14th May 2018 11:07
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG Plc |
(d) Date dealing undertaken: | 11/05/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 40,006 | 3.2020 | 3.1740 |
10p ordinary | Sale | 87,991 | 3.1971 | 3.1640 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
10p ordinary | Swaps | Short | 4,019 | 3.1860 GBP |
10p ordinary | Swaps | Short | 257 | 3.1902 GBP |
10p ordinary | Swaps | Short | 206 | 3.1893 GBP |
10p ordinary | Swaps | Short | 205 | 3.1913 GBP |
10p ordinary | Swaps | Short | 38 | 3.1872 GBP |
10p ordinary | Swaps | Short | 12 | 3.1948 GBP |
10p ordinary | Swaps | Short | 3 | 3.1957 GBP |
10p ordinary | Swaps | Short | 3 | 3.1772 GBP |
10p ordinary | Swaps | Short | 2,263 | 3.1811 GBP |
CDI | Swaps | Short | 89 | 5.7191 AUD |
CDI | Swaps | Short | 53 | 5.7200 AUD |
CDI | Swaps | Short | 47 | 5.7134 AUD |
CDI | Swaps | Short | 37 | 5.7286 AUD |
CDI | Swaps | Short | 28 | 5.7236 AUD |
CDI | Swaps | Short | 23 | 5.6938 AUD |
CDI | Swaps | Short | 4 | 5.7094 AUD |
CDI | Swaps | Short | 31 | 5.7201 AUD |
CDI | Swaps | Short | 19 | 5.7201 AUD |
CDI | Swaps | Short | 17 | 5.7138 AUD |
CDI | Swaps | Short | 15 | 5.7286 AUD |
CDI | Swaps | Short | 48 | 5.7194 AUD |
CDI | Swaps | Short | 7 | 5.6985 AUD |
CDI | Swaps | Short | 3 | 5.6981 AUD |
CDI | Swaps | Short | 11,847 | 5.7122 AUD |
CDI | Swaps | Short | 11,356 | 5.6861 AUD |
CDI | Swaps | Short | 8,907 | 5.6855 AUD |
CDI | Swaps | Short | 4,898 | 5.7286 AUD |
CDI | Swaps | Short | 3,465 | 5.7166 AUD |
CDI | Swaps | Short | 2,868 | 5.6871 AUD |
CDI | Swaps | Short | 676 | 5.7035 AUD |
CDI | Swaps | Short | 1,161 | 5.7189 AUD |
CDI | Swaps | Short | 703 | 5.7192 AUD |
CDI | Swaps | Short | 628 | 5.7121 AUD |
CDI | Swaps | Short | 342 | 5.7233 AUD |
CDI | Swaps | Short | 264 | 5.6960 AUD |
CDI | Swaps | Short | 74 | 5.7034 AUD |
CDI | Swaps | Short | 20,424 | 5.7159 AUD |
CDI | Swaps | Short | 15,551 | 5.7007 AUD |
CDI | Swaps | Short | 12,942 | 5.6981 AUD |
CDI | Swaps | Short | 8,004 | 5.7286 AUD |
CDI | Swaps | Short | 5,967 | 5.7205 AUD |
CDI | Swaps | Short | 4,752 | 5.6920 AUD |
CDI | Swaps | Short | 1,228 | 5.7034 AUD |
CDI | Swaps | Short | 598 | 5.7190 AUD |
CDI | Swaps | Short | 361 | 5.7193 AUD |
CDI | Swaps | Short | 321 | 5.7122 AUD |
CDI | Swaps | Short | 244 | 5.7286 AUD |
CDI | Swaps | Short | 177 | 5.7232 AUD |
CDI | Swaps | Short | 137 | 5.6957 AUD |
CDI | Swaps | Short | 38 | 5.7031 AUD |
CDI | Swaps | Short | 10,673 | 5.6797 AUD |
CDI | Swaps | Short | 8,178 | 5.6899 AUD |
CDI | Swaps | Short | 5,587 | 5.7077 AUD |
CDI | Swaps | Short | 3,490 | 5.6921 AUD |
CDI | Swaps | Short | 2,711 | 5.7271 AUD |
CDI | Swaps | Short | 2,146 | 5.7130 AUD |
CDI | Swaps | Short | 881 | 5.7047 AUD |
CDI | Swaps | Short | 15,825 | 5.6295 AUD |
CDI | Swaps | Short | 9,822 | 5.6688 AUD |
CDI | Swaps | Short | 108 | 5.7193 AUD |
CDI | Swaps | Short | 64 | 5.7208 AUD |
CDI | Swaps | Short | 58 | 5.7130 AUD |
CDI | Swaps | Short | 47 | 5.7286 AUD |
CDI | Swaps | Short | 26 | 5.6953 AUD |
CDI | Swaps | Short | 6 | 5.7037 AUD |
CDI | Swaps | Short | 1,638 | 5.6801 AUD |
CDI | Swaps | Short | 1,257 | 5.6905 AUD |
CDI | Swaps | Short | 863 | 5.7079 AUD |
CDI | Swaps | Short | 534 | 5.6923 AUD |
CDI | Swaps | Short | 421 | 5.7271 AUD |
CDI | Swaps | Short | 333 | 5.7131 AUD |
CDI | Swaps | Short | 137 | 5.7049 AUD |
CDI | Swaps | Short | 628 | 5.7156 AUD |
CDI | Swaps | Short | 75,279 | 5.7058 AUD |
CDI | Swaps | Short | 13,493 | 5.6586 AUD |
CDI | Swaps | Short | 42,215 | 5.6861 AUD |
CDI | Swaps | Short | 3,335 | 5.6323 AUD |
CDI | Swaps | Short | 2,994 | 5.6077 AUD |
CDI | Swaps | Short | 70,394 | 5.7066 AUD |
CDI | Swaps | Short | 16,928 | 5.7450 AUD |
CDI | Swaps | Short | 1,234 | 5.6360 AUD |
CDI | Swaps | Short | 15,596 | 5.7108 AUD |
10p ordinary | Swaps | Long | 1,240 | 3.1844 GBP |
10p ordinary | Swaps | Long | 30,472 | 3.1819 GBP |
10p ordinary | Swaps | Long | 7,487 | 3.1819 GBP |
10p ordinary | Swaps | Long | 11,420 | 3.1796 GBP |
CDI | Swaps | Long | 89 | 5.7191 AUD |
CDI | Swaps | Long | 53 | 5.7200 AUD |
CDI | Swaps | Long | 47 | 5.7134 AUD |
CDI | Swaps | Long | 37 | 5.7286 AUD |
CDI | Swaps | Long | 28 | 5.7236 AUD |
CDI | Swaps | Long | 23 | 5.6938 AUD |
CDI | Swaps | Long | 4 | 5.7094 AUD |
CDI | Swaps | Long | 31 | 5.7201 AUD |
CDI | Swaps | Long | 19 | 5.7201 AUD |
CDI | Swaps | Long | 17 | 5.7138 AUD |
CDI | Swaps | Long | 15 | 5.7286 AUD |
CDI | Swaps | Long | 48 | 5.7194 AUD |
CDI | Swaps | Long | 7 | 5.6985 AUD |
CDI | Swaps | Long | 3 | 5.6981 AUD |
CDI | Swaps | Long | 11,847 | 5.7122 AUD |
CDI | Swaps | Long | 11,356 | 5.6861 AUD |
CDI | Swaps | Long | 8,907 | 5.6855 AUD |
CDI | Swaps | Long | 4,898 | 5.7286 AUD |
CDI | Swaps | Long | 3,465 | 5.7166 AUD |
CDI | Swaps | Long | 2,868 | 5.6871 AUD |
CDI | Swaps | Long | 676 | 5.7035 AUD |
CDI | Swaps | Long | 1,161 | 5.7189 AUD |
CDI | Swaps | Long | 703 | 5.7192 AUD |
CDI | Swaps | Long | 628 | 5.7121 AUD |
CDI | Swaps | Long | 342 | 5.7233 AUD |
CDI | Swaps | Long | 264 | 5.6960 AUD |
CDI | Swaps | Long | 74 | 5.7034 AUD |
CDI | Swaps | Long | 20,424 | 5.7159 AUD |
CDI | Swaps | Long | 15,551 | 5.7007 AUD |
CDI | Swaps | Long | 12,942 | 5.6981 AUD |
CDI | Swaps | Long | 8,004 | 5.7286 AUD |
CDI | Swaps | Long | 5,967 | 5.7205 AUD |
CDI | Swaps | Long | 4,752 | 5.6920 AUD |
CDI | Swaps | Long | 1,228 | 5.7034 AUD |
CDI | Swaps | Long | 598 | 5.7190 AUD |
CDI | Swaps | Long | 361 | 5.7193 AUD |
CDI | Swaps | Long | 321 | 5.7122 AUD |
CDI | Swaps | Long | 244 | 5.7286 AUD |
CDI | Swaps | Long | 177 | 5.7232 AUD |
CDI | Swaps | Long | 137 | 5.6957 AUD |
CDI | Swaps | Long | 38 | 5.7031 AUD |
CDI | Swaps | Long | 10,673 | 5.6797 AUD |
CDI | Swaps | Long | 8,178 | 5.6899 AUD |
CDI | Swaps | Long | 5,587 | 5.7077 AUD |
CDI | Swaps | Long | 3,490 | 5.6921 AUD |
CDI | Swaps | Long | 2,711 | 5.7271 AUD |
CDI | Swaps | Long | 2,146 | 5.7130 AUD |
CDI | Swaps | Long | 881 | 5.7047 AUD |
CDI | Swaps | Long | 15,825 | 5.6295 AUD |
CDI | Swaps | Long | 9,822 | 5.6688 AUD |
CDI | Swaps | Long | 108 | 5.7193 AUD |
CDI | Swaps | Long | 64 | 5.7208 AUD |
CDI | Swaps | Long | 58 | 5.7130 AUD |
CDI | Swaps | Long | 47 | 5.7286 AUD |
CDI | Swaps | Long | 26 | 5.6953 AUD |
CDI | Swaps | Long | 6 | 5.7037 AUD |
CDI | Swaps | Long | 1,638 | 5.6801 AUD |
CDI | Swaps | Long | 1,257 | 5.6905 AUD |
CDI | Swaps | Long | 863 | 5.7079 AUD |
CDI | Swaps | Long | 534 | 5.6923 AUD |
CDI | Swaps | Long | 421 | 5.7271 AUD |
CDI | Swaps | Long | 333 | 5.7131 AUD |
CDI | Swaps | Long | 137 | 5.7049 AUD |
CDI | Swaps | Long | 628 | 5.7156 AUD |
CDI | Swaps | Long | 75,279 | 5.7058 AUD |
CDI | Swaps | Long | 13,493 | 5.6586 AUD |
CDI | Swaps | Long | 42,215 | 5.6861 AUD |
CDI | Swaps | Long | 3,335 | 5.6323 AUD |
CDI | Swaps | Long | 2,994 | 5.6077 AUD |
CDI | Swaps | Long | 1,234 | 5.6360 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14/05/2018
|
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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