30th Oct 2019 11:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Capital & Counties Properties plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Capital & Counties Properties plc
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(d) Date dealing undertaken: | 29 October 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 307574 | 2.623999 GBP | 2.59800 GBP |
25p ordinary | Sell
| 271877 | 2.623999 GBP | 2.59800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 10065 | 2.625638 GBP |
25p ordinary | CFD
| Long | 4216 | 2.592384 GBP |
25p ordinary | CFD
| Long | 294 | 2.619 GBP |
25p ordinary | CFD
| Long | 5904 | 2.614229 GBP |
25p ordinary | CFD
| Long | 925 | 2.60357837945946 GBP |
25p ordinary | CFD
| Long | 24386 | 2.60402476830969 GBP |
25p ordinary | CFD
| Long | 788 | 2.602415 GBP |
25p ordinary | CFD
| Short | 851 | 2.615512 GBP |
25p ordinary | CFD
| Short | 32223 | 2.615226 GBP |
25p ordinary | CFD
| Short | 78 | 2.604848 GBP |
25p ordinary | CFD
| Short | 8 | 2.605532 GBP |
25p ordinary | CFD
| Short | 276 | 2.607433 GBP |
25p ordinary | CFD
| Short | 184 | 2.603666 GBP |
25p ordinary | CFD
| Short | 260 | 2.602045 GBP |
25p ordinary | CFD
| Short | 657 | 2.615068 GBP |
25p ordinary | CFD
| Short | 26000 | 2.599934 GBP |
25p ordinary | CFD
| Short | 521 | 2.619002 GBP |
25p ordinary | CFD
| Short | 196 | 2.6172551 GBP |
25p ordinary | CFD
| Short | 314 | 2.6209 GBP |
25p ordinary | CFD
| Short | 1425 | 2.615471 GBP |
25p ordinary | CFD
| Short | 1356 | 2.60942159495575 GBP |
25p ordinary | CFD
| Short | 481 | 2.60486 GBP |
25p ordinary | CFD
| Short | 23 | 2.6048 GBP |
25p ordinary | CFD
| Short | 1281 | 2.607421 GBP |
25p ordinary | CFD
| Short | 568 | 2.603757 GBP |
25p ordinary | CFD
| Short | 3225 | 2.61548 GBP |
25p ordinary | CFD
| Short | 1596 | 2.60943047441103 GBP |
25p ordinary | CFD
| Short | 479 | 2.604859 GBP |
25p ordinary | CFD
| Short | 36 | 2.604385 GBP |
25p ordinary | CFD
| Short | 2073 | 2.607423 GBP |
25p ordinary | CFD
| Short | 880 | 2.603761 GBP |
25p ordinary | CFD
| Short | 750 | 2.614545 GBP |
25p ordinary | CFD
| Short | 276 | 2.60592728057971 GBP |
25p ordinary | CFD
| Short | 86 | 2.605719 GBP |
25p ordinary | CFD
| Short | 4 | 2.599748 GBP |
25p ordinary | CFD
| Short | 241 | 2.601599 GBP |
25p ordinary | CFD
| Short | 158 | 2.606195 GBP |
25p ordinary | CFD
| Short | 1 | 2.587636 GBP |
25p ordinary | CFD
| Short | 527 | 2.600554 GBP |
25p ordinary | CFD
| Short | 17869 | 2.612061 GBP |
25p ordinary | CFD
| Short | 72 | 2.6103 GBP |
25p ordinary | CFD
| Short | 4216 | 2.592384 GBP |
25p ordinary | CFD
| Short | 218 | 2.60944722376147 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 30 October 2019 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
CAPC.L