ordinary | CFD
| Short | 15390 | 1.137835 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 24 February 2016 |
| Contact name: | Achal Khanna |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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