22nd Jun 2018 10:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 21 JUNE 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 428,182 | 5.6400 AUD | 5.4746 AUD |
CDI | SALES | 278,182 | 5.6350 AUD | 5.4746 AUD |
CDI | SALES | 200,000 | 3.1521 GBP | 3.1480 GBP |
10p ordinary | PURCHASES | 2,074,195 | 3.2060 GBP | 3.1060 GBP |
10p ordinary | SALES | 1,630,147 | 3.2060 GBP | 3.1040 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 19,642 | 3.1048 GBP |
10p ordinary | CFD | LONG | 13,095 | 3.1048 GBP |
10p ordinary | CFD | LONG | 8,808 | 3.1415 GBP |
10p ordinary | CFD | LONG | 14,112 | 3.1415 GBP |
10p ordinary | CFD | LONG | 281 | 3.1418 GBP |
10p ordinary | CFD | LONG | 667 | 3.1419 GBP |
10p ordinary | CFD | LONG | 1,668 | 3.1421 GBP |
10p ordinary | CFD | LONG | 4,769 | 3.1515 GBP |
10p ordinary | CFD | LONG | 1,000 | 3.1520 GBP |
10p ordinary | CFD | LONG | 500,000 | 3.1540 GBP |
10p ordinary | CFD | LONG | 182 | 3.1545 GBP |
10p ordinary | CFD | LONG | 2,037 | 3.1548 GBP |
10p ordinary | CFD | LONG | 1,794 | 3.1553 GBP |
10p ordinary | CFD | LONG | 3,241 | 3.1554 GBP |
10p ordinary | CFD | LONG | 4,430 | 3.1554 GBP |
10p ordinary | CFD | LONG | 764 | 3.1554 GBP |
10p ordinary | CFD | LONG | 489 | 3.1557 GBP |
10p ordinary | CFD | LONG | 3,015 | 3.1557 GBP |
10p ordinary | CFD | LONG | 5,646 | 3.1557 GBP |
10p ordinary | CFD | LONG | 12,000 | 3.1560 GBP |
10p ordinary | CFD | LONG | 3,418 | 3.1564 GBP |
10p ordinary | CFD | LONG | 567 | 3.1567 GBP |
10p ordinary | CFD | LONG | 248,562 | 3.1572 GBP |
10p ordinary | CFD | LONG | 97 | 3.1596 GBP |
10p ordinary | CFD | LONG | 38 | 3.1602 GBP |
10p ordinary | CFD | LONG | 25 | 3.1604 GBP |
10p ordinary | CFD | LONG | 109 | 3.1607 GBP |
10p ordinary | CFD | LONG | 12 | 3.1608 GBP |
10p ordinary | CFD | LONG | 139 | 3.1608 GBP |
10p ordinary | CFD | LONG | 258 | 3.1610 GBP |
10p ordinary | CFD | LONG | 25 | 3.1612 GBP |
10p ordinary | CFD | LONG | 173 | 3.1617 GBP |
10p ordinary | CFD | LONG | 290 | 3.1617 GBP |
10p ordinary | CFD | LONG | 155 | 3.1618 GBP |
10p ordinary | CFD | LONG | 13,057 | 3.1630 GBP |
10p ordinary | CFD | LONG | 335 | 3.1634 GBP |
10p ordinary | CFD | LONG | 771 | 3.1637 GBP |
10p ordinary | CFD | LONG | 1,920 | 3.1637 GBP |
10p ordinary | CFD | LONG | 8 | 3.1637 GBP |
10p ordinary | CFD | LONG | 494 | 3.1655 GBP |
10p ordinary | CFD | LONG | 5,426 | 3.1655 GBP |
10p ordinary | CFD | LONG | 9,049 | 3.1659 GBP |
10p ordinary | CFD | LONG | 8,319 | 3.1662 GBP |
10p ordinary | CFD | LONG | 1,341 | 3.1662 GBP |
10p ordinary | CFD | LONG | 15,564 | 3.1663 GBP |
10p ordinary | CFD | LONG | 8,532 | 3.1672 GBP |
10p ordinary | CFD | LONG | 1,379 | 3.1676 GBP |
10p ordinary | CFD | LONG | 6,587 | 3.1685 GBP |
10p ordinary | CFD | LONG | 2,933 | 3.1699 GBP |
10p ordinary | CFD | LONG | 4,815 | 3.1699 GBP |
10p ordinary | CFD | LONG | 262 | 3.1699 GBP |
10p ordinary | CFD | LONG | 4,461 | 3.1701 GBP |
10p ordinary | CFD | LONG | 8,344 | 3.1701 GBP |
10p ordinary | CFD | LONG | 720 | 3.1702 GBP |
10p ordinary | CFD | LONG | 1,298 | 3.1712 GBP |
10p ordinary | CFD | LONG | 7,260 | 3.1712 GBP |
10p ordinary | CFD | LONG | 2,933 | 3.1713 GBP |
10p ordinary | CFD | LONG | 4,795 | 3.1713 GBP |
10p ordinary | CFD | LONG | 34,780 | 3.1714 GBP |
10p ordinary | CFD | LONG | 27,566 | 3.1714 GBP |
10p ordinary | CFD | LONG | 25,914 | 3.1714 GBP |
10p ordinary | CFD | LONG | 4,178 | 3.1714 GBP |
10p ordinary | CFD | LONG | 48,602 | 3.1714 GBP |
10p ordinary | CFD | LONG | 1,528 | 3.1714 GBP |
10p ordinary | CFD | LONG | 16,661 | 3.1715 GBP |
10p ordinary | CFD | LONG | 29,892 | 3.1715 GBP |
10p ordinary | CFD | LONG | 4,873 | 3.1715 GBP |
10p ordinary | CFD | LONG | 771 | 3.1716 GBP |
10p ordinary | CFD | LONG | 24,235 | 3.1717 GBP |
10p ordinary | CFD | LONG | 4,363 | 3.1717 GBP |
10p ordinary | CFD | LONG | 9,828 | 3.1717 GBP |
10p ordinary | CFD | LONG | 1,191 | 3.1723 GBP |
10p ordinary | CFD | LONG | 188 | 3.1723 GBP |
10p ordinary | CFD | LONG | 65 | 3.1724 GBP |
10p ordinary | CFD | LONG | 670 | 3.1724 GBP |
10p ordinary | CFD | LONG | 1,076 | 3.1725 GBP |
10p ordinary | CFD | LONG | 2,011 | 3.1725 GBP |
10p ordinary | CFD | LONG | 174 | 3.1725 GBP |
10p ordinary | CFD | LONG | 1,446 | 3.1725 GBP |
10p ordinary | CFD | LONG | 1,149 | 3.1725 GBP |
10p ordinary | CFD | LONG | 127 | 3.1725 GBP |
10p ordinary | CFD | LONG | 310 | 3.1726 GBP |
10p ordinary | CFD | LONG | 57 | 3.1726 GBP |
10p ordinary | CFD | LONG | 110,788 | 3.1735 GBP |
10p ordinary | CFD | LONG | 4,816 | 3.1739 GBP |
10p ordinary | CFD | LONG | 86,909 | 3.1739 GBP |
10p ordinary | CFD | LONG | 52,931 | 3.1739 GBP |
10p ordinary | CFD | LONG | 81,644 | 3.1740 GBP |
10p ordinary | CFD | LONG | 153,105 | 3.1740 GBP |
10p ordinary | CFD | LONG | 13,151 | 3.1740 GBP |
10p ordinary | CFD | LONG | 94,864 | 3.1742 GBP |
10p ordinary | CFD | LONG | 15,407 | 3.1742 GBP |
10p ordinary | CFD | LONG | 250,987 | 3.1745 GBP |
10p ordinary | CFD | LONG | 73 | 3.1856 GBP |
10p ordinary | CFD | LONG | 32 | 3.1856 GBP |
10p ordinary | CFD | LONG | 83 | 3.1856 GBP |
10p ordinary | CFD | LONG | 330 | 3.1856 GBP |
10p ordinary | CFD | LONG | 217 | 3.1856 GBP |
10p ordinary | CFD | LONG | 588 | 3.1856 GBP |
10p ordinary | CFD | LONG | 415 | 3.1856 GBP |
10p ordinary | CFD | LONG | 311 | 3.1856 GBP |
10p ordinary | CFD | LONG | 383 | 3.1856 GBP |
10p ordinary | CFD | LONG | 14 | 3.1857 GBP |
10p ordinary | CFD | LONG | 14 | 3.1857 GBP |
10p ordinary | CFD | LONG | 52 | 3.1857 GBP |
10p ordinary | CFD | SHORT | 42 | 3.1340 GBP |
10p ordinary | CFD | SHORT | 277 | 3.1520 GBP |
10p ordinary | CFD | SHORT | 14,112 | 3.1522 GBP |
10p ordinary | CFD | SHORT | 11,959 | 3.1522 GBP |
10p ordinary | CFD | SHORT | 500,000 | 3.1540 GBP |
10p ordinary | CFD | SHORT | 12,000 | 3.1560 GBP |
10p ordinary | CFD | SHORT | 459,348 | 3.1627 GBP |
10p ordinary | CFD | SHORT | 88,000 | 3.1634 GBP |
10p ordinary | CFD | SHORT | 236,250 | 3.1664 GBP |
10p ordinary | CFD | SHORT | 4,161 | 3.1686 GBP |
10p ordinary | CFD | SHORT | 184,715 | 3.1695 GBP |
10p ordinary | CFD | SHORT | 5,141 | 3.1716 GBP |
10p ordinary | CFD | SHORT | 357 | 3.1716 GBP |
10p ordinary | CFD | SHORT | 448 | 3.1716 GBP |
10p ordinary | CFD | SHORT | 584 | 3.1728 GBP |
10p ordinary | CFD | SHORT | 15,992 | 3.1819 GBP |
10p ordinary | CFD | SHORT | 105,172 | 3.1820 GBP |
10p ordinary | CFD | LONG | 26,560 | 3.1820 GBP |
10p ordinary | CFD | SHORT | 256,140 | 3.1820 GBP |
10p ordinary | CFD | SHORT | 91,716 | 3.1820 GBP |
10p ordinary | CFD | SHORT | 49,972 | 3.1820 GBP |
10p ordinary | CFD | SHORT | 91,716 | 3.1820 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 JUNE 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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