16th May 2018 10:30
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Deutsche Bank AG London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | CYBG Plc |
(d) Date dealing undertaken: | 08/05/2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received GBP | Lowest price per unit paid/received GBP |
10p ordinary | Purchase | 694,522 | 3.3120 | 3.0960 |
10p ordinary | Sale | 346,674 | 3.2480 | 3.2000 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
CDI | Swaps | Long | 17 | 5.6050 AUD |
CDI | Swaps | Long | 22 | 5.5419 AUD |
CDI | Swaps | Long | 39 | 5.6047 AUD |
CDI | Swaps | Long | 75 | 5.6049 AUD |
CDI | Swaps | Long | 79 | 5.5456 AUD |
CDI | Swaps | Long | 146 | 5.5421 AUD |
CDI | Swaps | Long | 427 | 5.5355 AUD |
CDI | Swaps | Long | 556 | 5.5355 AUD |
CDI | Swaps | Long | 569 | 5.6048 AUD |
CDI | Swaps | Long | 1,076 | 5.5343 AUD |
CDI | Swaps | Long | 2,275 | 5.5516 AUD |
CDI | Swaps | Long | 7,818 | 5.5762 AUD |
CDI | Swaps | Long | 7,864 | 5.5305 AUD |
CDI | Swaps | Long | 42,906 | 5.6400 AUD |
CDI | Swaps | Long | 43,934 | 5.6303 AUD |
CDI | Swaps | Long | 210,596 | 5.5450 AUD |
10p ordinary | Swaps | Long | 386 | 3.2199 GBP |
10p ordinary | Swaps | Long | 396 | 3.2197 GBP |
10p ordinary | Swaps | Long | 6,340 | 3.2244 GBP |
10p ordinary | Swaps | Long | 46,337 | 3.2160 GBP |
10p ordinary | Swaps | Long | 162,258 | 3.2200 GBP |
CDI | Swaps | Short | 17 | 5.6050 AUD |
CDI | Swaps | Short | 22 | 5.5419 AUD |
CDI | Swaps | Short | 39 | 5.6047 AUD |
CDI | Swaps | Short | 75 | 5.6049 AUD |
CDI | Swaps | Short | 79 | 5.5456 AUD |
CDI | Swaps | Short | 146 | 5.5421 AUD |
CDI | Swaps | Short | 427 | 5.5355 AUD |
CDI | Swaps | Short | 556 | 5.5355 AUD |
CDI | Swaps | Short | 569 | 5.6048 AUD |
CDI | Swaps | Short | 1,076 | 5.5343 AUD |
CDI | Swaps | Short | 2,275 | 5.5516 AUD |
CDI | Swaps | Short | 7,818 | 5.5762 AUD |
CDI | Swaps | Short | 7,864 | 5.5305 AUD |
CDI | Swaps | Short | 12,718 | 5.5123 AUD |
CDI | Swaps | Short | 34,580 | 5.5123 AUD |
CDI | Swaps | Short | 42,906 | 5.6400 AUD |
CDI | Swaps | Short | 43,934 | 5.6303 AUD |
CDI | Swaps | Short | 74,114 | 5.5243 AUD |
CDI | Swaps | Short | 210,596 | 5.5450 AUD |
10p ordinary | Swaps | Short | 18 | 3.2271 GBP |
10p ordinary | Swaps | Short | 23 | 3.2242 GBP |
10p ordinary | Swaps | Short | 25 | 3.2208 GBP |
10p ordinary | Swaps | Short | 32 | 3.2217 GBP |
10p ordinary | Swaps | Short | 51 | 3.2217 GBP |
10p ordinary | Swaps | Short | 51 | 3.2245 GBP |
10p ordinary | Swaps | Short | 54 | 3.2208 GBP |
10p ordinary | Swaps | Short | 61 | 3.2265 GBP |
10p ordinary | Swaps | Short | 76 | 3.2195 GBP |
10p ordinary | Swaps | Short | 113 | 3.2217 GBP |
10p ordinary | Swaps | Short | 115 | 3.2207 GBP |
10p ordinary | Swaps | Short | 160 | 3.2203 GBP |
10p ordinary | Swaps | Short | 171 | 3.2322 GBP |
10p ordinary | Swaps | Short | 172 | 3.2213 GBP |
10p ordinary | Swaps | Short | 186 | 3.1043 GBP |
10p ordinary | Swaps | Short | 191 | 3.2322 GBP |
10p ordinary | Swaps | Short | 220 | 3.2217 GBP |
10p ordinary | Swaps | Short | 268 | 3.2251 GBP |
10p ordinary | Swaps | Short | 291 | 3.2143 GBP |
10p ordinary | Swaps | Short | 360 | 3.2215 GBP |
10p ordinary | Swaps | Short | 368 | 3.2255 GBP |
10p ordinary | Swaps | Short | 410 | 3.2254 GBP |
10p ordinary | Swaps | Short | 442 | 3.2274 GBP |
10p ordinary | Swaps | Short | 493 | 3.2191 GBP |
10p ordinary | Swaps | Short | 532 | 3.2212 GBP |
10p ordinary | Swaps | Short | 540 | 3.2239 GBP |
10p ordinary | Swaps | Short | 641 | 3.2271 GBP |
10p ordinary | Swaps | Short | 745 | 3.1042 GBP |
10p ordinary | Swaps | Short | 756 | 3.2225 GBP |
10p ordinary | Swaps | Short | 768 | 3.2213 GBP |
10p ordinary | Swaps | Short | 900 | 3.2211 GBP |
10p ordinary | Swaps | Short | 999 | 3.2254 GBP |
10p ordinary | Swaps | Short | 1,268 | 3.2219 GBP |
10p ordinary | Swaps | Short | 1,422 | 3.2217 GBP |
10p ordinary | Swaps | Short | 1,463 | 3.2226 GBP |
10p ordinary | Swaps | Short | 1,704 | 3.2213 GBP |
10p ordinary | Swaps | Short | 1,843 | 3.2278 GBP |
10p ordinary | Swaps | Short | 1,865 | 3.2251 GBP |
10p ordinary | Swaps | Short | 2,240 | 3.2225 GBP |
10p ordinary | Swaps | Short | 2,243 | 3.2212 GBP |
10p ordinary | Swaps | Short | 2,981 | 3.2195 GBP |
10p ordinary | Swaps | Short | 3,094 | 3.2274 GBP |
10p ordinary | Swaps | Short | 3,568 | 3.2261 GBP |
10p ordinary | Swaps | Short | 3,619 | 3.2213 GBP |
10p ordinary | Swaps | Short | 5,563 | 3.2222 GBP |
10p ordinary | Swaps | Short | 5,957 | 3.2213 GBP |
10p ordinary | Swaps | Short | 7,402 | 3.2284 GBP |
10p ordinary | Swaps | Short | 8,988 | 3.2281 GBP |
10p ordinary | Swaps | Short | 9,055 | 3.2341 GBP |
10p ordinary | Swaps | Short | 9,493 | 3.2192 GBP |
10p ordinary | Swaps | Short | 10,881 | 3.2220 GBP |
10p ordinary | Swaps | Short | 12,684 | 3.2295 GBP |
10p ordinary | Swaps | Short | 16,255 | 3.2286 GBP |
10p ordinary | Swaps | Short | 16,373 | 3.2248 GBP |
10p ordinary | Swaps | Short | 19,157 | 3.2199 GBP |
10p ordinary | Swaps | Short | 25,656 | 3.2216 GBP |
10p ordinary | Swaps | Short | 29,734 | 3.2164 GBP |
10p ordinary | Swaps | Short | 40,871 | 3.2194 GBP |
10p ordinary | Swaps | Short | 43,843 | 3.2219 GBP |
10p ordinary | Swaps | Short | 51,773 | 3.2497 GBP |
10p ordinary | Swaps | Short | 88,436 | 3.2200 GBP |
10p ordinary | Swaps | Short | 167,847 | 3.2200 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 16/05/2018
|
| Contact name: | Jasim Baloch |
| Telephone number: | 0121 407 9093 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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