17th Jul 2018 10:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 16 JULY 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 10,212 | 5.9500 AUD | 5.8700 AUD |
CDI | SALES | 10,212 | 5.9500 AUD | 5.8900 AUD |
10p ordinary | PURCHASES | 392,921 | 3.3400 GBP | 3.2997 GBP |
10p ordinary | SALES | 418,182 | 3.3380 GBP | 3.3000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 26,577 | 3.3021 GBP |
10p ordinary | CFD | LONG | 1,039 | 3.3048 GBP |
10p ordinary | CFD | LONG | 6,086 | 3.3048 GBP |
10p ordinary | CFD | LONG | 2,361 | 3.3048 GBP |
10p ordinary | CFD | LONG | 11,055 | 3.3058 GBP |
10p ordinary | CFD | LONG | 440 | 3.3062 GBP |
10p ordinary | CFD | LONG | 6,430 | 3.3063 GBP |
10p ordinary | CFD | LONG | 2,982 | 3.3063 GBP |
10p ordinary | CFD | LONG | 1,585 | 3.3063 GBP |
10p ordinary | CFD | LONG | 467 | 3.3064 GBP |
10p ordinary | CFD | LONG | 5,059 | 3.3066 GBP |
10p ordinary | CFD | LONG | 9,849 | 3.3066 GBP |
10p ordinary | CFD | LONG | 822 | 3.3066 GBP |
10p ordinary | CFD | LONG | 5,766 | 3.3066 GBP |
10p ordinary | CFD | LONG | 4,713 | 3.3067 GBP |
10p ordinary | CFD | LONG | 2,125 | 3.3067 GBP |
10p ordinary | CFD | LONG | 13,455 | 3.3068 GBP |
10p ordinary | CFD | LONG | 10 | 3.3070 GBP |
10p ordinary | CFD | LONG | 10 | 3.3070 GBP |
10p ordinary | CFD | LONG | 73 | 3.3071 GBP |
10p ordinary | CFD | LONG | 28 | 3.3071 GBP |
10p ordinary | CFD | LONG | 296 | 3.3071 GBP |
10p ordinary | CFD | LONG | 113 | 3.3071 GBP |
10p ordinary | CFD | LONG | 145 | 3.3071 GBP |
10p ordinary | CFD | LONG | 46 | 3.3071 GBP |
10p ordinary | CFD | LONG | 220 | 3.3071 GBP |
10p ordinary | CFD | LONG | 103 | 3.3071 GBP |
10p ordinary | CFD | LONG | 192 | 3.3071 GBP |
10p ordinary | CFD | LONG | 68 | 3.3072 GBP |
10p ordinary | CFD | LONG | 129 | 3.3072 GBP |
10p ordinary | CFD | LONG | 36 | 3.3072 GBP |
10p ordinary | CFD | LONG | 19 | 3.3073 GBP |
10p ordinary | CFD | LONG | 12 | 3.3075 GBP |
10p ordinary | CFD | LONG | 166 | 3.3095 GBP |
10p ordinary | CFD | LONG | 379 | 3.3095 GBP |
10p ordinary | CFD | LONG | 985 | 3.3095 GBP |
10p ordinary | CFD | LONG | 2,336 | 3.3096 GBP |
10p ordinary | CFD | LONG | 412 | 3.3097 GBP |
10p ordinary | CFD | LONG | 115 | 3.3097 GBP |
10p ordinary | CFD | LONG | 540 | 3.3097 GBP |
10p ordinary | CFD | LONG | 1,200 | 3.3097 GBP |
10p ordinary | CFD | LONG | 2,517 | 3.3097 GBP |
10p ordinary | CFD | LONG | 775 | 3.3097 GBP |
10p ordinary | CFD | LONG | 1,474 | 3.3097 GBP |
10p ordinary | CFD | LONG | 1,671 | 3.3097 GBP |
10p ordinary | CFD | LONG | 3,421 | 3.3097 GBP |
10p ordinary | CFD | LONG | 1,294 | 3.3097 GBP |
10p ordinary | CFD | LONG | 121 | 3.3097 GBP |
10p ordinary | CFD | LONG | 211 | 3.3097 GBP |
10p ordinary | CFD | LONG | 2,771 | 3.3114 GBP |
10p ordinary | CFD | LONG | 690,000 | 3.3120 GBP |
10p ordinary | CFD | LONG | 345 | 3.3128 GBP |
10p ordinary | CFD | LONG | 884 | 3.3128 GBP |
10p ordinary | CFD | LONG | 152 | 3.3128 GBP |
10p ordinary | CFD | LONG | 753 | 3.3130 GBP |
10p ordinary | CFD | LONG | 4,456 | 3.3131 GBP |
10p ordinary | CFD | LONG | 1,778 | 3.3131 GBP |
10p ordinary | CFD | LONG | 1,723 | 3.3131 GBP |
10p ordinary | CFD | LONG | 1,714 | 3.3136 GBP |
10p ordinary | CFD | LONG | 867 | 3.3139 GBP |
10p ordinary | CFD | LONG | 125 | 3.3140 GBP |
10p ordinary | CFD | LONG | 500 | 3.3140 GBP |
10p ordinary | CFD | LONG | 233 | 3.3140 GBP |
10p ordinary | CFD | LONG | 77 | 3.3141 GBP |
10p ordinary | CFD | LONG | 36 | 3.3141 GBP |
10p ordinary | CFD | LONG | 8,838 | 3.3142 GBP |
10p ordinary | CFD | LONG | 262 | 3.3143 GBP |
10p ordinary | CFD | LONG | 939 | 3.3143 GBP |
10p ordinary | CFD | LONG | 1,064 | 3.3143 GBP |
10p ordinary | CFD | LONG | 133 | 3.3143 GBP |
10p ordinary | CFD | LONG | 493 | 3.3143 GBP |
10p ordinary | CFD | LONG | 1,606 | 3.3143 GBP |
10p ordinary | CFD | LONG | 823 | 3.3143 GBP |
10p ordinary | CFD | LONG | 73 | 3.3143 GBP |
10p ordinary | CFD | LONG | 770 | 3.3144 GBP |
10p ordinary | CFD | LONG | 2,200 | 3.3144 GBP |
10p ordinary | CFD | LONG | 347 | 3.3144 GBP |
10p ordinary | CFD | LONG | 377 | 3.3147 GBP |
10p ordinary | CFD | LONG | 2,549 | 3.3147 GBP |
10p ordinary | CFD | LONG | 1,356 | 3.3147 GBP |
10p ordinary | CFD | LONG | 5,496 | 3.3147 GBP |
10p ordinary | CFD | LONG | 404 | 3.3150 GBP |
10p ordinary | CFD | LONG | 707 | 3.3150 GBP |
10p ordinary | CFD | LONG | 8,472 | 3.3150 GBP |
10p ordinary | CFD | LONG | 4,353 | 3.3150 GBP |
10p ordinary | CFD | LONG | 4,965 | 3.3150 GBP |
10p ordinary | CFD | LONG | 4,075 | 3.3152 GBP |
10p ordinary | CFD | LONG | 2,063 | 3.3152 GBP |
10p ordinary | CFD | LONG | 256 | 3.3152 GBP |
10p ordinary | CFD | LONG | 11,644 | 3.3152 GBP |
10p ordinary | CFD | LONG | 1,843 | 3.3152 GBP |
10p ordinary | CFD | LONG | 232 | 3.3166 GBP |
10p ordinary | CFD | LONG | 1,455 | 3.3166 GBP |
10p ordinary | CFD | LONG | 563 | 3.3166 GBP |
10p ordinary | CFD | LONG | 512 | 3.3166 GBP |
10p ordinary | CFD | LONG | 91 | 3.3167 GBP |
10p ordinary | CFD | LONG | 1,104 | 3.3167 GBP |
10p ordinary | CFD | LONG | 648 | 3.3167 GBP |
10p ordinary | CFD | LONG | 51 | 3.3168 GBP |
10p ordinary | CFD | LONG | 1,106 | 3.3172 GBP |
10p ordinary | CFD | LONG | 6,289 | 3.3176 GBP |
10p ordinary | CFD | LONG | 87 | 3.3178 GBP |
10p ordinary | CFD | LONG | 22,030 | 3.3179 GBP |
10p ordinary | CFD | LONG | 204 | 3.3179 GBP |
10p ordinary | CFD | LONG | 10 | 3.3180 GBP |
10p ordinary | CFD | LONG | 3 | 3.3180 GBP |
10p ordinary | CFD | LONG | 533 | 3.3180 GBP |
10p ordinary | CFD | LONG | 24,000 | 3.3191 GBP |
10p ordinary | CFD | LONG | 16,700 | 3.3216 GBP |
10p ordinary | CFD | LONG | 152 | 3.3247 GBP |
10p ordinary | CFD | LONG | 290 | 3.3251 GBP |
10p ordinary | CFD | LONG | 4,571 | 3.3251 GBP |
10p ordinary | CFD | LONG | 723 | 3.3251 GBP |
10p ordinary | CFD | LONG | 1,616 | 3.3251 GBP |
10p ordinary | CFD | LONG | 2,081 | 3.3252 GBP |
10p ordinary | CFD | LONG | 1,804 | 3.3253 GBP |
10p ordinary | CFD | LONG | 3,508 | 3.3253 GBP |
10p ordinary | CFD | LONG | 3,745 | 3.3257 GBP |
10p ordinary | CFD | LONG | 320 | 3.3262 GBP |
10p ordinary | CFD | LONG | 1,946 | 3.3262 GBP |
10p ordinary | CFD | LONG | 747 | 3.3262 GBP |
10p ordinary | CFD | LONG | 84 | 3.3273 GBP |
10p ordinary | CFD | LONG | 298 | 3.3279 GBP |
10p ordinary | CFD | LONG | 559 | 3.3280 GBP |
10p ordinary | CFD | LONG | 1,199 | 3.3280 GBP |
10p ordinary | CFD | LONG | 9,672 | 3.3301 GBP |
10p ordinary | CFD | LONG | 6,434 | 3.3301 GBP |
10p ordinary | CFD | SHORT | 2 | 3.3080 GBP |
10p ordinary | CFD | SHORT | 8,783 | 3.3097 GBP |
10p ordinary | CFD | SHORT | 690,000 | 3.3120 GBP |
10p ordinary | CFD | SHORT | 62,443 | 3.3134 GBP |
10p ordinary | CFD | SHORT | 826 | 3.3160 GBP |
10p ordinary | CFD | SHORT | 867 | 3.3167 GBP |
10p ordinary | CFD | SHORT | 6,434 | 3.3167 GBP |
10p ordinary | CFD | SHORT | 2,319 | 3.3185 GBP |
10p ordinary | CFD | SHORT | 754 | 3.3252 GBP |
10p ordinary | CFD | SHORT | 283 | 3.3253 GBP |
10p ordinary | CFD | SHORT | 2,515 | 3.3350 GBP |
10p ordinary | CFD | LONG | 46,529 | 3.3000 GBP |
10p ordinary | CFD | LONG | 20,708 | 3.3000 GBP |
10p ordinary | CFD | SHORT | 18,341 | 3.3000 GBP |
10p ordinary | CFD | SHORT | 235,862 | 3.3000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 JULY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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