25th Jun 2018 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG plc |
(d) Date dealing undertaken: | 22/06/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 122,294 | 3.2280 | 3.1680 |
10p ordinary | Sales | 136,280 | 3.2317 | 3.1657 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit GBP |
10p ordinary | SWAP | Long | 1 | 3.2057 GBP |
10p ordinary | SWAP | Long | 1 | 3.2057 GBP |
10p ordinary | SWAP | Long | 1 | 3.2057 GBP |
10p ordinary | SWAP | Long | 1 | 3.2197 GBP |
10p ordinary | SWAP | Long | 1 | 3.2057 GBP |
10p ordinary | SWAP | Long | 2 | 3.2129 GBP |
10p ordinary | SWAP | Long | 2 | 3.2317 GBP |
10p ordinary | SWAP | Long | 4 | 3.2127 GBP |
10p ordinary | SWAP | Long | 4 | 3.2064 GBP |
10p ordinary | SWAP | Long | 4 | 3.2067 GBP |
10p ordinary | SWAP | Long | 4 | 3.2067 GBP |
10p ordinary | SWAP | Long | 5 | 3.2113 GBP |
10p ordinary | SWAP | Long | 5 | 3.2066 GBP |
10p ordinary | SWAP | Long | 6 | 3.2103 GBP |
10p ordinary | SWAP | Long | 6 | 3.2129 GBP |
10p ordinary | SWAP | Long | 6 | 3.2317 GBP |
10p ordinary | SWAP | Long | 6 | 3.1657 GBP |
10p ordinary | SWAP | Long | 7 | 3.2097 GBP |
10p ordinary | SWAP | Long | 7 | 3.2068 GBP |
10p ordinary | SWAP | Long | 9 | 3.2065 GBP |
10p ordinary | SWAP | Long | 12 | 3.2317 GBP |
10p ordinary | SWAP | Long | 12 | 3.2124 GBP |
10p ordinary | SWAP | Long | 14 | 3.2065 GBP |
10p ordinary | SWAP | Long | 15 | 3.2129 GBP |
10p ordinary | SWAP | Long | 17 | 3.1657 GBP |
10p ordinary | SWAP | Long | 17 | 3.1657 GBP |
10p ordinary | SWAP | Long | 18 | 3.1657 GBP |
10p ordinary | SWAP | Long | 20 | 3.2317 GBP |
10p ordinary | SWAP | Long | 21 | 3.1981 GBP |
10p ordinary | SWAP | Long | 22 | 3.2317 GBP |
10p ordinary | SWAP | Long | 23 | 3.2129 GBP |
10p ordinary | SWAP | Long | 26 | 3.2065 GBP |
10p ordinary | SWAP | Long | 27 | 3.2020 GBP |
10p ordinary | SWAP | Long | 28 | 3.2129 GBP |
10p ordinary | SWAP | Long | 33 | 3.2136 GBP |
10p ordinary | SWAP | Long | 42 | 3.1657 GBP |
10p ordinary | SWAP | Long | 44 | 3.1657 GBP |
10p ordinary | SWAP | Long | 49 | 3.1979 GBP |
10p ordinary | SWAP | Long | 49 | 3.2317 GBP |
10p ordinary | SWAP | Long | 60 | 3.2129 GBP |
10p ordinary | SWAP | Long | 61 | 3.2017 GBP |
10p ordinary | SWAP | Long | 65 | 3.2065 GBP |
10p ordinary | SWAP | Long | 66 | 3.1657 GBP |
10p ordinary | SWAP | Long | 72 | 3.2317 GBP |
10p ordinary | SWAP | Long | 76 | 3.2035 GBP |
10p ordinary | SWAP | Long | 81 | 3.2065 GBP |
10p ordinary | SWAP | Long | 81 | 3.2065 GBP |
10p ordinary | SWAP | Long | 84 | 3.2137 GBP |
10p ordinary | SWAP | Long | 87 | 3.2040 GBP |
10p ordinary | SWAP | Long | 88 | 3.2129 GBP |
10p ordinary | SWAP | Long | 112 | 3.1657 GBP |
10p ordinary | SWAP | Long | 116 | 3.2142 GBP |
10p ordinary | SWAP | Long | 122 | 3.2065 GBP |
10p ordinary | SWAP | Long | 126 | 3.1984 GBP |
10p ordinary | SWAP | Long | 132 | 3.2137 GBP |
10p ordinary | SWAP | Long | 145 | 3.2071 GBP |
10p ordinary | SWAP | Long | 150 | 3.2018 GBP |
10p ordinary | SWAP | Long | 153 | 3.2129 GBP |
10p ordinary | SWAP | Long | 160 | 5.6644 AUD |
10p ordinary | SWAP | Long | 179 | 3.2074 GBP |
10p ordinary | SWAP | Long | 194 | 3.2033 GBP |
10p ordinary | SWAP | Long | 209 | 3.1836 GBP |
10p ordinary | SWAP | Long | 232 | 3.2317 GBP |
10p ordinary | SWAP | Long | 266 | 3.1657 GBP |
10p ordinary | SWAP | Long | 280 | 3.2317 GBP |
10p ordinary | SWAP | Long | 281 | 3.2033 GBP |
10p ordinary | SWAP | Long | 289 | 3.2140 GBP |
10p ordinary | SWAP | Long | 308 | 3.1657 GBP |
10p ordinary | SWAP | Long | 330 | 3.2317 GBP |
10p ordinary | SWAP | Long | 336 | 3.1657 GBP |
10p ordinary | SWAP | Long | 353 | 3.2317 GBP |
10p ordinary | SWAP | Long | 369 | 3.2129 GBP |
10p ordinary | SWAP | Long | 375 | 3.2071 GBP |
10p ordinary | SWAP | Long | 381 | 3.2248 GBP |
10p ordinary | SWAP | Long | 425 | 3.2139 GBP |
10p ordinary | SWAP | Long | 433 | 3.2129 GBP |
10p ordinary | SWAP | Long | 451 | 3.2129 GBP |
10p ordinary | SWAP | Long | 501 | 3.1657 GBP |
10p ordinary | SWAP | Long | 508 | 3.2039 GBP |
10p ordinary | SWAP | Long | 529 | 3.2317 GBP |
10p ordinary | SWAP | Long | 555 | 3.2070 GBP |
10p ordinary | SWAP | Long | 694 | 3.2129 GBP |
10p ordinary | SWAP | Long | 898 | 3.2151 GBP |
10p ordinary | SWAP | Long | 971 | 3.2070 GBP |
10p ordinary | SWAP | Long | 1,165 | 3.2129 GBP |
10p ordinary | SWAP | Long | 1,214 | 3.2035 GBP |
10p ordinary | SWAP | Long | 1,256 | 5.6649 AUD |
10p ordinary | SWAP | Long | 1,259 | 5.6649 AUD |
10p ordinary | SWAP | Long | 1,442 | 3.2037 GBP |
10p ordinary | SWAP | Long | 1,473 | 3.2031 GBP |
10p ordinary | SWAP | Long | 1,680 | 5.6649 AUD |
10p ordinary | SWAP | Long | 1,758 | 3.2138 GBP |
10p ordinary | SWAP | Long | 2,076 | 3.2138 GBP |
10p ordinary | SWAP | Long | 2,167 | 3.2138 GBP |
10p ordinary | SWAP | Long | 2,279 | 3.2034 GBP |
10p ordinary | SWAP | Long | 2,355 | 3.2070 GBP |
10p ordinary | SWAP | Long | 2,809 | 3.2068 GBP |
10p ordinary | SWAP | Long | 2,861 | 3.2072 GBP |
10p ordinary | SWAP | Long | 3,000 | 5.7467 AUD |
10p ordinary | SWAP | Long | 3,308 | 3.2138 GBP |
10p ordinary | SWAP | Long | 4,433 | 3.2070 GBP |
10p ordinary | SWAP | Long | 4,591 | 5.6649 AUD |
10p ordinary | SWAP | Long | 4,986 | 3.2133 GBP |
10p ordinary | SWAP | Long | 7,003 | 3.2158 GBP |
10p ordinary | SWAP | Long | 7,262 | 3.2159 GBP |
10p ordinary | SWAP | Long | 13,872 | 3.2127 GBP |
10p ordinary | SWAP | Long | 34,442 | 3.2095 GBP |
10p ordinary | SWAP | Long | 53,263 | 5.6875 AUD |
10p ordinary | SWAP | Long | 253,708 | 5.6722 AUD |
10p ordinary | SWAP | Short | 634 | 3.2145 GBP |
10p ordinary | SWAP | Short | 910 | 4.2044 USD |
10p ordinary | SWAP | Short | 3,000 | 5.7000 AUD |
10p ordinary | SWAP | Short | 3,148 | 5.6793 AUD |
10p ordinary | SWAP | Short | 4,377 | 3.2140 GBP |
10p ordinary | SWAP | Short | 4,597 | 5.6836AUD |
10p ordinary | SWAP | Short | 7,335 | 3.2095 GBP |
10p ordinary | SWAP | Short | 9,102 | 3.2129 GBP |
10p ordinary | SWAP | Short | 9,106 | 5.6702 AUD |
10p ordinary | SWAP | Short | 14,659 | 5.6702 AUD |
10p ordinary | SWAP | Short | 33,368 | 5.6800 AUD |
10p ordinary | SWAP | Short | 53,085 | 5.6775 AUD |
10p ordinary | SWAP | Short | 68,730 | 3.2100 GBP |
10p ordinary | SWAP | Short | 115,356 | 5.6702 AUD |
10p ordinary | SWAP | Short | 222,690 | 5.6702 AUD |
10p ordinary | SWAP | Short | 253,708 | 3.1600 GBP |
10p ordinary | SWAP | Short | 253,708 | 5.7032 AUD |
CDI | SWAP | Long | 910 | 4.2044 USD |
CDI | SWAP | Long | 3,000 | 5.7000 AUD |
CDI | SWAP | Long | 3,148 | 5.6793 AUD |
CDI | SWAP | Long | 4,597 | 5.6836 AUD |
CDI | SWAP | Long | 9,106 | 5.6702 AUD |
CDI | SWAP | Long | 14,659 | 5.6702 AUD |
CDI | SWAP | Long | 33,368 | 5.6800 AUD |
CDI | SWAP | Long | 44,739 | 5.6768 AUD |
CDI | SWAP | Long | 44,739 | 5.6768 AUD |
CDI | SWAP | Long | 53,085 | 5.6775 AUD |
CDI | SWAP | Long | 99,715 | 5.6652 AUD |
CDI | SWAP | Long | 99,715 | 5.6652 AUD |
CDI | SWAP | Long | 115,356 | 5.6702 AUD |
CDI | SWAP | Long | 222,690 | 5.6702 AUD |
CDI | SWAP | Long | 253,708 | 3.1600 GBP |
CDI | SWAP | Long | 253,708 | 5.7032 AUD |
CDI | SWAP | Short | 160 | 5.6644 AUD |
CDI | SWAP | Short | 1,256 | 5.6649 AUD |
CDI | SWAP | Short | 1,259 | 5.6649 AUD |
CDI | SWAP | Short | 1,680 | 5.6649 AUD |
CDI | SWAP | Short | 3,000 | 5.7467 AUD |
CDI | SWAP | Short | 4,591 | 5.6649 AUD |
CDI | SWAP | Short | 53,263 | 5.6875 AUD |
CDI | SWAP | Short | 253,708 | 5.6722 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 25/06/2018 |
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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