10th Nov 2015 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 09/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,876,810 | 17.47 GBP | 17.07 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,781,781 | 17.47 GBP | 17.07 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,672,404 | 17.36 GBP | 17 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 983,005 | 24.55 EUR | 24.04 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,621,683 | 17.39 GBP | 16.99 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,075,410 | 24.53 EUR | 24.04 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 89 | 17.321 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,993 | 17.321 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,341 | 17.321 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,692 | 17.321 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,842 | 17.321 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 751 | 24.497 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,941 | 24.406 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,370 | 24.477 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,744 | 24.436 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 48 | 17.206 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 32,596 | 17.056 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,104 | 24.37 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,992 | 17.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,515 | 17.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,005 | 17.075 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 334 | 17.009 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 465 | 17.009 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,689 | 24.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,168 | 24.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,649 | 24.291 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,389 | 24.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 503 | 17.01 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,770 | 17.005 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 409,509 | 24.312 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 949,794 | 17.213 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,264 | 17.246 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,613 | 17.181 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,985 | 17.246 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 165 | 24.273 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 24.47 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 24.47 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 675 | 24.47 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45 | 24.421 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 171 | 24.421 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 289 | 24.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 599 | 24.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4 | 17.316 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28 | 17.316 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 159 | 17.254 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 211 | 17.254 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 106 | 24.398 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,844 | 17.186 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,005 | 17.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,515 | 17.045 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 431 | 17.255 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,389 | 24.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,841 | 24.27 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,168 | 24.357 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,700 | 17.005 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 408,981 | 24.313 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 24.313 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 954,187 | 17.214 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 519 | 17.214 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,985 | 17.201 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,613 | 17.251 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,264 | 17.251 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 377 | 24.159 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5 | 24.162 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 644 | 24.357 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 496 | 24.224 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,275 | 24.47 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 24.094 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 169 | 17.344 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,849 | 17.177 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,121 | 17.231 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 104,682 | 24.307 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 38,741 | 24.307 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 24.036 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,392 | 17.414 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 47 | 17.324 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 457 | 17.227 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,442 | 17.384 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,845 | 17.367 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,331 | 17.071 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 63 | 17.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,825 | 17.135 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 640 | 17.183 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,037 | 17.183 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,443 | 17.183 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 200 | 17.39 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,144 | 17.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,071,178 | 17.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 693 | 17.297 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,808 | 17.322 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 26,198 | 17.308 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 36,370 | 17.322 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 368 | 17.327 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 478 | 17.327 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 149 | 17.336 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,691 | 17.336 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,558 | 17.274 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,384 | 17.144 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,703 | 17.068 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,644 | 17.179 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,672 | 17.067 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,331 | 17.224 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,584 | 17.385 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 640 | 17.315 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,700 | 17.282 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 17.41 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,071,178 | 17.32 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 125,603 | 17.148 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,017 | 17.148 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 62,568 | 17.316 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,808 | 17.359 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 588 | 17.199 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 368 | 17.199 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,687 | 17.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,021 | 17.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,327 | 17.449 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 609 | 17.449 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 215 | 17.449 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 149 | 17.449 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,085 | 17.429 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 22,270 | 17.196 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,598 | 17.067 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 10/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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