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Form 8.5 (EPT/RI)

24th Jun 2011 11:33

RNS Number : 0712J
Bank of America Merrill Lynch
24 June 2011
 



FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING

IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader: Bank of America Merrill Lynch

(b) Name of offeror/offeree in relation to whose relevant securities this  British Sky Broadcasting Group Plc

form relates:

(c) Name of the party to the offer with which exempt Advisor to British Sky Broadcasting Group Plc

principal trader is connected:

(d) Date dealing undertaken: 23/06/2011

(e) Has the EPT previously disclosed, or is it today disclosing, under the NO

Code in respect of any other party to this offer?

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of Purchase/ Total number Highest price Lowest price

relevant Sales of securities per unit per unit

security paid/received paid/received

Common - GB0001411924 Purchase 1,395,363 GBP 8.40 GBP 8.35

Common - GB0001411924 Sale 680,714 GBP 8.40 GBP 8.36

(b) Derivatives transactions (other than options)

Class of Product description   Nature of dealing Number of reference   Price per unit

relevant eg. CFD securities

security

Common - GB0001411924 Swap SHORT 2426 GBP 8.39

Common - GB0001411924 Swap SHORT 50 GBP 8.39

Common - GB0001411924 Swap SHORT 10387 GBP 8.36

Common - GB0001411924 Swap SHORT 7031 GBP 8.35

Common - GB0001411924 Swap SHORT 6240 GBP 8.35

Common - GB0001411924 Swap SHORT 4576 GBP 8.35

Common - GB0001411924 Swap SHORT 4133 GBP 8.37

Common - GB0001411924 Swap SHORT 4061 GBP 8.35

Common - GB0001411924 Swap SHORT 16476 GBP 8.38

Common - GB0001411924 Swap SHORT 2798 GBP 8.36

Common - GB0001411924 Swap SHORT 33597 GBP 8.38

Common - GB0001411924 Swap SHORT 2317 GBP 8.35

Common - GB0001411924 Swap SHORT 2317 GBP 8.35

Common - GB0001411924 Swap SHORT 1848 GBP 8.41

Common - GB0001411924 Swap SHORT 1456 GBP 8.37

Common - GB0001411924 Swap SHORT 1243 GBP 8.35

Common - GB0001411924 Swap SHORT 749 GBP 8.35

Common - GB0001411924 Swap SHORT 749 GBP 8.35

Common - GB0001411924 Swap SHORT 402 GBP 8.35

Common - GB0001411924 Swap SHORT 148 GBP 8.35

Common - GB0001411924 Swap SHORT 3190 GBP 8.38

Common - GB0001411924 Swap SHORT 80718 GBP 8.36

Common - GB0001411924 Swap SHORT 13026 GBP 8.38

Class of Product description   Nature of dealing Number of reference   Price per unit

relevant eg. CFD securities

security

Common - GB0001411924 Swap LONG 1212 GBP 8.40

Common - GB0001411924 Swap LONG 3 GBP 8.40

Common - GB0001411924 Swap LONG 11 GBP 8.40

Common - GB0001411924 Swap LONG 21 GBP 8.40

Common - GB0001411924 Swap LONG 22 GBP 8.40

Common - GB0001411924 Swap LONG 23 GBP 8.40

Common - GB0001411924 Swap LONG 33 GBP 8.40

Common - GB0001411924 Swap LONG 33 GBP 8.40

Common - GB0001411924 Swap LONG 50 GBP 8.38

Common - GB0001411924 Swap LONG 488 GBP 8.40

Common - GB0001411924 Swap LONG 2 GBP 8.40

Common - GB0001411924 Swap LONG 1848 GBP 8.38

Common - GB0001411924 Swap LONG 3190 GBP 8.37

Common - GB0001411924 Swap LONG 4031 GBP 8.40

Common - GB0001411924 Swap LONG 5028 GBP 8.35

Common - GB0001411924 Swap LONG 7097 GBP 8.38

Common - GB0001411924 Swap LONG 13185 GBP 8.38

Common - GB0001411924 Swap LONG 104 GBP 8.39

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of Product Writing, Number of Exercise Type Expiry Option

relevant description purchasing, securities price date money

security selling, to which per unit paid/

varying etc. option received

relates per unit

(ii) Exercising

Class of relevant security Product description Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing Details Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the

offer:

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

Date of disclosure: 24/06/2011

Contact name: Doug Berwick

Telephone number: +44 20 7995 8859

 

 

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING

IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader: Bank of America Merrill Lynch

(b) Name of offeror/offeree in relation to whose relevant securities this Micro Focus Plc

form relates:

(c) Name of the party to the offer with which exempt Advisor to Bain Capital

principal trader is connected:

(d) Date dealing undertaken: 23/06/2011

(e) Has the EPT previously disclosed, or is it today disclosing, under the NO

Code in respect of any other party to this offer?

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of Purchase/ Total number Highest price Lowest price

relevant Sales of securities per unit per unit

security paid/received paid/received

Common - GB00B079W581 Purchase 72,263 GBP 3.39 GBP 3.22

Common - GB00B079W581 Sale 156,743 GBP 3.34 GBP 3.22

(b) Derivatives transactions (other than options)

Class of Product description   Nature of dealing Number of reference   Price per unit

relevant eg. CFD securities

security

Common - GB00B079W581 Swap SHORT 1045 GBP 3.33

Common - GB00B079W581 Swap SHORT 28531 GBP 3.28

Common - GB00B079W581 Swap SHORT 15639 GBP 3.36

Common - GB00B079W581 Swap SHORT 9237 GBP 3.38

Common - GB00B079W581 Swap SHORT 4892 GBP 3.43

Common - GB00B079W581 Swap SHORT 4295 GBP 3.28

Common - GB00B079W581 Swap SHORT 1934 GBP 3.36

Common - GB00B079W581 Swap SHORT 1355 GBP 3.22

Common - GB00B079W581 Swap SHORT 8 GBP 3.43

Common - GB00B079W581 Swap SHORT 1082 GBP 3.23

Common - GB00B079W581 Swap SHORT 912 GBP 3.37

Common - GB00B079W581 Swap SHORT 550 GBP 3.40

Common - GB00B079W581 Swap SHORT 497 GBP 3.40

Common - GB00B079W581 Swap SHORT 415 GBP 3.40

Common - GB00B079W581 Swap SHORT 390 GBP 3.38

Common - GB00B079W581 Swap SHORT 188 GBP 3.35

Common - GB00B079W581 Swap SHORT 22 GBP 3.35

Common - GB00B079W581 Swap SHORT 1271 GBP 3.40

Class of Product description   Nature of dealing Number of reference   Price per unit

relevant eg. CFD securities

security

Common - GB00B079W581 Swap LONG 15639 GBP 3.32

Common - GB00B079W581 Swap LONG 1271 GBP 3.36

Common - GB00B079W581 Swap LONG 50 GBP 3.24

Common - GB00B079W581 Swap LONG 323 GBP 3.22

Common - GB00B079W581 Swap LONG 497 GBP 3.45

Common - GB00B079W581 Swap LONG 526 GBP 3.24

Common - GB00B079W581 Swap LONG 550 GBP 3.45

Common - GB00B079W581 Swap LONG 912 GBP 3.24

Common - GB00B079W581 Swap LONG 1045 GBP 3.24

Common - GB00B079W581 Swap LONG 78870 GBP 3.23

Common - GB00B079W581 Swap LONG 1181 GBP 3.20

Common - GB00B079W581 Swap LONG 26397 GBP 3.20

Common - GB00B079W581 Swap LONG 1355 GBP 3.34

Common - GB00B079W581 Swap LONG 1358 GBP 3.23

Common - GB00B079W581 Swap LONG 2347 GBP 3.34

Common - GB00B079W581 Swap LONG 2454 GBP 3.20

Common - GB00B079W581 Swap LONG 4892 GBP 3.44

Common - GB00B079W581 Swap LONG 6724 GBP 3.20

Common - GB00B079W581 Swap LONG 9237 GBP 3.34

Common - GB00B079W581 Swap LONG 33 GBP 3.36

Common - GB00B079W581 Swap LONG 1082 GBP 3.36

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of Product Writing, Number of Exercise Type Expiry Option

relevant description purchasing, securities price date money

security selling, to which per unit paid/

varying etc. option received

relates per unit

(ii) Exercising

Class of relevant security Product description Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing Details Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the

offer:

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

Date of disclosure: 24/06/2011

Contact name: Doug Berwick

Telephone number: +44 20 7995 8859

 

 

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING

IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader: Bank of America Merrill Lynch

(b) Name of offeror/offeree in relation to whose relevant securities this Misys Plc

form relates:

(c) Name of the party to the offer with which exempt Advisor to Fidelity National Information Services Inc

principal trader is connected:

(d) Date dealing undertaken: 23/06/2011

(e) Has the EPT previously disclosed, or is it today disclosing, under the NO

Code in respect of any other party to this offer?

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of Purchase/ Total number Highest price Lowest price

relevant Sales of securities per unit per unit

security paid/received paid/received

Common - GB00B45TWN62 Purchase 415,537 GBP 4.19 GBP 4.14

Common - GB00B45TWN62 Sale 727,240 GBP 4.20 GBP 4.15

(b) Derivatives transactions (other than options)

Class of Product description   Nature of dealing Number of reference   Price per unit

relevant eg. CFD securities

security

Common - GB00B45TWN62 Swap SHORT 702 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 33 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 5768 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 5067 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 2514 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 2187 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 1911 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 1530 GBP 4.16

Common - GB00B45TWN62 Swap SHORT 1337 GBP 4.19

Common - GB00B45TWN62 Swap SHORT 1188 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 7301 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 930 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 10366 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 626 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 470 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 368 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 301 GBP 4.17

Common - GB00B45TWN62 Swap SHORT 209 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 79 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 46 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 44 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 40 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 1031 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 12289 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 17117 GBP 4.18

Common - GB00B45TWN62 Swap SHORT 26734 GBP 4.17

Common - GB00B45TWN62 Swap SHORT 34081 GBP 4.17

Common - GB00B45TWN62 Swap SHORT 6346 GBP 4.15

Common - GB00B45TWN62 Swap SHORT 2337 GBP 4.12

Common - GB00B45TWN62 Swap SHORT 85 GBP 4.16

Common - GB00B45TWN62 Swap SHORT 41 GBP 4.16

Class of Product description   Nature of dealing Number of reference   Price per unit

relevant eg. CFD securities

security

Common - GB00B45TWN62 Swap LONG 2805 GBP 4.17

Common - GB00B45TWN62 Swap LONG 40 GBP 4.18

Common - GB00B45TWN62 Swap LONG 44 GBP 4.18

Common - GB00B45TWN62 Swap LONG 46 GBP 4.18

Common - GB00B45TWN62 Swap LONG 209 GBP 4.14

Common - GB00B45TWN62 Swap LONG 360 GBP 4.17

Common - GB00B45TWN62 Swap LONG 427 GBP 4.17

Common - GB00B45TWN62 Swap LONG 450 GBP 4.17

Common - GB00B45TWN62 Swap LONG 1188 GBP 4.19

Common - GB00B45TWN62 Swap LONG 1385 GBP 4.18

Common - GB00B45TWN62 Swap LONG 2357 GBP 4.17

Common - GB00B45TWN62 Swap LONG 33 GBP 4.18

Common - GB00B45TWN62 Swap LONG 2815 GBP 4.16

Common - GB00B45TWN62 Swap LONG 4909 GBP 4.17

Common - GB00B45TWN62 Swap LONG 7575 GBP 4.18

Common - GB00B45TWN62 Swap LONG 12289 GBP 4.15

Common - GB00B45TWN62 Swap LONG 21731 GBP 4.18

Common - GB00B45TWN62 Swap LONG 1790 GBP 4.15

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of Product Writing, Number of Exercise Type Expiry Option

relevant description purchasing, securities price date money

security selling, to which per unit paid/

varying etc. option received

relates per unit

(ii) Exercising

Class of relevant security Product description Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing Details Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the

offer:

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

Date of disclosure: 24/06/2011

Contact name: Doug Berwick

Telephone number: +44 20 7995 8859

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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