23rd Oct 2019 11:40
This announcement replaces the previous RNS announcement 7250Q released at 11:59 on the 22 October 2019. Amendment made to section 2(a). All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Capital & Counties Properties plc |
(d) Date dealing undertaken: | 21 October 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 3153328 | 2.71450 GBP | 2.64550 GBP |
25p ordinary | Sell
| 499392 | 2.71450 GBP | 2.63900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 16391 | 2.699675 GBP |
25p ordinary | CFD
| Long | 1435 | 2.697459 GBP |
25p ordinary | CFD
| Long | 17029 | 2.705 GBP |
25p ordinary | CFD
| Long | 9189 | 2.686903 GBP |
25p ordinary | CFD
| Long | 5000 | 2.6506866 GBP |
25p ordinary | CFD
| Long | 29952 | 2.70149472489316 GBP |
25p ordinary | CFD
| Long | 21342 | 2.68989644831787 GBP |
25p ordinary | CFD
| Long | 36363 | 2.701049 GBP |
25p ordinary | CFD
| Long | 1214 | 2.69917133 GBP |
25p ordinary | CFD
| Long | 4205 | 2.70479429250892 GBP |
25p ordinary | CFD
| Long | 5939 | 2.722686765 GBP |
25p ordinary | CFD
| Long | 3754 | 2.70479488545551 GBP |
25p ordinary | CFD
| Long | 2047 | 2.718357793 GBP |
25p ordinary | CFD
| Long | 35858 | 2.70135952925428 GBP |
25p ordinary | CFD
| Long | 9304 | 2.70541906706793 GBP |
25p ordinary | CFD
| Long | 494 | 2.7073987854251 GBP |
25p ordinary | CFD
| Long | 445 | 2.706 GBP |
25p ordinary | CFD
| Short | 3606 | 2.694059 GBP |
25p ordinary | CFD
| Short | 532 | 2.706830297 GBP |
25p ordinary | CFD
| Short | 887 | 2.691708 GBP |
25p ordinary | CFD
| Short | 678 | 2.702715 GBP |
25p ordinary | CFD
| Short | 374 | 2.70465894625668 GBP |
25p ordinary | CFD
| Short | 338 | 2.6992 GBP |
25p ordinary | CFD
| Short | 462 | 2.70499506480519 GBP |
25p ordinary | CFD
| Short | 1515 | 2.722408068 GBP |
25p ordinary | CFD
| Short | 30000 | 2.7045 GBP |
25p ordinary | CFD
| Short | 70000 | 2.6894 GBP |
25p ordinary | CFD
| Short | 70000 | 2.7019 GBP |
25p ordinary | CFD
| Short | 50000 | 2.7028 GBP |
25p ordinary | CFD
| Short | 2451169 | 2.7095 GBP |
25p ordinary | CFD
| Short | 342 | 2.699 GBP |
25p ordinary | CFD
| Short | 30000 | 2.710758 GBP |
25p ordinary | CFD
| Short | 267 | 2.689625 GBP |
25p ordinary | CFD
| Short | 2958 | 2.7043597 GBP |
25p ordinary | CFD
| Short | 158 | 2.692456 GBP |
25p ordinary | CFD
| Short | 194 | 2.706945 GBP |
25p ordinary | CFD
| Short | 1214 | 2.707 GBP |
25p ordinary | CFD
| Short | 101 | 2.701116 GBP |
25p ordinary | CFD
| Short | 84 | 2.704011 GBP |
25p ordinary | CFD
| Short | 4175 | 2.683352 GBP |
25p ordinary | CFD
| Short | 99 | 2.694347 GBP |
25p ordinary | CFD
| Short | 168 | 2.701483 GBP |
25p ordinary | CFD
| Short | 225 | 2.697198 GBP |
25p ordinary | CFD
| Short | 2280 | 2.6790701754386 GBP |
25p ordinary | CFD
| Short | 2630 | 2.68503802281369 GBP |
25p ordinary | CFD
| Short | 65090 | 2.68109617452758 GBP |
25p ordinary | CFD
| Short | 2000 | 2.6819 GBP |
25p ordinary | CFD
| Short | 5939 | 2.722686765 GBP |
25p ordinary | CFD
| Short | 6635 | 2.68746646571213 GBP |
25p ordinary | CFD
| Short | 6843 | 2.69649568902528 GBP |
25p ordinary | CFD
| Short | 61522 | 2.69485208543285 GBP |
25p ordinary | CFD
| Short | 650 | 2.70178 GBP |
25p ordinary | CFD
| Short | 5000 | 2.6096 GBP |
25p ordinary | CFD
| Short | 1496 | 2.682723 GBP |
25p ordinary | CFD
| Short | 4032 | 2.703209 GBP |
25p ordinary | CFD
| Short | 2937 | 2.704558 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 October 2019 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L