16th Jul 2018 10:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 13 JULY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 13,517 | 5.9490 AUD | 5.9100 AUD |
CDI | SALES | 13,517 | 5.9850 AUD | 5.9314 AUD |
10p ordinary | PURCHASES | 547,732 | 3.3420 GBP | 3.2880 GBP |
10p ordinary | SALES | 741,447 | 3.3420 GBP | 3.2880 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 393 | 3.2929 GBP |
10p ordinary | CFD | LONG | 5,651 | 3.2929 GBP |
10p ordinary | CFD | LONG | 2,895 | 3.2929 GBP |
10p ordinary | CFD | LONG | 3,366 | 3.2929 GBP |
10p ordinary | CFD | LONG | 264 | 3.2929 GBP |
10p ordinary | CFD | LONG | 474 | 3.2929 GBP |
10p ordinary | CFD | LONG | 9,455 | 3.2930 GBP |
10p ordinary | CFD | LONG | 7,126 | 3.2930 GBP |
10p ordinary | CFD | LONG | 2,760 | 3.2930 GBP |
10p ordinary | CFD | LONG | 1,206 | 3.2930 GBP |
10p ordinary | CFD | LONG | 4,870 | 3.2938 GBP |
10p ordinary | CFD | LONG | 11,100 | 3.2938 GBP |
10p ordinary | CFD | LONG | 28,688 | 3.2938 GBP |
10p ordinary | CFD | LONG | 38,094 | 3.2949 GBP |
10p ordinary | CFD | LONG | 6 | 3.2950 GBP |
10p ordinary | CFD | LONG | 8 | 3.2950 GBP |
10p ordinary | CFD | LONG | 203 | 3.2955 GBP |
10p ordinary | CFD | LONG | 95 | 3.2955 GBP |
10p ordinary | CFD | LONG | 170 | 3.2955 GBP |
10p ordinary | CFD | LONG | 66 | 3.2956 GBP |
10p ordinary | CFD | LONG | 57 | 3.2956 GBP |
10p ordinary | CFD | LONG | 48 | 3.2956 GBP |
10p ordinary | CFD | LONG | 32 | 3.2956 GBP |
10p ordinary | CFD | LONG | 28 | 3.2957 GBP |
10p ordinary | CFD | LONG | 21 | 3.2957 GBP |
10p ordinary | CFD | LONG | 463 | 3.2957 GBP |
10p ordinary | CFD | LONG | 995 | 3.2957 GBP |
10p ordinary | CFD | LONG | 143 | 3.2957 GBP |
10p ordinary | CFD | LONG | 837 | 3.2957 GBP |
10p ordinary | CFD | LONG | 326 | 3.2957 GBP |
10p ordinary | CFD | LONG | 237 | 3.2957 GBP |
10p ordinary | CFD | LONG | 275 | 3.2957 GBP |
10p ordinary | CFD | LONG | 38 | 3.2957 GBP |
10p ordinary | CFD | LONG | 6,350 | 3.2960 GBP |
10p ordinary | CFD | LONG | 75 | 3.2960 GBP |
10p ordinary | CFD | LONG | 5 | 3.2960 GBP |
10p ordinary | CFD | LONG | 22,782 | 3.2969 GBP |
10p ordinary | CFD | LONG | 11,686 | 3.2970 GBP |
10p ordinary | CFD | LONG | 1,898 | 3.2970 GBP |
10p ordinary | CFD | LONG | 1,057 | 3.2970 GBP |
10p ordinary | CFD | LONG | 13,580 | 3.2970 GBP |
10p ordinary | CFD | LONG | 13,280 | 3.2977 GBP |
10p ordinary | CFD | LONG | 1,984 | 3.2980 GBP |
10p ordinary | CFD | LONG | 483 | 3.2981 GBP |
10p ordinary | CFD | LONG | 2,856 | 3.2982 GBP |
10p ordinary | CFD | LONG | 1,104 | 3.2982 GBP |
10p ordinary | CFD | LONG | 4,405 | 3.2999 GBP |
10p ordinary | CFD | LONG | 2,403 | 3.3005 GBP |
10p ordinary | CFD | LONG | 289 | 3.3013 GBP |
10p ordinary | CFD | LONG | 652 | 3.3013 GBP |
10p ordinary | CFD | LONG | 1,697 | 3.3013 GBP |
10p ordinary | CFD | LONG | 35,236 | 3.3014 GBP |
10p ordinary | CFD | LONG | 154 | 3.3020 GBP |
10p ordinary | CFD | LONG | 278 | 3.3020 GBP |
10p ordinary | CFD | LONG | 3,312 | 3.3021 GBP |
10p ordinary | CFD | LONG | 1,972 | 3.3021 GBP |
10p ordinary | CFD | LONG | 1,696 | 3.3021 GBP |
10p ordinary | CFD | LONG | 2,875 | 3.3026 GBP |
10p ordinary | CFD | LONG | 113 | 3.3038 GBP |
10p ordinary | CFD | LONG | 200 | 3.3039 GBP |
10p ordinary | CFD | LONG | 2,396 | 3.3039 GBP |
10p ordinary | CFD | LONG | 1,428 | 3.3040 GBP |
10p ordinary | CFD | LONG | 1,228 | 3.3040 GBP |
10p ordinary | CFD | LONG | 579 | 3.3054 GBP |
10p ordinary | CFD | LONG | 1,116 | 3.3065 GBP |
10p ordinary | CFD | LONG | 430 | 3.3072 GBP |
10p ordinary | CFD | LONG | 2,738 | 3.3074 GBP |
10p ordinary | CFD | LONG | 1,166 | 3.3077 GBP |
10p ordinary | CFD | LONG | 184 | 3.3077 GBP |
10p ordinary | CFD | LONG | 285 | 3.3087 GBP |
10p ordinary | CFD | LONG | 160 | 3.3103 GBP |
10p ordinary | CFD | LONG | 366 | 3.3103 GBP |
10p ordinary | CFD | LONG | 951 | 3.3103 GBP |
10p ordinary | CFD | LONG | 1,786 | 3.3104 GBP |
10p ordinary | CFD | LONG | 139 | 3.3105 GBP |
10p ordinary | CFD | LONG | 1,647 | 3.3105 GBP |
10p ordinary | CFD | LONG | 981 | 3.3105 GBP |
10p ordinary | CFD | LONG | 844 | 3.3105 GBP |
10p ordinary | CFD | LONG | 78 | 3.3106 GBP |
10p ordinary | CFD | LONG | 232 | 3.3119 GBP |
10p ordinary | CFD | LONG | 236 | 3.3122 GBP |
10p ordinary | CFD | LONG | 66 | 3.3137 GBP |
10p ordinary | CFD | LONG | 409 | 3.3138 GBP |
10p ordinary | CFD | LONG | 62 | 3.3151 GBP |
10p ordinary | CFD | LONG | 400 | 3.3152 GBP |
10p ordinary | CFD | LONG | 1 | 3.3200 GBP |
10p ordinary | CFD | LONG | 2 | 3.3200 GBP |
10p ordinary | CFD | LONG | 7 | 3.3214 GBP |
10p ordinary | CFD | LONG | 13 | 3.3215 GBP |
10p ordinary | CFD | LONG | 25 | 3.3216 GBP |
10p ordinary | CFD | LONG | 23 | 3.3217 GBP |
10p ordinary | CFD | LONG | 17 | 3.3217 GBP |
10p ordinary | CFD | LONG | 15 | 3.3220 GBP |
10p ordinary | CFD | LONG | 9 | 3.3222 GBP |
10p ordinary | CFD | LONG | 3 | 3.3233 GBP |
10p ordinary | CFD | LONG | 3 | 3.3233 GBP |
10p ordinary | CFD | LONG | 3 | 3.3233 GBP |
10p ordinary | CFD | SHORT | 37,457 | 3.2936 GBP |
10p ordinary | CFD | SHORT | 814 | 3.2940 GBP |
10p ordinary | CFD | SHORT | 6,350 | 3.2960 GBP |
10p ordinary | CFD | SHORT | 1,116 | 3.2976 GBP |
10p ordinary | CFD | SHORT | 26,287 | 3.2983 GBP |
10p ordinary | CFD | SHORT | 62 | 3.3000 GBP |
10p ordinary | CFD | SHORT | 27,094 | 3.3000 GBP |
10p ordinary | CFD | SHORT | 10,703 | 3.3005 GBP |
10p ordinary | CFD | SHORT | 3,409 | 3.3007 GBP |
10p ordinary | CFD | SHORT | 29,600 | 3.3035 GBP |
10p ordinary | CFD | SHORT | 35 | 3.3040 GBP |
10p ordinary | CFD | SHORT | 2 | 3.3060 GBP |
10p ordinary | CFD | SHORT | 232 | 3.3121 GBP |
10p ordinary | CFD | SHORT | 12,852 | 3.3121 GBP |
10p ordinary | CFD | SHORT | 1 | 3.3123 GBP |
10p ordinary | CFD | SHORT | 3,300 | 3.3123 GBP |
10p ordinary | CFD | LONG | 46,693 | 3.2900 GBP |
10p ordinary | CFD | LONG | 18,341 | 3.2900 GBP |
10p ordinary | CFD | SHORT | 17,064 | 3.2900 GBP |
10p ordinary | CFD | SHORT | 46,529 | 3.2900 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 JULY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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