27th Jul 2018 10:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG plc |
(d) Date dealing undertaken: | 26/07/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Purchase | 301,843 | 3.3760 GBP | 3.3200 GBP |
10p ordinary | Sales | 2,182,950 | 3.3700 GBP | 3.3200 GBP |
CDI | Purchase | 85,339 | 5.7500 AUD | 6.0000 AUD |
CDI | Sale | 10,339 | 6.0000 AUD | 6.0000 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | SWAP | LONG | 23 | 3.3403 GBP |
10p ordinary | SWAP | LONG | 44 | 3.3399 GBP |
10p ordinary | SWAP | LONG | 66 | 3.3364 GBP |
10p ordinary | SWAP | LONG | 119 | 3.3362 GBP |
10p ordinary | SWAP | LONG | 123 | 3.3417 GBP |
10p ordinary | SWAP | LONG | 126 | 3.3361 GBP |
10p ordinary | SWAP | LONG | 205 | 3.3375 GBP |
10p ordinary | SWAP | LONG | 238 | 3.3363 GBP |
10p ordinary | SWAP | LONG | 242 | 3.3418 GBP |
10p ordinary | SWAP | LONG | 339 | 3.3619 GBP |
10p ordinary | SWAP | LONG | 365 | 3.3375 GBP |
10p ordinary | SWAP | LONG | 389 | 3.3387 GBP |
10p ordinary | SWAP | LONG | 405 | 3.3336 GBP |
10p ordinary | SWAP | LONG | 497 | 3.3659 GBP |
10p ordinary | SWAP | LONG | 503 | 3.3429 GBP |
10p ordinary | SWAP | LONG | 547 | 3.3400 GBP |
10p ordinary | SWAP | LONG | 578 | 3.3439 GBP |
10p ordinary | SWAP | LONG | 716 | 3.3388 GBP |
10p ordinary | SWAP | LONG | 739 | 3.3337 GBP |
10p ordinary | SWAP | LONG | 1,046 | 3.3460 GBP |
10p ordinary | SWAP | LONG | 1,523 | 3.3363 GBP |
10p ordinary | SWAP | LONG | 1,561 | 3.3432 GBP |
10p ordinary | SWAP | LONG | 3,064 | 3.3363 GBP |
10p ordinary | SWAP | LONG | 3,068 | 3.3399 GBP |
10p ordinary | SWAP | LONG | 3,074 | 3.3418 GBP |
10p ordinary | SWAP | LONG | 3,716 | 3.3383 GBP |
10p ordinary | SWAP | LONG | 4,561 | 3.3449 GBP |
10p ordinary | SWAP | LONG | 4,677 | 3.3375 GBP |
10p ordinary | SWAP | LONG | 7,209 | 3.3289 GBP |
10p ordinary | SWAP | LONG | 7,272 | 3.3338 GBP |
10p ordinary | SWAP | LONG | 8,051 | 3.3280 GBP |
10p ordinary | SWAP | LONG | 9,209 | 3.3389 GBP |
10p ordinary | SWAP | LONG | 9,542 | 3.3337 GBP |
10p ordinary | SWAP | LONG | 10,608 | 3.3365 GBP |
10p ordinary | SWAP | LONG | 12,928 | 3.3289 GBP |
10p ordinary | SWAP | LONG | 15,269 | 3.3428 GBP |
10p ordinary | SWAP | LONG | 22,201 | 3.3406 GBP |
10p ordinary | SWAP | LONG | 28,513 | 3.3466 GBP |
10p ordinary | SWAP | LONG | 1,905,415 | 3.3640 GBP |
10p ordinary | SWAP | SHORT | 18 | 3.3404 GBP |
10p ordinary | SWAP | SHORT | 484 | 3.3601 GBP |
10p ordinary | SWAP | SHORT | 592 | 3.3440 GBP |
10p ordinary | SWAP | SHORT | 952 | 3.3321 GBP |
10p ordinary | SWAP | SHORT | 7,535 | 3.3457 GBP |
10p ordinary | SWAP | SHORT | 12,989 | 3.3453 GBP |
10p ordinary | SWAP | SHORT | 26,362 | 3.3359 GBP |
10p ordinary | SWAP | SHORT | 38,314 | 3.3446 GBP |
10p ordinary | SWAP | SHORT | 39,687 | 3.3332 GBP |
10p ordinary | SWAP | SHORT | 47,554 | 3.3374 GBP |
CDI | SWAP | Long | 127,058 | 6.0002 AUD |
CDI | SWAP | Long | 127,058 | 3.3700 GBP |
CDI | SWAP | Long | 12,047 | 6.0040 AUD |
CDI | SWAP | Long | 11,912 | 6.0030 AUD |
CDI | SWAP | Long | 11,548 | 6.0030 AUD |
CDI | SWAP | Long | 4,577 | 5.9926 AUD |
CDI | SWAP | Long | 2,284 | 6.0023 AUD |
CDI | SWAP | Long | 1,201 | 6.0155 AUD |
CDI | SWAP | Long | 760 | 5.9855 AUD |
CDI | SWAP | Long | 2,500 | 5.9800 AUD |
CDI | SWAP | Long | 11,548 | 6.0007 AUD |
CDI | SWAP | Long | 56,540 | 6.0007 AUD |
CDI | SWAP | Long | 127,058 | 5.9817 AUD |
CDI | SWAP | Long | 1,905,415 | 3.3640 GBP |
CDI | SWAP | Short | 127,058 | 6.0002 AUD |
CDI | SWAP | Short | 127,058 | 3.3700 GBP |
CDI | SWAP | Short | 12,047 | 6.0040 AUD |
CDI | SWAP | Short | 11,912 | 6.0030 AUD |
CDI | SWAP | Short | 11,548 | 6.0030 AUD |
CDI | SWAP | Short | 4,577 | 5.9926 AUD |
CDI | SWAP | Short | 2,284 | 6.0023 AUD |
CDI | SWAP | Short | 1,201 | 6.0155 AUD |
CDI | SWAP | Short | 760 | 5.9855 AUD |
CDI | SWAP | Short | 2,500 | 5.9800 AUD |
CDI | SWAP | Short | 11,548 | 6.0007 AUD |
CDI | SWAP | Short | 56,540 | 6.0007 AUD |
CDI | SWAP | Short | 127,058 | 5.9817 AUD |
CDI | SWAP | Short | 1,905,415 | 3.3640 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 27/07/2018 |
| Contact name: | Mihai Ardelean |
| Telephone number: | +44 20 754-53037 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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