31st Aug 2018 10:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 30 AUGUST 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 9,609 | 5.9800 AUD | 5.9550 AUD |
CDI | SALES | 9,609 | 5.9800 AUD | 5.9550 AUD |
10p ordinary | PURCHASES | 638,576 | 3.3600 GBP | 3.3080 GBP |
10p ordinary | SALES | 1,020,556 | 3.3540 GBP | 3.3140 GBP |
10p ordinary | PURCHASES | 46,123 | 3.3580 GBP | 3.3580 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 756 | 3.3160 GBP |
10p ordinary | CFD | LONG | 3,368 | 3.3160 GBP |
10p ordinary | CFD | LONG | 14,550 | 3.3173 GBP |
10p ordinary | CFD | LONG | 6,905 | 3.3190 GBP |
10p ordinary | CFD | LONG | 14,990 | 3.3190 GBP |
10p ordinary | CFD | LONG | 1,021 | 3.3190 GBP |
10p ordinary | CFD | LONG | 444 | 3.3190 GBP |
10p ordinary | CFD | LONG | 6,505 | 3.3190 GBP |
10p ordinary | CFD | LONG | 2,377 | 3.3190 GBP |
10p ordinary | CFD | LONG | 162 | 3.3190 GBP |
10p ordinary | CFD | LONG | 1,095 | 3.3190 GBP |
10p ordinary | CFD | LONG | 809 | 3.3190 GBP |
10p ordinary | CFD | LONG | 70 | 3.3190 GBP |
10p ordinary | CFD | LONG | 381 | 3.3200 GBP |
10p ordinary | CFD | LONG | 33,950 | 3.3243 GBP |
10p ordinary | CFD | LONG | 198 | 3.3280 GBP |
10p ordinary | CFD | LONG | 1,243 | 3.3280 GBP |
10p ordinary | CFD | LONG | 7,988 | 3.3283 GBP |
10p ordinary | CFD | LONG | 4,850 | 3.3300 GBP |
10p ordinary | CFD | LONG | 27,758 | 3.3314 GBP |
10p ordinary | CFD | LONG | 51,551 | 3.3314 GBP |
10p ordinary | CFD | LONG | 46,123 | 3.3320 GBP |
10p ordinary | CFD | LONG | 54,562 | 3.3323 GBP |
10p ordinary | CFD | LONG | 2,973 | 3.3361 GBP |
10p ordinary | CFD | LONG | 20,900 | 3.3375 GBP |
10p ordinary | CFD | LONG | 88,108 | 3.3392 GBP |
10p ordinary | CFD | LONG | 13,966 | 3.3392 GBP |
10p ordinary | CFD | LONG | 3,128 | 3.3400 GBP |
10p ordinary | CFD | LONG | 19,733 | 3.3400 GBP |
10p ordinary | CFD | LONG | 1,500 | 3.3400 GBP |
10p ordinary | CFD | LONG | 43,650 | 3.3401 GBP |
10p ordinary | CFD | LONG | 116,400 | 3.3401 GBP |
10p ordinary | CFD | LONG | 21,825 | 3.3401 GBP |
10p ordinary | CFD | LONG | 6,802 | 3.3410 GBP |
10p ordinary | CFD | LONG | 24,033 | 3.3410 GBP |
10p ordinary | CFD | LONG | 28,953 | 3.3410 GBP |
10p ordinary | CFD | LONG | 1,078 | 3.3410 GBP |
10p ordinary | CFD | LONG | 4,202 | 3.3410 GBP |
10p ordinary | CFD | LONG | 4,878 | 3.3410 GBP |
10p ordinary | CFD | LONG | 10,343 | 3.3425 GBP |
10p ordinary | CFD | LONG | 1,417 | 3.3460 GBP |
10p ordinary | CFD | SHORT | 3,800 | 3.3112 GBP |
10p ordinary | CFD | SHORT | 325 | 3.3160 GBP |
10p ordinary | CFD | SHORT | 3,799 | 3.3160 GBP |
10p ordinary | CFD | SHORT | 16,951 | 3.3173 GBP |
10p ordinary | CFD | SHORT | 93 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 40 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 576 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 629 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 1,367 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 16,000 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 6,738 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 7,371 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 1,090 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 474 | 3.3190 GBP |
10p ordinary | CFD | SHORT | 225 | 3.3199 GBP |
10p ordinary | CFD | SHORT | 12 | 3.3200 GBP |
10p ordinary | CFD | SHORT | 118 | 3.3200 GBP |
10p ordinary | CFD | SHORT | 35 | 3.3200 GBP |
10p ordinary | CFD | SHORT | 228 | 3.3200 GBP |
10p ordinary | CFD | SHORT | 145 | 3.3270 GBP |
10p ordinary | CFD | SHORT | 1,698 | 3.3270 GBP |
10p ordinary | CFD | SHORT | 5,085 | 3.3279 GBP |
10p ordinary | CFD | SHORT | 9,801 | 3.3280 GBP |
10p ordinary | CFD | SHORT | 9,686 | 3.3280 GBP |
10p ordinary | CFD | SHORT | 500 | 3.3280 GBP |
10p ordinary | CFD | SHORT | 5 | 3.3300 GBP |
10p ordinary | CFD | SHORT | 124 | 3.3308 GBP |
10p ordinary | CFD | SHORT | 1,490 | 3.3308 GBP |
10p ordinary | CFD | SHORT | 480 | 3.3310 GBP |
10p ordinary | CFD | SHORT | 9,487 | 3.3310 GBP |
10p ordinary | CFD | SHORT | 9,376 | 3.3310 GBP |
10p ordinary | CFD | SHORT | 4,924 | 3.3311 GBP |
10p ordinary | CFD | SHORT | 12,823 | 3.3320 GBP |
10p ordinary | CFD | SHORT | 242 | 3.3327 GBP |
10p ordinary | CFD | SHORT | 12,004 | 3.3327 GBP |
10p ordinary | CFD | SHORT | 2,306 | 3.3332 GBP |
10p ordinary | CFD | SHORT | 12,020 | 3.3335 GBP |
10p ordinary | CFD | SHORT | 58,726 | 3.3360 GBP |
10p ordinary | CFD | SHORT | 6,334 | 3.3376 GBP |
10p ordinary | CFD | SHORT | 34,891 | 3.3392 GBP |
10p ordinary | CFD | SHORT | 37,421 | 3.3392 GBP |
10p ordinary | CFD | SHORT | 31,228 | 3.3392 GBP |
10p ordinary | CFD | SHORT | 2,646 | 3.3392 GBP |
10p ordinary | CFD | SHORT | 21,113 | 3.3400 GBP |
10p ordinary | CFD | SHORT | 1,385 | 3.3400 GBP |
10p ordinary | CFD | SHORT | 1,748 | 3.3400 GBP |
10p ordinary | CFD | SHORT | 115 | 3.3400 GBP |
10p ordinary | CFD | SHORT | 1,882 | 3.3404 GBP |
10p ordinary | CFD | SHORT | 560 | 3.3404 GBP |
10p ordinary | CFD | SHORT | 3,627 | 3.3404 GBP |
10p ordinary | CFD | SHORT | 3,583 | 3.3404 GBP |
10p ordinary | CFD | SHORT | 186 | 3.3405 GBP |
10p ordinary | CFD | SHORT | 48 | 3.3406 GBP |
10p ordinary | CFD | SHORT | 2,587 | 3.3410 GBP |
10p ordinary | CFD | SHORT | 603 | 3.3410 GBP |
10p ordinary | CFD | SHORT | 2,160 | 3.3410 GBP |
10p ordinary | CFD | SHORT | 31,244 | 3.3410 GBP |
10p ordinary | CFD | SHORT | 26,075 | 3.3410 GBP |
10p ordinary | CFD | SHORT | 7,277 | 3.3410 GBP |
10p ordinary | CFD | SHORT | 5 | 3.3460 GBP |
10p ordinary | CFD | SHORT | 1 | 3.3460 GBP |
10p ordinary | CFD | SHORT | 916 | 3.3472 GBP |
10p ordinary | CFD | SHORT | 1 | 3.3480 GBP |
10p ordinary | CFD | SHORT | 406 | 3.3487 GBP |
10p ordinary | CFD | SHORT | 32 | 3.3487 GBP |
10p ordinary | CFD | SHORT | 1 | 3.3500 GBP |
10p ordinary | CFD | LONG | 27,384 | 3.3320 GBP |
10p ordinary | CFD | LONG | 1,312,559 | 3.3320 GBP |
10p ordinary | CFD | SHORT | 1,451,117 | 3.3320 GBP |
10p ordinary | CFD | SHORT | 20,326 | 3.3320 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 31 AUGUST 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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