11th May 2018 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG Plc |
(d) Date dealing undertaken: | 10/05/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 373,235 | 3.3370 | 3.2808 |
10p ordinary | Sale | 386,834 | 3.3430 | 3.2710 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
10p ordinary | Swaps | Short | 641 | 3.2020 GBP |
10p ordinary | Swaps | Short | 6,664 | 3.1666 GBP |
10p ordinary | Swaps | Short | 7,501 | 3.1597 GBP |
10p ordinary | Swaps | Short | 3,142 | 3.1494 GBP |
10p ordinary | Swaps | Short | 2,230 | 3.1844 GBP |
10p ordinary | Swaps | Short | 1,642 | 3.1680 GBP |
10p ordinary | Swaps | Short | 330 | 3.1593 GBP |
10p ordinary | Swaps | Short | 139 | 3.1852 GBP |
10p ordinary | Swaps | Short | 2,746 | 3.1591 GBP |
10p ordinary | Swaps | Short | 1,670 | 3.1465 GBP |
10p ordinary | Swaps | Short | 607 | 3.1598 GBP |
10p ordinary | Swaps | Short | 606 | 3.1633 GBP |
10p ordinary | Swaps | Short | 202 | 3.1815 GBP |
10p ordinary | Swaps | Short | 127 | 3.1539 GBP |
10p ordinary | Swaps | Short | 25 | 3.1625 GBP |
CDI | Swaps | Short | 207,948 | 5.8350 AUD |
CDI | Swaps | Short | 342 | 5.8109 AUD |
CDI | Swaps | Short | 845 | 5.8175 AUD |
CDI | Swaps | Short | 1,076 | 5.8338 AUD |
CDI | Swaps | Short | 162,710 | 5.8000 AUD |
CDI | Swaps | Short | 61,494 | 5.8450 AUD |
CDI | Swaps | Short | 203,757 | 5.8100 AUD |
CDI | Swaps | Short | 50,017 | 5.8428 AUD |
CDI | Swaps | Short | 970 | 5.8456 AUD |
CDI | Swaps | Short | 2,007 | 5.8244 AUD |
CDI | Swaps | Short | 6,110 | 5.8473 AUD |
CDI | Swaps | Short | 50,467 | 5.8431 AUD |
CDI | Swaps | Short | 31 | 5.8103 AUD |
CDI | Swaps | Short | 6,331 | 5.8325 AUD |
CDI | Swaps | Short | 1,529 | 5.8400 AUD |
CDI | Swaps | Short | 93 | 5.8102 AUD |
CDI | Swaps | Short | 129 | 5.8102 AUD |
CDI | Swaps | Short | 763 | 5.8398 AUD |
CDI | Swaps | Short | 119 | 5.8509 AUD |
CDI | Swaps | Short | 5,183 | 5.8528 AUD |
CDI | Swaps | Short | 1,154 | 5.8509 AUD |
CDI | Swaps | Short | 387 | 5.8401 AUD |
CDI | Swaps | Short | 61 | 5.8510 AUD |
CDI | Swaps | Short | 2,571 | 5.8107 AUD |
CDI | Swaps | Short | 5,529 | 5.8171 AUD |
CDI | Swaps | Short | 6,933 | 5.8337 AUD |
CDI | Swaps | Short | 141 | 5.8101 AUD |
CDI | Swaps | Short | 71,486 | 5.8506 AUD |
CDI | Swaps | Short | 424 | 5.8102 AUD |
CDI | Swaps | Short | 24,030 | 4.3575 USD |
10p ordinary | Swaps | Long | 42,378 | 3.1290 GBP |
10p ordinary | Swaps | Long | 14,960 | 3.1199 GBP |
10p ordinary | Swaps | Long | 15,121 | 3.1525 GBP |
10p ordinary | Swaps | Long | 2,000 | 3.1459 GBP |
10p ordinary | Swaps | Long | 8,500 | 3.1403 GBP |
CDI | Swaps | Long | 207,948 | 5.8350 AUD |
CDI | Swaps | Long | 342 | 5.8109 AUD |
CDI | Swaps | Long | 845 | 5.8175 AUD |
CDI | Swaps | Long | 1,076 | 5.8338 AUD |
CDI | Swaps | Long | 162,710 | 5.8000 AUD |
CDI | Swaps | Long | 61,494 | 5.8450 AUD |
CDI | Swaps | Long | 203,757 | 5.8100 AUD |
CDI | Swaps | Long | 50,017 | 5.8428 AUD |
CDI | Swaps | Long | 970 | 5.8456 AUD |
CDI | Swaps | Long | 2,007 | 5.8244 AUD |
CDI | Swaps | Long | 6,110 | 5.8473 AUD |
CDI | Swaps | Long | 50,467 | 5.8431 AUD |
CDI | Swaps | Long | 31 | 5.8103 AUD |
CDI | Swaps | Long | 6,331 | 5.8325 AUD |
CDI | Swaps | Long | 1,529 | 5.8400 AUD |
CDI | Swaps | Long | 93 | 5.8102 AUD |
CDI | Swaps | Long | 129 | 5.8102 AUD |
CDI | Swaps | Long | 763 | 5.8398 AUD |
CDI | Swaps | Long | 119 | 5.8509 AUD |
CDI | Swaps | Long | 5,183 | 5.8528 AUD |
CDI | Swaps | Long | 1,154 | 5.8509 AUD |
CDI | Swaps | Long | 387 | 5.8401 AUD |
CDI | Swaps | Long | 61 | 5.8510 AUD |
CDI | Swaps | Long | 2,571 | 5.8107 AUD |
CDI | Swaps | Long | 5,529 | 5.8171 AUD |
CDI | Swaps | Long | 6,933 | 5.8337 AUD |
CDI | Swaps | Long | 141 | 5.8101 AUD |
CDI | Swaps | Long | 71,486 | 5.8506 AUD |
CDI | Swaps | Long | 424 | 5.8102 AUD |
CDI | Swaps | Long | 24,030 | 4.3575 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11/05/2018
|
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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