27th Jun 2018 11:20
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG plc |
(d) Date dealing undertaken: | 26/06/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 301,028 | 3.1940 | 3.1560 |
10p ordinary | Sales | 253,713 | 3.1855 | 3.1600 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
10p ordinary | SWAP | Long | 1 | 3.1600 GBP |
10p ordinary | SWAP | Long | 1 | 3.1827 GBP |
10p ordinary | SWAP | Long | 1 | 3.1805 GBP |
10p ordinary | SWAP | Long | 1 | 3.1717 GBP |
10p ordinary | SWAP | Long | 2 | 3.1772 GBP |
10p ordinary | SWAP | Long | 2 | 3.1742 GBP |
10p ordinary | SWAP | Long | 2 | 3.1780 GBP |
10p ordinary | SWAP | Long | 2 | 3.1772 GBP |
10p ordinary | SWAP | Long | 2 | 3.1742 GBP |
10p ordinary | SWAP | Long | 4 | 3.1742 GBP |
10p ordinary | SWAP | Long | 6 | 3.1753 GBP |
10p ordinary | SWAP | Long | 7 | 3.1736 GBP |
10p ordinary | SWAP | Long | 13 | 3.1691 GBP |
10p ordinary | SWAP | Long | 16 | 3.1743 GBP |
10p ordinary | SWAP | Long | 17 | 3.1682 GBP |
10p ordinary | SWAP | Long | 20 | 3.1751 GBP |
10p ordinary | SWAP | Long | 23 | 3.1779 GBP |
10p ordinary | SWAP | Long | 31 | 3.1695 GBP |
10p ordinary | SWAP | Long | 32 | 3.1747 GBP |
10p ordinary | SWAP | Long | 39 | 3.1684 GBP |
10p ordinary | SWAP | Long | 40 | 3.1745 GBP |
10p ordinary | SWAP | Long | 45 | 3.1750 GBP |
10p ordinary | SWAP | Long | 49 | 3.1746 GBP |
10p ordinary | SWAP | Long | 50 | 3.1641 GBP |
10p ordinary | SWAP | Long | 60 | 3.1747 GBP |
10p ordinary | SWAP | Long | 66 | 3.1641 GBP |
10p ordinary | SWAP | Long | 79 | 3.1742 GBP |
10p ordinary | SWAP | Long | 83 | 3.1696 GBP |
10p ordinary | SWAP | Long | 96 | 3.1663 GBP |
10p ordinary | SWAP | Long | 96 | 3.1685 GBP |
10p ordinary | SWAP | Long | 102 | 3.1702 GBP |
10p ordinary | SWAP | Long | 104 | 3.1690 GBP |
10p ordinary | SWAP | Long | 107 | 3.1828 GBP |
10p ordinary | SWAP | Long | 111 | 3.1641 GBP |
10p ordinary | SWAP | Long | 114 | 3.1807 GBP |
10p ordinary | SWAP | Long | 123 | 3.1660 GBP |
10p ordinary | SWAP | Long | 147 | 3.1641 GBP |
10p ordinary | SWAP | Long | 151 | 3.1779 GBP |
10p ordinary | SWAP | Long | 151 | 3.1652 GBP |
10p ordinary | SWAP | Long | 153 | 3.1641 GBP |
10p ordinary | SWAP | Long | 180 | 3.1695 GBP |
10p ordinary | SWAP | Long | 184 | 3.1734 GBP |
10p ordinary | SWAP | Long | 188 | 3.1694 GBP |
10p ordinary | SWAP | Long | 207 | 3.1662 GBP |
10p ordinary | SWAP | Long | 226 | 3.1694 GBP |
10p ordinary | SWAP | Long | 235 | 3.1830 GBP |
10p ordinary | SWAP | Long | 240 | 3.1689 GBP |
10p ordinary | SWAP | Long | 257 | 3.1884 GBP |
10p ordinary | SWAP | Long | 268 | 3.1807 GBP |
10p ordinary | SWAP | Long | 284 | 3.1661 GBP |
10p ordinary | SWAP | Long | 295 | 3.1691 GBP |
10p ordinary | SWAP | Long | 306 | 3.1702 GBP |
10p ordinary | SWAP | Long | 354 | 3.1694 GBP |
10p ordinary | SWAP | Long | 382 | 3.1641 GBP |
10p ordinary | SWAP | Long | 396 | 3.1641 GBP |
10p ordinary | SWAP | Long | 480 | 3.1879 GBP |
10p ordinary | SWAP | Long | 512 | 3.1656 GBP |
10p ordinary | SWAP | Long | 551 | 3.1720 GBP |
10p ordinary | SWAP | Long | 599 | 3.1689 GBP |
10p ordinary | SWAP | Long | 665 | 3.1807 GBP |
10p ordinary | SWAP | Long | 688 | 3.1650 GBP |
10p ordinary | SWAP | Long | 691 | 3.1641 GBP |
10p ordinary | SWAP | Long | 708 | 3.1661 GBP |
10p ordinary | SWAP | Long | 743 | 3.1864 GBP |
10p ordinary | SWAP | Long | 794 | 3.1655 GBP |
10p ordinary | SWAP | Long | 834 | 3.1641 GBP |
10p ordinary | SWAP | Long | 884 | 3.1647 GBP |
10p ordinary | SWAP | Long | 942 | 3.1641 GBP |
10p ordinary | SWAP | Long | 977 | 3.1650 GBP |
10p ordinary | SWAP | Long | 1,041 | 3.1879 GBP |
10p ordinary | SWAP | Long | 1,063 | 3.1693 GBP |
10p ordinary | SWAP | Long | 1,074 | 3.1879 GBP |
10p ordinary | SWAP | Long | 1,114 | 3.1641 GBP |
10p ordinary | SWAP | Long | 1,142 | 3.1696 GBP |
10p ordinary | SWAP | Long | 1,206 | 3.1734 GBP |
10p ordinary | SWAP | Long | 1,289 | 3.1661 GBP |
10p ordinary | SWAP | Long | 1,302 | 3.1641 GBP |
10p ordinary | SWAP | Long | 1,375 | 3.1696 GBP |
10p ordinary | SWAP | Long | 1,463 | 3.1831 GBP |
10p ordinary | SWAP | Long | 1,482 | 3.1650 GBP |
10p ordinary | SWAP | Long | 1,555 | 3.1661 GBP |
10p ordinary | SWAP | Long | 1,626 | 5.7630 AUD |
10p ordinary | SWAP | Long | 1,691 | 3.1884 GBP |
10p ordinary | SWAP | Long | 1,705 | 5.7630 AUD |
10p ordinary | SWAP | Long | 1,721 | 5.7630 AUD |
10p ordinary | SWAP | Long | 1,765 | 3.1831 GBP |
10p ordinary | SWAP | Long | 1,810 | 3.1694 GBP |
10p ordinary | SWAP | Long | 2,039 | 3.1647 GBP |
10p ordinary | SWAP | Long | 2,075 | 3.1661 GBP |
10p ordinary | SWAP | Long | 2,148 | 3.1696 GBP |
10p ordinary | SWAP | Long | 2,171 | 3.1858 GBP |
10p ordinary | SWAP | Long | 2,235 | 3.1824 GBP |
10p ordinary | SWAP | Long | 2,285 | 5.7630 AUD |
10p ordinary | SWAP | Long | 2,291 | 3.1826 GBP |
10p ordinary | SWAP | Long | 2,430 | 3.1661 GBP |
10p ordinary | SWAP | Long | 2,595 | 5.7544 AUD |
10p ordinary | SWAP | Long | 2,752 | 3.1831 GBP |
10p ordinary | SWAP | Long | 3,118 | 3.1655 GBP |
10p ordinary | SWAP | Long | 3,647 | 3.1673 GBP |
10p ordinary | SWAP | Long | 3,774 | 3.1655 GBP |
10p ordinary | SWAP | Long | 5,050 | 3.1647 GBP |
10p ordinary | SWAP | Long | 5,800 | 3.1719 GBP |
10p ordinary | SWAP | Long | 6,941 | 3.1693 GBP |
10p ordinary | SWAP | Long | 9,294 | 3.1650 GBP |
10p ordinary | SWAP | Long | 11,200 | 3.1650 GBP |
10p ordinary | SWAP | Long | 14,901 | 3.1649 GBP |
10p ordinary | SWAP | Long | 15,461 | 5.7616 AUD |
10p ordinary | SWAP | Long | 15,892 | 3.1702 GBP |
10p ordinary | SWAP | Long | 17,495 | 3.1650 GBP |
10p ordinary | SWAP | Long | 76,386 | 5.7568 AUD |
10p ordinary | SWAP | Long | 92,314 | 3.1655 GBP |
10p ordinary | SWAP | Long | 100,000 | 5.7938 AUD |
10p ordinary | SWAP | Short | 1,254 | 3.1601 GBP |
10p ordinary | SWAP | Short | 2,636 | 5.7538 AUD |
10p ordinary | SWAP | Short | 2,950 | 5.6810 AUD |
10p ordinary | SWAP | Short | 3,436 | 5.7427 AUD |
10p ordinary | SWAP | Short | 5,804 | 3.1660 GBP |
10p ordinary | SWAP | Short | 11,885 | 3.1807 GBP |
10p ordinary | SWAP | Short | 38,527 | 3.1807 GBP |
10p ordinary | SWAP | Short | 96,190 | 5.7497 AUD |
10p ordinary | SWAP | Short | 100,000 | 5.7562 AUD |
10p ordinary | SWAP | Short | 235,930 | 3.1681 GBP |
CDI | SWAP | Long | 2,636 | 5.7538 AUD |
CDI | SWAP | Long | 2,950 | 5.6810 AUD |
CDI | SWAP | Long | 3,436 | 5.7427 AUD |
CDI | SWAP | Long | 54,727 | 5.7402 AUD |
CDI | SWAP | Long | 54,727 | 5.7402 AUD |
CDI | SWAP | Long | 95,101 | 5.6994 AUD |
CDI | SWAP | Long | 95,101 | 5.6994 AUD |
CDI | SWAP | Long | 96,190 | 5.7497 AUD |
CDI | SWAP | Long | 100,000 | 5.7562 AUD |
CDI | SWAP | Long | 114,284 | 5.7201 AUD |
CDI | SWAP | Long | 114,284 | 5.7201 AUD |
CDI | SWAP | Short | 1,626 | 5.7630 AUD |
CDI | SWAP | Short | 1,705 | 5.7630 AUD |
CDI | SWAP | Short | 1,721 | 5.7630 AUD |
CDI | SWAP | Short | 2,285 | 5.7630 AUD |
CDI | SWAP | Short | 2,595 | 5.7544 AUD |
CDI | SWAP | Short | 15,461 | 5.7616 AUD |
CDI | SWAP | Short | 76,386 | 5.7568 AUD |
CDI | SWAP | Short | 100,000 | 5.7938 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 27/06/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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