20th Jul 2018 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 19 JULY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 9,252 | 5.8900 AUD | 5.8500 AUD |
CDI | SALES | 9,252 | 5.8950 AUD | 5.8250 AUD |
10p ordinary | PURCHASES | 741,985 | 3.3180 GBP | 3.2800 GBP |
10p ordinary | SALES | 1,251,420 | 3.3120 GBP | 3.2780 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 107 | 3.2817 GBP |
10p ordinary | CFD | LONG | 279 | 3.2818 GBP |
10p ordinary | CFD | LONG | 47 | 3.2819 GBP |
10p ordinary | CFD | LONG | 617 | 3.2827 GBP |
10p ordinary | CFD | LONG | 35 | 3.2831 GBP |
10p ordinary | CFD | LONG | 501 | 3.2832 GBP |
10p ordinary | CFD | LONG | 328 | 3.2832 GBP |
10p ordinary | CFD | LONG | 245 | 3.2832 GBP |
10p ordinary | CFD | LONG | 640 | 3.2832 GBP |
10p ordinary | CFD | LONG | 1,528 | 3.2832 GBP |
10p ordinary | CFD | LONG | 506 | 3.2832 GBP |
10p ordinary | CFD | LONG | 374 | 3.2832 GBP |
10p ordinary | CFD | LONG | 127 | 3.2833 GBP |
10p ordinary | CFD | LONG | 232 | 3.2833 GBP |
10p ordinary | CFD | LONG | 54 | 3.2833 GBP |
10p ordinary | CFD | LONG | 31 | 3.2835 GBP |
10p ordinary | CFD | LONG | 109 | 3.2854 GBP |
10p ordinary | CFD | LONG | 249 | 3.2855 GBP |
10p ordinary | CFD | LONG | 644 | 3.2855 GBP |
10p ordinary | CFD | LONG | 93 | 3.2867 GBP |
10p ordinary | CFD | LONG | 632 | 3.2870 GBP |
10p ordinary | CFD | LONG | 342 | 3.2870 GBP |
10p ordinary | CFD | LONG | 1,380 | 3.2870 GBP |
10p ordinary | CFD | LONG | 1,456 | 3.2876 GBP |
10p ordinary | CFD | LONG | 1,687 | 3.2879 GBP |
10p ordinary | CFD | LONG | 903 | 3.2880 GBP |
10p ordinary | CFD | LONG | 5,321 | 3.2881 GBP |
10p ordinary | CFD | LONG | 2,060 | 3.2881 GBP |
10p ordinary | CFD | LONG | 709 | 3.2883 GBP |
10p ordinary | CFD | LONG | 4,422 | 3.2883 GBP |
10p ordinary | CFD | LONG | 1,461 | 3.2884 GBP |
10p ordinary | CFD | LONG | 661 | 3.2890 GBP |
10p ordinary | CFD | LONG | 983 | 3.2891 GBP |
10p ordinary | CFD | LONG | 4,460 | 3.2891 GBP |
10p ordinary | CFD | LONG | 1,915 | 3.2891 GBP |
10p ordinary | CFD | LONG | 1,120 | 3.2891 GBP |
10p ordinary | CFD | LONG | 2,417 | 3.2891 GBP |
10p ordinary | CFD | LONG | 9,694 | 3.2891 GBP |
10p ordinary | CFD | LONG | 89 | 3.2892 GBP |
10p ordinary | CFD | LONG | 160 | 3.2892 GBP |
10p ordinary | CFD | LONG | 1,713 | 3.2894 GBP |
10p ordinary | CFD | LONG | 751 | 3.2894 GBP |
10p ordinary | CFD | LONG | 4,420 | 3.2894 GBP |
10p ordinary | CFD | LONG | 55,821 | 3.2897 GBP |
10p ordinary | CFD | LONG | 80 | 3.2907 GBP |
10p ordinary | CFD | LONG | 38 | 3.2907 GBP |
10p ordinary | CFD | LONG | 152 | 3.2909 GBP |
10p ordinary | CFD | LONG | 32 | 3.2909 GBP |
10p ordinary | CFD | LONG | 17,000 | 3.2911 GBP |
10p ordinary | CFD | LONG | 71 | 3.2914 GBP |
10p ordinary | CFD | LONG | 14,116 | 3.2915 GBP |
10p ordinary | CFD | LONG | 5,521 | 3.2916 GBP |
10p ordinary | CFD | LONG | 34,612 | 3.2916 GBP |
10p ordinary | CFD | LONG | 11,493 | 3.2918 GBP |
10p ordinary | CFD | LONG | 16 | 3.2918 GBP |
10p ordinary | CFD | LONG | 13,956 | 3.2919 GBP |
10p ordinary | CFD | LONG | 884 | 3.2921 GBP |
10p ordinary | CFD | LONG | 5,886 | 3.2921 GBP |
10p ordinary | CFD | LONG | 3,189 | 3.2921 GBP |
10p ordinary | CFD | LONG | 12,773 | 3.2921 GBP |
10p ordinary | CFD | LONG | 6,390 | 3.2925 GBP |
10p ordinary | CFD | LONG | 40,032 | 3.2925 GBP |
10p ordinary | CFD | LONG | 13,183 | 3.2926 GBP |
10p ordinary | CFD | LONG | 8,820 | 3.2928 GBP |
10p ordinary | CFD | LONG | 807 | 3.2928 GBP |
10p ordinary | CFD | LONG | 1,441 | 3.2928 GBP |
10p ordinary | CFD | LONG | 17,168 | 3.2928 GBP |
10p ordinary | CFD | LONG | 84 | 3.2928 GBP |
10p ordinary | CFD | LONG | 10,052 | 3.2929 GBP |
10p ordinary | CFD | LONG | 524 | 3.2931 GBP |
10p ordinary | CFD | LONG | 8,290 | 3.2931 GBP |
10p ordinary | CFD | LONG | 16,140 | 3.2931 GBP |
10p ordinary | CFD | LONG | 1,354 | 3.2931 GBP |
10p ordinary | CFD | LONG | 755 | 3.2931 GBP |
10p ordinary | CFD | LONG | 9,469 | 3.2932 GBP |
10p ordinary | CFD | LONG | 176 | 3.2932 GBP |
10p ordinary | CFD | LONG | 212 | 3.2934 GBP |
10p ordinary | CFD | LONG | 31,269 | 3.2936 GBP |
10p ordinary | CFD | LONG | 2,000 | 3.2940 GBP |
10p ordinary | CFD | LONG | 9 | 3.2944 GBP |
10p ordinary | CFD | LONG | 123 | 3.2945 GBP |
10p ordinary | CFD | LONG | 242 | 3.2947 GBP |
10p ordinary | CFD | LONG | 142 | 3.2947 GBP |
10p ordinary | CFD | LONG | 19 | 3.2947 GBP |
10p ordinary | CFD | LONG | 12 | 3.2958 GBP |
10p ordinary | CFD | LONG | 1,575 | 3.2967 GBP |
10p ordinary | CFD | LONG | 2,038 | 3.2967 GBP |
10p ordinary | CFD | LONG | 18,481 | 3.2974 GBP |
10p ordinary | CFD | LONG | 93,241 | 3.2980 GBP |
10p ordinary | CFD | LONG | 130,490 | 3.2980 GBP |
10p ordinary | CFD | LONG | 56 | 3.3050 GBP |
10p ordinary | CFD | LONG | 125 | 3.3051 GBP |
10p ordinary | CFD | LONG | 323 | 3.3052 GBP |
10p ordinary | CFD | LONG | 109 | 3.3058 GBP |
10p ordinary | CFD | LONG | 34 | 3.3058 GBP |
10p ordinary | CFD | LONG | 34 | 3.3058 GBP |
10p ordinary | CFD | LONG | 209 | 3.3058 GBP |
10p ordinary | CFD | LONG | 231 | 3.3058 GBP |
10p ordinary | CFD | LONG | 404 | 3.3058 GBP |
10p ordinary | CFD | LONG | 677 | 3.3058 GBP |
10p ordinary | CFD | LONG | 240 | 3.3059 GBP |
10p ordinary | CFD | LONG | 81 | 3.3059 GBP |
10p ordinary | CFD | LONG | 316 | 3.3061 GBP |
10p ordinary | CFD | LONG | 18 | 3.3061 GBP |
10p ordinary | CFD | LONG | 18 | 3.3061 GBP |
10p ordinary | CFD | LONG | 14 | 3.3064 GBP |
10p ordinary | CFD | LONG | 45 | 3.3066 GBP |
10p ordinary | CFD | LONG | 3 | 3.3066 GBP |
10p ordinary | CFD | LONG | 34 | 3.3067 GBP |
10p ordinary | CFD | LONG | 90 | 3.3067 GBP |
10p ordinary | CFD | LONG | 303 | 3.3070 GBP |
10p ordinary | CFD | LONG | 657 | 3.3070 GBP |
10p ordinary | CFD | LONG | 164 | 3.3071 GBP |
10p ordinary | CFD | LONG | 1,647 | 3.3093 GBP |
10p ordinary | CFD | LONG | 649 | 3.3095 GBP |
10p ordinary | CFD | LONG | 4,088 | 3.3096 GBP |
10p ordinary | CFD | LONG | 1,388 | 3.3096 GBP |
10p ordinary | CFD | LONG | 1,187 | 3.3102 GBP |
10p ordinary | CFD | LONG | 2,312 | 3.3102 GBP |
10p ordinary | CFD | LONG | 1,362 | 3.3102 GBP |
10p ordinary | CFD | LONG | 109 | 3.3102 GBP |
10p ordinary | CFD | LONG | 193 | 3.3103 GBP |
10p ordinary | CFD | SHORT | 2 | 3.2853 GBP |
10p ordinary | CFD | SHORT | 157 | 3.2888 GBP |
10p ordinary | CFD | SHORT | 1 | 3.2888 GBP |
10p ordinary | CFD | SHORT | 8 | 3.2888 GBP |
10p ordinary | CFD | SHORT | 62,193 | 3.2923 GBP |
10p ordinary | CFD | SHORT | 18,486 | 3.2971 GBP |
10p ordinary | CFD | SHORT | 103,363 | 3.2980 GBP |
10p ordinary | CFD | SHORT | 18,481 | 3.2980 GBP |
10p ordinary | CFD | SHORT | 2,162 | 3.3020 GBP |
10p ordinary | CFD | SHORT | 2,038 | 3.3063 GBP |
10p ordinary | CFD | LONG | 388,601 | 3.2960 GBP |
10p ordinary | CFD | LONG | 12,114 | 3.2960 GBP |
10p ordinary | CFD | SHORT | 20,554 | 3.2960 GBP |
10p ordinary | CFD | SHORT | 411,447 | 3.2960 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 JULY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Virgin Money Uk