16th May 2018 10:33
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG Plc |
(d) Date dealing undertaken: | 09/05/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 488,788 | 3.2400 | 3.0958 |
10p ordinary | Sale | 266,207 | 3.2459 | 3.1640 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
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CDI | Swaps | Long | 2,189 | 5.7900 AUD |
CDI | Swaps | Long | 8,268 | 5.7934 AUD |
CDI | Swaps | Long | 10,278 | 5.7939 AUD |
CDI | Swaps | Long | 19,574 | 5.8806 AUD |
CDI | Swaps | Long | 26,626 | 5.5100 AUD |
CDI | Swaps | Long | 27,138 | 5.7969 AUD |
CDI | Swaps | Long | 31,383 | 5.8237 AUD |
CDI | Swaps | Long | 238,468 | 5.8550 AUD |
CDI | Swaps | Long | 255,356 | 5.8205 AUD |
CDI | Swaps | Long | 334,086 | 5.8112 AUD |
CDI | Swaps | Long | 337,558 | 5.8387 AUD |
10p ordinary | Swaps | Long | 117 | 3.2237 GBP |
10p ordinary | Swaps | Long | 415 | 3.2140 GBP |
10p ordinary | Swaps | Long | 641 | 3.1873 GBP |
10p ordinary | Swaps | Long | 749 | 3.2139 GBP |
10p ordinary | Swaps | Long | 777 | 3.2100 GBP |
10p ordinary | Swaps | Long | 1,297 | 3.2094 GBP |
10p ordinary | Swaps | Long | 2,357 | 3.1957 GBP |
10p ordinary | Swaps | Long | 2,618 | 3.2139 GBP |
10p ordinary | Swaps | Long | 4,531 | 3.2094 GBP |
10p ordinary | Swaps | Long | 10,236 | 3.2459 GBP |
10p ordinary | Swaps | Long | 17,397 | 3.2127 GBP |
10p ordinary | Swaps | Long | 52,332 | 3.1849 GBP |
10p ordinary | Swaps | Long | 61,367 | 3.1860 GBP |
CDI | Swaps | Short | 2,189 | 5.7900 AUD |
CDI | Swaps | Short | 8,268 | 5.7934 AUD |
CDI | Swaps | Short | 10,278 | 5.7939 AUD |
CDI | Swaps | Short | 19,574 | 5.8806 AUD |
CDI | Swaps | Short | 26,626 | 5.5100 AUD |
CDI | Swaps | Short | 27,138 | 5.7969 AUD |
CDI | Swaps | Short | 31,383 | 5.8237 AUD |
CDI | Swaps | Short | 238,468 | 5.8550 AUD |
10p ordinary | Swaps | Short | 16 | 3.1991 GBP |
10p ordinary | Swaps | Short | 25 | 3.2010 GBP |
10p ordinary | Swaps | Short | 98 | 3.2077 GBP |
10p ordinary | Swaps | Short | 100 | 3.1945 GBP |
10p ordinary | Swaps | Short | 131 | 3.2075 GBP |
10p ordinary | Swaps | Short | 133 | 3.2154 GBP |
10p ordinary | Swaps | Short | 160 | 3.1904 GBP |
10p ordinary | Swaps | Short | 230 | 3.2037 GBP |
10p ordinary | Swaps | Short | 290 | 3.1980 GBP |
10p ordinary | Swaps | Short | 291 | 3.1999 GBP |
10p ordinary | Swaps | Short | 294 | 3.2022 GBP |
10p ordinary | Swaps | Short | 316 | 3.2103 GBP |
10p ordinary | Swaps | Short | 426 | 3.1986 GBP |
10p ordinary | Swaps | Short | 630 | 3.2113 GBP |
10p ordinary | Swaps | Short | 702 | 3.2140 GBP |
10p ordinary | Swaps | Short | 716 | 3.2110 GBP |
10p ordinary | Swaps | Short | 775 | 3.1935 GBP |
10p ordinary | Swaps | Short | 875 | 3.1984 GBP |
10p ordinary | Swaps | Short | 965 | 3.1801 GBP |
10p ordinary | Swaps | Short | 1,017 | 3.1856 GBP |
10p ordinary | Swaps | Short | 1,280 | 3.2154 GBP |
10p ordinary | Swaps | Short | 3,173 | 3.1823 GBP |
10p ordinary | Swaps | Short | 3,565 | 3.0958 GBP |
10p ordinary | Swaps | Short | 4,756 | 3.1756 GBP |
10p ordinary | Swaps | Short | 4,990 | 3.1821 GBP |
10p ordinary | Swaps | Short | 6,605 | 3.2095 GBP |
10p ordinary | Swaps | Short | 8,500 | 3.2021 GBP |
10p ordinary | Swaps | Short | 14,682 | 3.2174 GBP |
10p ordinary | Swaps | Short | 16,677 | 3.2112 GBP |
10p ordinary | Swaps | Short | 38,304 | 3.2177 GBP |
10p ordinary | Swaps | Short | 46,337 | 3.2223 GBP |
10p ordinary | Swaps | Short | 52,609 | 3.1978 GBP |
10p ordinary | Swaps | Short | 67,865 | 3.2112 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16/05/2018
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| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Virgin Money Uk