3rd Aug 2018 10:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 02 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 76,505 | 6.3450 AUD | 6.3050 AUD |
CDI | SALES | 76,505 | 6.3400 AUD | 6.3150 AUD |
10p ordinary | PURCHASES | 336,079 | 3.5540 GBP | 3.4840 GBP |
10p ordinary | SALES | 1,776,777 | 3.5540 GBP | 3.4820 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 245 | 3.4896 GBP |
10p ordinary | CFD | LONG | 1 | 3.4917 GBP |
10p ordinary | CFD | LONG | 523,750 | 3.4920 GBP |
10p ordinary | CFD | LONG | 5,758 | 3.4951 GBP |
10p ordinary | CFD | LONG | 242,500 | 3.4951 GBP |
10p ordinary | CFD | LONG | 181,875 | 3.4951 GBP |
10p ordinary | CFD | LONG | 491,062 | 3.4951 GBP |
10p ordinary | CFD | LONG | 151,563 | 3.4951 GBP |
10p ordinary | CFD | LONG | 137,586 | 3.4972 GBP |
10p ordinary | CFD | LONG | 12,414 | 3.4972 GBP |
10p ordinary | CFD | LONG | 70,986 | 3.4972 GBP |
10p ordinary | CFD | LONG | 12,414 | 3.4972 GBP |
10p ordinary | CFD | LONG | 1,300 | 3.4979 GBP |
10p ordinary | CFD | LONG | 5,300 | 3.4979 GBP |
10p ordinary | CFD | LONG | 285 | 3.4986 GBP |
10p ordinary | CFD | LONG | 930 | 3.4986 GBP |
10p ordinary | CFD | LONG | 13 | 3.4986 GBP |
10p ordinary | CFD | LONG | 35 | 3.4991 GBP |
10p ordinary | CFD | LONG | 310 | 3.4991 GBP |
10p ordinary | CFD | LONG | 425 | 3.4992 GBP |
10p ordinary | CFD | LONG | 44 | 3.5006 GBP |
10p ordinary | CFD | LONG | 615 | 3.5020 GBP |
10p ordinary | CFD | LONG | 16,880 | 3.5020 GBP |
10p ordinary | CFD | LONG | 13,145 | 3.5020 GBP |
10p ordinary | CFD | LONG | 5,400 | 3.5020 GBP |
10p ordinary | CFD | LONG | 4 | 3.5025 GBP |
10p ordinary | CFD | LONG | 23,900 | 3.5035 GBP |
10p ordinary | CFD | LONG | 54 | 3.5037 GBP |
10p ordinary | CFD | LONG | 40 | 3.5037 GBP |
10p ordinary | CFD | LONG | 1 | 3.5040 GBP |
10p ordinary | CFD | LONG | 660 | 3.5040 GBP |
10p ordinary | CFD | LONG | 417 | 3.5040 GBP |
10p ordinary | CFD | LONG | 376 | 3.5040 GBP |
10p ordinary | CFD | LONG | 54 | 3.5040 GBP |
10p ordinary | CFD | LONG | 27,156 | 3.5048 GBP |
10p ordinary | CFD | LONG | 2 | 3.5050 GBP |
10p ordinary | CFD | LONG | 969 | 3.5060 GBP |
10p ordinary | CFD | LONG | 101 | 3.5060 GBP |
10p ordinary | CFD | LONG | 30 | 3.5060 GBP |
10p ordinary | CFD | LONG | 756 | 3.5060 GBP |
10p ordinary | CFD | LONG | 310 | 3.5060 GBP |
10p ordinary | CFD | LONG | 35 | 3.5060 GBP |
10p ordinary | CFD | LONG | 49,431 | 3.5096 GBP |
10p ordinary | CFD | LONG | 1 | 3.5100 GBP |
10p ordinary | CFD | LONG | 1 | 3.5100 GBP |
10p ordinary | CFD | LONG | 1,372 | 3.5122 GBP |
10p ordinary | CFD | LONG | 2,943 | 3.5230 GBP |
10p ordinary | CFD | LONG | 1,443 | 3.5230 GBP |
10p ordinary | CFD | LONG | 1,858 | 3.5230 GBP |
10p ordinary | CFD | LONG | 912 | 3.5230 GBP |
10p ordinary | CFD | LONG | 238 | 3.5230 GBP |
10p ordinary | CFD | LONG | 117 | 3.5230 GBP |
10p ordinary | CFD | LONG | 140 | 3.5250 GBP |
10p ordinary | CFD | LONG | 172 | 3.5250 GBP |
10p ordinary | CFD | LONG | 1,087 | 3.5250 GBP |
10p ordinary | CFD | LONG | 1,340 | 3.5250 GBP |
10p ordinary | CFD | LONG | 1,721 | 3.5250 GBP |
10p ordinary | CFD | LONG | 2,122 | 3.5250 GBP |
10p ordinary | CFD | LONG | 9,009 | 3.5252 GBP |
10p ordinary | CFD | LONG | 14,498 | 3.5271 GBP |
10p ordinary | CFD | LONG | 369 | 3.5300 GBP |
10p ordinary | CFD | LONG | 32,643 | 3.5300 GBP |
10p ordinary | CFD | LONG | 28,605 | 3.5300 GBP |
10p ordinary | CFD | LONG | 2,392 | 3.5300 GBP |
10p ordinary | CFD | LONG | 12,461 | 3.5431 GBP |
10p ordinary | CFD | SHORT | 6,400 | 3.4852 GBP |
10p ordinary | CFD | SHORT | 4,026 | 3.4866 GBP |
10p ordinary | CFD | SHORT | 7,245 | 3.4920 GBP |
10p ordinary | CFD | SHORT | 523,750 | 3.4920 GBP |
10p ordinary | CFD | SHORT | 2,790 | 3.4920 GBP |
10p ordinary | CFD | SHORT | 6,543 | 3.4920 GBP |
10p ordinary | CFD | SHORT | 36,513 | 3.4951 GBP |
10p ordinary | CFD | SHORT | 22,543 | 3.4963 GBP |
10p ordinary | CFD | SHORT | 2,724 | 3.4966 GBP |
10p ordinary | CFD | SHORT | 5,128,366 | 3.4970 GBP |
10p ordinary | CFD | SHORT | 174 | 3.4983 GBP |
10p ordinary | CFD | SHORT | 51 | 3.4984 GBP |
10p ordinary | CFD | SHORT | 27 | 3.4985 GBP |
10p ordinary | CFD | SHORT | 4,135 | 3.5020 GBP |
10p ordinary | CFD | SHORT | 7,272 | 3.5020 GBP |
10p ordinary | CFD | SHORT | 24,633 | 3.5020 GBP |
10p ordinary | CFD | SHORT | 209 | 3.5040 GBP |
10p ordinary | CFD | SHORT | 707 | 3.5040 GBP |
10p ordinary | CFD | SHORT | 215 | 3.5040 GBP |
10p ordinary | CFD | SHORT | 2,201 | 3.5060 GBP |
10p ordinary | CFD | SHORT | 9,009 | 3.5097 GBP |
10p ordinary | CFD | SHORT | 1,078 | 3.5164 GBP |
10p ordinary | CFD | SHORT | 906 | 3.5165 GBP |
10p ordinary | CFD | SHORT | 5,591 | 3.5166 GBP |
10p ordinary | CFD | SHORT | 72 | 3.5183 GBP |
10p ordinary | CFD | SHORT | 508 | 3.5185 GBP |
10p ordinary | CFD | SHORT | 84 | 3.5186 GBP |
10p ordinary | CFD | SHORT | 871 | 3.5230 GBP |
10p ordinary | CFD | SHORT | 1,909 | 3.5230 GBP |
10p ordinary | CFD | SHORT | 563 | 3.5230 GBP |
10p ordinary | CFD | SHORT | 949 | 3.5230 GBP |
10p ordinary | CFD | SHORT | 3,219 | 3.5230 GBP |
10p ordinary | CFD | SHORT | 2,277 | 3.5250 GBP |
10p ordinary | CFD | SHORT | 671 | 3.5250 GBP |
10p ordinary | CFD | SHORT | 268 | 3.5250 GBP |
10p ordinary | CFD | SHORT | 2,874 | 3.5250 GBP |
10p ordinary | CFD | SHORT | 492 | 3.5250 GBP |
10p ordinary | CFD | SHORT | 8,124 | 3.5284 GBP |
10p ordinary | CFD | SHORT | 44,511 | 3.5300 GBP |
10p ordinary | CFD | SHORT | 12,433 | 3.5300 GBP |
10p ordinary | CFD | SHORT | 7,065 | 3.5300 GBP |
10p ordinary | CFD | SHORT | 202 | 3.5332 GBP |
10p ordinary | CFD | SHORT | 6,840 | 3.5347 GBP |
10p ordinary | CFD | SHORT | 370 | 3.5347 GBP |
10p ordinary | CFD | SHORT | 1,132 | 3.5349 GBP |
10p ordinary | CFD | SHORT | 42,047 | 3.5352 GBP |
10p ordinary | CFD | SHORT | 251 | 3.5380 GBP |
10p ordinary | CFD | SHORT | 1,528 | 3.5384 GBP |
10p ordinary | CFD | LONG | 365,956 | 3.4920 GBP |
10p ordinary | CFD | LONG | 63,727 | 3.4920 GBP |
10p ordinary | CFD | SHORT | 52,486 | 3.4920 GBP |
10p ordinary | CFD | SHORT | 340,809 | 3.4920 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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