8th Aug 2018 10:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 07 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 28,273 | 6.2200 AUD | 6.1600 AUD |
CDI | SALES | 28,273 | 6.2150 AUD | 6.1600 AUD |
10p ordinary | PURCHASES | 518,735 | 3.5540 GBP | 3.5140 GBP |
10p ordinary | SALES | 921,157 | 3.5540 GBP | 3.5100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 5,679 | 3.5140 GBP |
10p ordinary | CFD | LONG | 113 | 3.5198 GBP |
10p ordinary | CFD | LONG | 816 | 3.5198 GBP |
10p ordinary | CFD | LONG | 130 | 3.5198 GBP |
10p ordinary | CFD | LONG | 1 | 3.5200 GBP |
10p ordinary | CFD | LONG | 775 | 3.5200 GBP |
10p ordinary | CFD | LONG | 1 | 3.5200 GBP |
10p ordinary | CFD | LONG | 1 | 3.5200 GBP |
10p ordinary | CFD | LONG | 1 | 3.5200 GBP |
10p ordinary | CFD | LONG | 2 | 3.5200 GBP |
10p ordinary | CFD | LONG | 8 | 3.5200 GBP |
10p ordinary | CFD | LONG | 6 | 3.5200 GBP |
10p ordinary | CFD | LONG | 1 | 3.5200 GBP |
10p ordinary | CFD | LONG | 6,703 | 3.5299 GBP |
10p ordinary | CFD | LONG | 2,325 | 3.5304 GBP |
10p ordinary | CFD | LONG | 369 | 3.5305 GBP |
10p ordinary | CFD | LONG | 356 | 3.5310 GBP |
10p ordinary | CFD | LONG | 58,756 | 3.5343 GBP |
10p ordinary | CFD | LONG | 9,301 | 3.5343 GBP |
10p ordinary | CFD | LONG | 10,100 | 3.5345 GBP |
10p ordinary | CFD | LONG | 8,721 | 3.5348 GBP |
10p ordinary | CFD | LONG | 346 | 3.5364 GBP |
10p ordinary | CFD | LONG | 321 | 3.5364 GBP |
10p ordinary | CFD | LONG | 551 | 3.5364 GBP |
10p ordinary | CFD | LONG | 289 | 3.5364 GBP |
10p ordinary | CFD | LONG | 628 | 3.5364 GBP |
10p ordinary | CFD | LONG | 289 | 3.5364 GBP |
10p ordinary | CFD | LONG | 46 | 3.5365 GBP |
10p ordinary | CFD | LONG | 24 | 3.5366 GBP |
10p ordinary | CFD | LONG | 645 | 3.5381 GBP |
10p ordinary | CFD | LONG | 103 | 3.5382 GBP |
10p ordinary | CFD | LONG | 98 | 3.5385 GBP |
10p ordinary | CFD | LONG | 11,635 | 3.5398 GBP |
10p ordinary | CFD | LONG | 5,406 | 3.5398 GBP |
10p ordinary | CFD | LONG | 91,709 | 3.5400 GBP |
10p ordinary | CFD | LONG | 49,383 | 3.5401 GBP |
10p ordinary | CFD | LONG | 5,202 | 3.5403 GBP |
10p ordinary | CFD | LONG | 9,923 | 3.5403 GBP |
10p ordinary | CFD | LONG | 5,815 | 3.5403 GBP |
10p ordinary | CFD | LONG | 6,236 | 3.5403 GBP |
10p ordinary | CFD | LONG | 824 | 3.5403 GBP |
10p ordinary | CFD | LONG | 442 | 3.5403 GBP |
10p ordinary | CFD | LONG | 13 | 3.5415 GBP |
10p ordinary | CFD | LONG | 170 | 3.5417 GBP |
10p ordinary | CFD | LONG | 86 | 3.5418 GBP |
10p ordinary | CFD | LONG | 147 | 3.5419 GBP |
10p ordinary | CFD | LONG | 78 | 3.5419 GBP |
10p ordinary | CFD | LONG | 93 | 3.5419 GBP |
10p ordinary | CFD | LONG | 85 | 3.5420 GBP |
10p ordinary | CFD | LONG | 8 | 3.5425 GBP |
10p ordinary | CFD | LONG | 283 | 3.5433 GBP |
10p ordinary | CFD | LONG | 3,988 | 3.5435 GBP |
10p ordinary | CFD | LONG | 25,160 | 3.5435 GBP |
10p ordinary | CFD | LONG | 3,967 | 3.5444 GBP |
10p ordinary | CFD | LONG | 36 | 3.5450 GBP |
10p ordinary | CFD | LONG | 40 | 3.5450 GBP |
10p ordinary | CFD | LONG | 6 | 3.5450 GBP |
10p ordinary | CFD | LONG | 42 | 3.5450 GBP |
10p ordinary | CFD | LONG | 77 | 3.5450 GBP |
10p ordinary | CFD | LONG | 67 | 3.5450 GBP |
10p ordinary | CFD | LONG | 61 | 3.5450 GBP |
10p ordinary | CFD | LONG | 410 | 3.5451 GBP |
10p ordinary | CFD | LONG | 35 | 3.5451 GBP |
10p ordinary | CFD | LONG | 64 | 3.5451 GBP |
10p ordinary | CFD | LONG | 2,555 | 3.5466 GBP |
10p ordinary | CFD | LONG | 404 | 3.5466 GBP |
10p ordinary | CFD | LONG | 3 | 3.5466 GBP |
10p ordinary | CFD | LONG | 409 | 3.5466 GBP |
10p ordinary | CFD | LONG | 39 | 3.5469 GBP |
10p ordinary | CFD | LONG | 72 | 3.5469 GBP |
10p ordinary | CFD | LONG | 461 | 3.5469 GBP |
10p ordinary | CFD | LONG | 879 | 3.5469 GBP |
10p ordinary | CFD | LONG | 1,006 | 3.5469 GBP |
10p ordinary | CFD | LONG | 515 | 3.5469 GBP |
10p ordinary | CFD | LONG | 466 | 3.5469 GBP |
10p ordinary | CFD | LONG | 553 | 3.5469 GBP |
10p ordinary | CFD | LONG | 646 | 3.5488 GBP |
10p ordinary | CFD | LONG | 106 | 3.5492 GBP |
10p ordinary | CFD | LONG | 102 | 3.5494 GBP |
10p ordinary | CFD | LONG | 2 | 3.5500 GBP |
10p ordinary | CFD | LONG | 8,712 | 3.5502 GBP |
10p ordinary | CFD | LONG | 4,038 | 3.5503 GBP |
10p ordinary | CFD | LONG | 7,591 | 3.5503 GBP |
10p ordinary | CFD | LONG | 4,773 | 3.5503 GBP |
10p ordinary | CFD | LONG | 4,449 | 3.5504 GBP |
10p ordinary | CFD | LONG | 3,981 | 3.5504 GBP |
10p ordinary | CFD | LONG | 627 | 3.5504 GBP |
10p ordinary | CFD | LONG | 336 | 3.5504 GBP |
10p ordinary | CFD | LONG | 21 | 3.5509 GBP |
10p ordinary | CFD | LONG | 154 | 3.5510 GBP |
10p ordinary | CFD | LONG | 282 | 3.5510 GBP |
10p ordinary | CFD | LONG | 131 | 3.5511 GBP |
10p ordinary | CFD | LONG | 129 | 3.5511 GBP |
10p ordinary | CFD | LONG | 245 | 3.5511 GBP |
10p ordinary | CFD | LONG | 143 | 3.5511 GBP |
10p ordinary | CFD | LONG | 10 | 3.5520 GBP |
10p ordinary | CFD | LONG | 1,692 | 3.5536 GBP |
10p ordinary | CFD | LONG | 8,575 | 3.5536 GBP |
10p ordinary | CFD | LONG | 460 | 3.5536 GBP |
10p ordinary | CFD | LONG | 230 | 3.5536 GBP |
10p ordinary | CFD | LONG | 230 | 3.5536 GBP |
10p ordinary | CFD | SHORT | 214 | 3.5160 GBP |
10p ordinary | CFD | SHORT | 775 | 3.5160 GBP |
10p ordinary | CFD | SHORT | 1,545 | 3.5193 GBP |
10p ordinary | CFD | SHORT | 1,476 | 3.5200 GBP |
10p ordinary | CFD | SHORT | 5,679 | 3.5204 GBP |
10p ordinary | CFD | SHORT | 11,271 | 3.5313 GBP |
10p ordinary | CFD | SHORT | 10,683 | 3.5367 GBP |
10p ordinary | CFD | SHORT | 1 | 3.5380 GBP |
10p ordinary | CFD | SHORT | 1,000 | 3.5405 GBP |
10p ordinary | CFD | SHORT | 2,000 | 3.5405 GBP |
10p ordinary | CFD | SHORT | 39,058 | 3.5413 GBP |
10p ordinary | CFD | SHORT | 283 | 3.5433 GBP |
10p ordinary | CFD | SHORT | 283 | 3.5433 GBP |
10p ordinary | CFD | SHORT | 1,692 | 3.5471 GBP |
10p ordinary | CFD | SHORT | 4,381 | 3.5539 GBP |
10p ordinary | CFD | SHORT | 5,598 | 3.5540 GBP |
10p ordinary | CFD | SHORT | 1,892 | 3.5540 GBP |
10p ordinary | CFD | SHORT | 9,223 | 3.5540 GBP |
10p ordinary | CFD | LONG | 372,128 | 3.5540 GBP |
10p ordinary | CFD | LONG | 15,699 | 3.5540 GBP |
10p ordinary | CFD | SHORT | 318,210 | 3.5540 GBP |
10p ordinary | CFD | SHORT | 18,776 | 3.5540 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Virgin Money Uk