30th Jul 2018 16:17
Amendment2
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG plc |
(d) Date dealing undertaken: | 24/07/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) Plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received
| Lowest price per unit paid/received
|
10p ordinary | Purchase | 489,907 | 3.4180 GBP | 3.3760 GBP |
10p ordinary | Sales | 134,617 | 3.4180 GBP | 3.3760 GBP |
CDI | Purchase | 50,200 | 6.0357 AUD | 6.0298 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
10p ordinary | SWAP | Long | 55,688 | 3.3981 GBP |
10p ordinary | SWAP | Long | 12,685 | 3.3930 GBP |
10p ordinary | SWAP | Long | 11,033 | 3.3925 GBP |
10p ordinary | SWAP | Long | 10,394 | 3.3948 GBP |
10p ordinary | SWAP | Long | 7,261 | 3.3938 GBP |
10p ordinary | SWAP | Long | 5,051 | 3.4003 GBP |
10p ordinary | SWAP | Long | 1,838 | 3.3921 GBP |
10p ordinary | SWAP | Long | 1,514 | 3.4013 GBP |
10p ordinary | SWAP | Long | 1,476 | 3.3999 GBP |
10p ordinary | SWAP | Long | 804 | 3.3917 GBP |
10p ordinary | SWAP | Short | 881 | 3.4121 GBP |
10p ordinary | SWAP | Short | 1,163 | 3.4021 GBP |
10p ordinary | SWAP | Short | 4,118 | 3.4040 GBP |
10p ordinary | SWAP | Short | 5,910 | 3.4112 GBP |
10p ordinary | SWAP | Short | 6,118 | 3.4054 GBP |
10p ordinary | SWAP | Short | 7,014 | 3.3997 GBP |
10p ordinary | SWAP | Short | 11,500 | 3.4020 GBP |
10p ordinary | SWAP | Short | 15,330 | 3.4006 GBP |
10p ordinary | SWAP | Short | 20,121 | 3.4007 GBP |
10p ordinary | SWAP | Short | 24,544 | 3.4007 GBP |
10p ordinary | SWAP | Short | 348,200 | 3.3963 GBP |
CDI | SWAP | Long | 348,200 | 6.0321 AUD |
CDI | SWAP | Long | 348,200 | 3.4000 GBP |
CDI | SWAP | Long | 49,712 | 6.0345 AUD |
CDI | SWAP | Long | 36,147 | 6.0345 AUD |
CDI | SWAP | Long | 9,246 | 6.0212 AUD |
CDI | SWAP | Long | 8,764 | 6.0323 AUD |
CDI | SWAP | Long | 2,549 | 6.0356 AUD |
CDI | SWAP | Long | 17,091 | 6.0188 AUD |
CDI | SWAP | Long | 49,712 | 6.0188 AUD |
CDI | SWAP | Long | 348,200 | 6.0350 AUD |
CDI | SWAP | Short | 348,200 | 6.0321 AUD |
CDI | SWAP | Short | 348,200 | 3.4000 GBP |
CDI | SWAP | Short | 49,712 | 6.0345 AUD |
CDI | SWAP | Short | 36,147 | 6.0345 AUD |
CDI | SWAP | Short | 9,246 | 6.0212 AUD |
CDI | SWAP | Short | 8,764 | 6.0323 AUD |
CDI | SWAP | Short | 2,549 | 6.0356 AUD |
CDI | SWAP | Short | 17,091 | 6.0188 AUD |
CDI | SWAP | Short | 49,712 | 6.0188 AUD |
CDI | SWAP | Short | 348,200 | 6.0350 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
| Date of disclosure: | 30/07/2018 |
| Contact name: | Mihai Ardelean |
| Telephone number: | +44 20 754-53037 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Virgin Money Uk