11th Jun 2018 11:11
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG Plc |
(d) Date dealing undertaken: | 08/06/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 58,501 | 3.0200 | 2.9800 |
10p ordinary | Sale | 157,907 | 3.0200 | 2.9800 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit GBP |
10p ordinary | Swaps | Long | 2,324 | 2.9860 GBP |
10p ordinary | Swaps | Long | 2,719 | 2.9940 GBP |
10p ordinary | Swaps | Long | 15,255 | 2.9890 GBP |
10p ordinary | Swaps | Long | 16,433 | 2.9830 GBP |
10p ordinary | Swaps | Long | 19,079 | 2.9908 GBP |
10p ordinary | Swaps | Long | 33,291 | 2.9950 GBP |
10p ordinary | Swaps | Long | 35,440 | 2.9876 GBP |
10p ordinary | Swaps | Long | 71,799 | 2.9930 GBP |
10p ordinary | Swaps | Long | 150,785 | 3.0300 GBP |
CDI | Swaps | Long | 56 | 5.3300 AUD |
CDI | Swaps | Long | 149 | 5.3301 AUD |
CDI | Swaps | Long | 247 | 5.3280 AUD |
CDI | Swaps | Long | 280 | 5.3301 AUD |
CDI | Swaps | Long | 411 | 5.3255 AUD |
CDI | Swaps | Long | 463 | 5.3528 AUD |
CDI | Swaps | Long | 560 | 5.3371 AUD |
CDI | Swaps | Long | 663 | 5.3249 AUD |
CDI | Swaps | Long | 853 | 5.3336 AUD |
CDI | Swaps | Long | 1,279 | 5.3461 AUD |
CDI | Swaps | Long | 1,312 | 5.3129 AUD |
CDI | Swaps | Long | 2,138 | 5.3516 AUD |
CDI | Swaps | Long | 2,407 | 5.3526 AUD |
CDI | Swaps | Long | 2,656 | 5.3266 AUD |
CDI | Swaps | Long | 3,005 | 5.3528 AUD |
CDI | Swaps | Long | 3,267 | 5.3360 AUD |
CDI | Swaps | Long | 3,462 | 5.2980 AUD |
CDI | Swaps | Long | 3,618 | 5.3371 AUD |
CDI | Swaps | Long | 3,938 | 5.3237 AUD |
CDI | Swaps | Long | 4,235 | 5.3333 AUD |
CDI | Swaps | Long | 4,261 | 5.3248 AUD |
CDI | Swaps | Long | 8,162 | 5.3464 AUD |
CDI | Swaps | Long | 8,236 | 5.3461 AUD |
CDI | Swaps | Long | 8,310 | 5.3296 AUD |
CDI | Swaps | Long | 9,782 | 5.3417 AUD |
CDI | Swaps | Long | 11,711 | 5.3383 AUD |
CDI | Swaps | Long | 30,776 | 5.3294 AUD |
CDI | Swaps | Long | 63,279 | 5.3403 AUD |
CDI | Swaps | Long | 105,088 | 5.3348 AUD |
CDI | Swaps | Long | 150,785 | 5.3218 AUD |
CDI | Swaps | Long | 301,570 | 5.3480 AUD |
10p ordinary | Swaps | Short | 136 | 3.0180 GBP |
10p ordinary | Swaps | Short | 393 | 2.9976 GBP |
10p ordinary | Swaps | Short | 1,093 | 2.9800 GBP |
10p ordinary | Swaps | Short | 2,324 | 2.9860 GBP |
10p ordinary | Swaps | Short | 2,719 | 2.9940 GBP |
10p ordinary | Swaps | Short | 15,255 | 2.9890 GBP |
10p ordinary | Swaps | Short | 16,433 | 2.9830 GBP |
10p ordinary | Swaps | Short | 33,291 | 2.9950 GBP |
10p ordinary | Swaps | Short | 71,799 | 2.9930 GBP |
10p ordinary | Swaps | Short | 150,785 | 3.0300 GBP |
CDI | Swaps | Short | 56 | 5.3300 AUD |
CDI | Swaps | Short | 149 | 5.3301 AUD |
CDI | Swaps | Short | 247 | 5.3280 AUD |
CDI | Swaps | Short | 280 | 5.3301 AUD |
CDI | Swaps | Short | 411 | 5.3255 AUD |
CDI | Swaps | Short | 463 | 5.3528 AUD |
CDI | Swaps | Short | 560 | 5.3371 AUD |
CDI | Swaps | Short | 663 | 5.3249 AUD |
CDI | Swaps | Short | 853 | 5.3336 AUD |
CDI | Swaps | Short | 1,279 | 5.3461 AUD |
CDI | Swaps | Short | 1,312 | 5.3129 AUD |
CDI | Swaps | Short | 2,138 | 5.3516 AUD |
CDI | Swaps | Short | 2,407 | 5.3526 AUD |
CDI | Swaps | Short | 2,656 | 5.3266 AUD |
CDI | Swaps | Short | 3,005 | 5.3528 AUD |
CDI | Swaps | Short | 3,267 | 5.3360 AUD |
CDI | Swaps | Short | 3,462 | 5.2980 AUD |
CDI | Swaps | Short | 3,618 | 5.3371 AUD |
CDI | Swaps | Short | 3,938 | 5.3237 AUD |
CDI | Swaps | Short | 4,235 | 5.3333 AUD |
CDI | Swaps | Short | 4,261 | 5.3248 AUD |
CDI | Swaps | Short | 8,162 | 5.3464 AUD |
CDI | Swaps | Short | 8,236 | 5.3461 AUD |
CDI | Swaps | Short | 8,310 | 5.3296 AUD |
CDI | Swaps | Short | 9,782 | 5.3417 AUD |
CDI | Swaps | Short | 11,711 | 5.3383 AUD |
CDI | Swaps | Short | 14,866 | 5.3500 AUD |
CDI | Swaps | Short | 30,776 | 5.3294 AUD |
CDI | Swaps | Short | 63,279 | 5.3403 AUD |
CDI | Swaps | Short | 105,088 | 5.3348 AUD |
CDI | Swaps | Short | 150,785 | 5.3218 AUD |
CDI | Swaps | Short | 301,570 | 5.3480 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11/06/2018
|
| Contact name: | Jasim Baloch |
| Telephone number: | +44 121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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