20th Jun 2018 11:59
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG plc |
(d) Date dealing undertaken: | 19/06/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 202,222 | 3.0580 | 2.9940 |
10p ordinary | Sales | 47,153 | 3.0480 | 2.9900 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | SWAP | LONG | 1 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 1 | 3.0417 GBP |
10p ordinary | SWAP | LONG | 2 | 3.0071 GBP |
10p ordinary | SWAP | LONG | 2 | 3.0073 GBP |
10p ordinary | SWAP | LONG | 3 | 3.0100 GBP |
10p ordinary | SWAP | LONG | 3 | 3.0088 GBP |
10p ordinary | SWAP | LONG | 4 | 3.0089 GBP |
10p ordinary | SWAP | LONG | 4 | 3.0100 GBP |
10p ordinary | SWAP | LONG | 6 | 3.0100 GBP |
10p ordinary | SWAP | LONG | 6 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 7 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 7 | 3.0387 GBP |
10p ordinary | SWAP | LONG | 8 | 3.0076 GBP |
10p ordinary | SWAP | LONG | 8 | 3.0094 GBP |
10p ordinary | SWAP | LONG | 9 | 3.0100 GBP |
10p ordinary | SWAP | LONG | 11 | 3.0076 GBP |
10p ordinary | SWAP | LONG | 11 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 12 | 3.0420 GBP |
10p ordinary | SWAP | LONG | 15 | 3.0372 GBP |
10p ordinary | SWAP | LONG | 16 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 17 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 26 | 3.0529 GBP |
10p ordinary | SWAP | LONG | 34 | 3.0422 GBP |
10p ordinary | SWAP | LONG | 36 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 36 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 37 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 40 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 41 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 42 | 3.0026 GBP |
10p ordinary | SWAP | LONG | 45 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 49 | 3.0301 GBP |
10p ordinary | SWAP | LONG | 50 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 52 | 3.0093 GBP |
10p ordinary | SWAP | LONG | 66 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 71 | 3.0421 GBP |
10p ordinary | SWAP | LONG | 74 | 3.0422 GBP |
10p ordinary | SWAP | LONG | 76 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 78 | 3.0421 GBP |
10p ordinary | SWAP | LONG | 90 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 93 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 107 | 3.0310 GBP |
10p ordinary | SWAP | LONG | 117 | 2.9960 GBP |
10p ordinary | SWAP | LONG | 120 | 3.0480 GBP |
10p ordinary | SWAP | LONG | 121 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 121 | 3.0313 GBP |
10p ordinary | SWAP | LONG | 127 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 131 | 3.0421 GBP |
10p ordinary | SWAP | LONG | 184 | 3.0421 GBP |
10p ordinary | SWAP | LONG | 237 | 3.0421 GBP |
10p ordinary | SWAP | LONG | 262 | 3.0318 GBP |
10p ordinary | SWAP | LONG | 265 | 3.0311 GBP |
10p ordinary | SWAP | LONG | 272 | 3.0027 GBP |
10p ordinary | SWAP | LONG | 281 | 3.0301 GBP |
10p ordinary | SWAP | LONG | 308 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 313 | 3.0300 GBP |
10p ordinary | SWAP | LONG | 318 | 3.0097 GBP |
10p ordinary | SWAP | LONG | 327 | 3.0330 GBP |
10p ordinary | SWAP | LONG | 381 | 3.0075 GBP |
10p ordinary | SWAP | LONG | 507 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 516 | 3.0301 GBP |
10p ordinary | SWAP | LONG | 586 | 3.0317 GBP |
10p ordinary | SWAP | LONG | 631 | 3.0308 GBP |
10p ordinary | SWAP | LONG | 672 | 3.0310 GBP |
10p ordinary | SWAP | LONG | 693 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 702 | 3.0308 GBP |
10p ordinary | SWAP | LONG | 705 | 3.0091 GBP |
10p ordinary | SWAP | LONG | 744 | 2.9960 GBP |
10p ordinary | SWAP | LONG | 769 | 3.0097 GBP |
10p ordinary | SWAP | LONG | 771 | 3.0174 GBP |
10p ordinary | SWAP | LONG | 830 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 887 | 3.0308 GBP |
10p ordinary | SWAP | LONG | 908 | 3.0080 GBP |
10p ordinary | SWAP | LONG | 1,157 | 3.0308 GBP |
10p ordinary | SWAP | LONG | 1,411 | 3.0097 GBP |
10p ordinary | SWAP | LONG | 1,484 | 3.0316 GBP |
10p ordinary | SWAP | LONG | 1,720 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 1,775 | 3.0080 GBP |
10p ordinary | SWAP | LONG | 1,962 | 3.0314 GBP |
10p ordinary | SWAP | LONG | 2,341 | 3.0098 GBP |
10p ordinary | SWAP | LONG | 2,532 | 3.0093 GBP |
10p ordinary | SWAP | LONG | 3,227 | 3.0006 GBP |
10p ordinary | SWAP | LONG | 4,563 | 3.0097 GBP |
10p ordinary | SWAP | SHORT | 42 | 3.0085 GBP |
10p ordinary | SWAP | SHORT | 244 | 3.0580 GBP |
10p ordinary | SWAP | SHORT | 327 | 3.0330 GBP |
10p ordinary | SWAP | SHORT | 356 | 3.0080 GBP |
10p ordinary | SWAP | SHORT | 771 | 2.9946 GBP |
10p ordinary | SWAP | SHORT | 861 | 2.9960 GBP |
10p ordinary | SWAP | SHORT | 1,100 | 3.0321 GBP |
10p ordinary | SWAP | SHORT | 1,555 | 3.0583 GBP |
10p ordinary | SWAP | SHORT | 1,687 | 3.0090 GBP |
10p ordinary | SWAP | SHORT | 2,327 | 3.0080 GBP |
10p ordinary | SWAP | SHORT | 3,131 | 3.0199 GBP |
10p ordinary | SWAP | SHORT | 4,823 | 3.0329 GBP |
10p ordinary | SWAP | SHORT | 10,988 | 3.0097 GBP |
10p ordinary | SWAP | SHORT | 21,534 | 3.0534 GBP |
10p ordinary | SWAP | SHORT | 48,406 | 3.0354 GBP |
10p ordinary | SWAP | SHORT | 94,191 | 3.0276 GBP |
CDI | Swap | LONG | 1,702 | 5.4405 AUD |
CDI | Swap | LONG | 1,751 | 5.4100 AUD |
CDI | Swap | LONG | 2,413 | 5.4500 AUD |
CDI | Swap | LONG | 3,618 | 5.4533 AUD |
CDI | Swap | LONG | 7,244 | 5.4105 AUD |
CDI | Swap | LONG | 8,428 | 5.4304 AUD |
CDI | Swap | LONG | 23,702 | 5.4323 AUD |
CDI | Swap | LONG | 32,712 | 5.4398 AUD |
CDI | Swap | LONG | 67,560 | 5.4442 AUD |
CDI | Swap | LONG | 95,241 | 5.4284 AUD |
CDI | Swap | SHORT | 13,616 | 4.0069 USD |
CDI | Swap | SHORT | 2,350 | 5.4500 AUD |
CDI | Swap | SHORT | 5,664 | 5.4545 AUD |
CDI | Swap | SHORT | 91,338 | 5.4340 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 20/06/2018 |
| Contact name: | Mihai Ardelean |
| Telephone number: | +44 20 754-53037 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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