21st May 2018 11:21
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG Plc |
(d) Date dealing undertaken: | 18/05/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 288,935 | 2.9720 | 2.9420 |
10p ordinary | Sale | 623,482 | 3.0020 | 2.9420 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
CDI | Swaps | Long | 88 | 5.3795 AUD |
CDI | Swaps | Long | 97 | 5.3778 AUD |
CDI | Swaps | Long | 269 | 5.3700 AUD |
CDI | Swaps | Long | 460 | 5.3945 AUD |
CDI | Swaps | Long | 485 | 5.3850 AUD |
CDI | Swaps | Long | 635 | 5.3866 AUD |
CDI | Swaps | Long | 754 | 5.3835 AUD |
CDI | Swaps | Long | 782 | 5.3878 AUD |
CDI | Swaps | Long | 1,242 | 5.3545 AUD |
CDI | Swaps | Long | 1,247 | 5.3745 AUD |
CDI | Swaps | Long | 1,293 | 5.3780 AUD |
CDI | Swaps | Long | 1,363 | 5.3773 AUD |
CDI | Swaps | Long | 1,379 | 5.3808 AUD |
CDI | Swaps | Long | 2,488 | 5.3845 AUD |
CDI | Swaps | Long | 2,498 | 5.3766 AUD |
CDI | Swaps | Long | 2,579 | 5.3884 AUD |
CDI | Swaps | Long | 3,124 | 5.3850 AUD |
CDI | Swaps | Long | 3,873 | 5.3834 AUD |
CDI | Swaps | Long | 4,090 | 5.3866 AUD |
CDI | Swaps | Long | 4,279 | 5.3607 AUD |
CDI | Swaps | Long | 4,885 | 5.3835 AUD |
CDI | Swaps | Long | 5,063 | 5.3878 AUD |
CDI | Swaps | Long | 5,255 | 5.3775 AUD |
CDI | Swaps | Long | 5,878 | 5.3862 AUD |
CDI | Swaps | Long | 6,464 | 5.3776 AUD |
CDI | Swaps | Long | 7,037 | 5.3729 AUD |
CDI | Swaps | Long | 7,054 | 5.3799 AUD |
CDI | Swaps | Long | 7,645 | 5.3840 AUD |
CDI | Swaps | Long | 7,867 | 5.3880 AUD |
CDI | Swaps | Long | 8,814 | 5.3773 AUD |
CDI | Swaps | Long | 8,852 | 5.3800 AUD |
CDI | Swaps | Long | 9,662 | 5.3900 AUD |
CDI | Swaps | Long | 9,923 | 5.3874 AUD |
CDI | Swaps | Long | 11,047 | 5.3742 AUD |
CDI | Swaps | Long | 11,460 | 5.3809 AUD |
CDI | Swaps | Long | 12,527 | 5.3797 AUD |
CDI | Swaps | Long | 14,328 | 5.3771 AUD |
CDI | Swaps | Long | 25,866 | 5.3750 AUD |
CDI | Swaps | Long | 32,846 | 5.3829 AUD |
CDI | Swaps | Long | 46,838 | 5.3771 AUD |
CDI | Swaps | Long | 64,991 | 5.3811 AUD |
CDI | Swaps | Long | 79,087 | 5.3837 AUD |
10p ordinary | Swaps | Long | 2 | 2.9667 GBP |
10p ordinary | Swaps | Long | 7 | 2.9831 GBP |
10p ordinary | Swaps | Long | 17 | 2.9843 GBP |
10p ordinary | Swaps | Long | 17 | 2.9681 GBP |
10p ordinary | Swaps | Long | 18 | 2.9489 GBP |
10p ordinary | Swaps | Long | 24 | 2.9569 GBP |
10p ordinary | Swaps | Long | 25 | 2.9615 GBP |
10p ordinary | Swaps | Long | 26 | 2.9544 GBP |
10p ordinary | Swaps | Long | 39 | 2.9639 GBP |
10p ordinary | Swaps | Long | 45 | 2.9825 GBP |
10p ordinary | Swaps | Long | 48 | 2.9666 GBP |
10p ordinary | Swaps | Long | 55 | 2.9621 GBP |
10p ordinary | Swaps | Long | 55 | 2.9571 GBP |
10p ordinary | Swaps | Long | 93 | 2.9638 GBP |
10p ordinary | Swaps | Long | 97 | 2.9595 GBP |
10p ordinary | Swaps | Long | 125 | 2.9616 GBP |
10p ordinary | Swaps | Long | 135 | 2.9558 GBP |
10p ordinary | Swaps | Long | 142 | 2.9572 GBP |
10p ordinary | Swaps | Long | 190 | 2.9595 GBP |
10p ordinary | Swaps | Long | 223 | 2.9588 GBP |
10p ordinary | Swaps | Long | 236 | 2.9639 GBP |
10p ordinary | Swaps | Long | 272 | 2.9570 GBP |
10p ordinary | Swaps | Long | 324 | 2.9617 GBP |
10p ordinary | Swaps | Long | 414 | 2.9606 GBP |
10p ordinary | Swaps | Long | 521 | 2.9591 GBP |
10p ordinary | Swaps | Long | 546 | 2.9512 GBP |
10p ordinary | Swaps | Long | 760 | 2.9617 GBP |
10p ordinary | Swaps | Long | 1,260 | 2.9573 GBP |
10p ordinary | Swaps | Long | 1,318 | 2.9590 GBP |
10p ordinary | Swaps | Long | 1,937 | 2.9617 GBP |
10p ordinary | Swaps | Long | 1,984 | 2.9608 GBP |
10p ordinary | Swaps | Long | 2,153 | 2.9703 GBP |
10p ordinary | Swaps | Long | 2,432 | 2.9564 GBP |
10p ordinary | Swaps | Long | 9,383 | 2.9519 GBP |
10p ordinary | Swaps | Long | 21,589 | 2.9605 GBP |
10p ordinary | Swaps | Long | 22,964 | 2.9662 GBP |
10p ordinary | Swaps | Long | 25,790 | 2.9546 GBP |
10p ordinary | Swaps | Long | 29,189 | 2.9619 GBP |
10p ordinary | Swaps | Long | 53,909 | 2.9611 GBP |
10p ordinary | Swaps | Long | 58,917 | 2.9603 GBP |
10p ordinary | Swaps | Long | 69,273 | 2.9566 GBP |
10p ordinary | Swaps | Long | 93,638 | 2.9556 GBP |
CDI | Swaps | Short | 88 | 5.3795 AUD |
CDI | Swaps | Short | 97 | 5.3778 AUD |
CDI | Swaps | Short | 269 | 5.3700 AUD |
CDI | Swaps | Short | 460 | 5.3945 AUD |
CDI | Swaps | Short | 485 | 5.3850 AUD |
CDI | Swaps | Short | 635 | 5.3866 AUD |
CDI | Swaps | Short | 754 | 5.3835 AUD |
CDI | Swaps | Short | 782 | 5.3878 AUD |
CDI | Swaps | Short | 1,242 | 5.3545 AUD |
CDI | Swaps | Short | 1,247 | 5.3745 AUD |
CDI | Swaps | Short | 1,293 | 5.3780 AUD |
CDI | Swaps | Short | 1,363 | 5.3773 AUD |
CDI | Swaps | Short | 1,379 | 5.3808 AUD |
CDI | Swaps | Short | 2,488 | 5.3845 AUD |
CDI | Swaps | Short | 2,498 | 5.3766 AUD |
CDI | Swaps | Short | 2,579 | 5.3884 AUD |
CDI | Swaps | Short | 3,124 | 5.3850 AUD |
CDI | Swaps | Short | 3,873 | 5.3834 AUD |
CDI | Swaps | Short | 4,090 | 5.3866 AUD |
CDI | Swaps | Short | 4,279 | 5.3607 AUD |
CDI | Swaps | Short | 4,885 | 5.3835 AUD |
CDI | Swaps | Short | 5,063 | 5.3878 AUD |
CDI | Swaps | Short | 5,255 | 5.3775 AUD |
CDI | Swaps | Short | 5,878 | 5.3862 AUD |
CDI | Swaps | Short | 6,464 | 5.3776 AUD |
CDI | Swaps | Short | 7,037 | 5.3729 AUD |
CDI | Swaps | Short | 7,054 | 5.3799 AUD |
CDI | Swaps | Short | 7,645 | 5.3840 AUD |
CDI | Swaps | Short | 7,867 | 5.3880 AUD |
CDI | Swaps | Short | 8,814 | 5.3773 AUD |
CDI | Swaps | Short | 9,662 | 5.3900 AUD |
CDI | Swaps | Short | 9,923 | 5.3874 AUD |
CDI | Swaps | Short | 11,047 | 5.3742 AUD |
CDI | Swaps | Short | 11,460 | 5.3809 AUD |
CDI | Swaps | Short | 12,527 | 5.3797 AUD |
CDI | Swaps | Short | 14,328 | 5.3771 AUD |
CDI | Swaps | Short | 46,838 | 5.3771 AUD |
CDI | Swaps | Short | 64,991 | 5.3811 AUD |
CDI | Swaps | Short | 79,087 | 5.3837 AUD |
10p ordinary | Swaps | Short | 9,507 | 2.9591 GBP |
10p ordinary | Swaps | Short | 81,946 | 2.9520 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21/05/2018
|
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Virgin Money Uk