18th Jun 2018 10:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | VIRGIN MONEY HOLDINGS (UK) PLC |
(d) Date dealing undertaken: | 15 June 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for VIRGIN MONEY HOLDINGS (UK) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Purchases | 196,450 | 3.0840 GBP | 3.0380 GBP |
10p ordinary | Sales | 653,598 | 3.0900 GBP | 3.0380 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
DR | Purchases | 42,009 | 5.5100 AUD | 5.4200 AUD |
DR | Sales | 41,823 | 5.5100 AUD | 5.4977 AUD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | Increasing a long position | 4 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 12 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 18 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 22 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 10 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 2 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 31 | 3.0417 GBP |
10p ordinary | CFD | Increasing a long position | 9 | 3.0417 GBP |
10p ordinary | CFD | Reducing a long position | 2,873 | 3.0420 GBP |
10p ordinary | CFD | Opening a long position | 2,873 | 3.0440 GBP |
10p ordinary | CFD | Opening a short position | 4,000 | 3.0442 GBP |
10p ordinary | CFD | Increasing a long position | 6 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 21 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 32 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 39 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 18 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 3 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 53 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 15 | 3.0467 GBP |
10p ordinary | CFD | Increasing a long position | 17,562 | 3.0496 GBP |
10p ordinary | CFD | Increasing a long position | 4,663 | 3.0504 GBP |
10p ordinary | CFD | Increasing a long position | 2,893 | 3.0504 GBP |
10p ordinary | CFD | Increasing a long position | 2,478 | 3.0504 GBP |
10p ordinary | CFD | Increasing a long position | 403 | 3.0504 GBP |
10p ordinary | CFD | Opening a long position | 1,370 | 3.0513 GBP |
10p ordinary | CFD | Increasing a long position | 6,632 | 3.0514 GBP |
10p ordinary | CFD | Increasing a long position | 8,684 | 3.0515 GBP |
10p ordinary | CFD | Increasing a long position | 9,241 | 3.0515 GBP |
10p ordinary | CFD | Increasing a long position | 53,221 | 3.0515 GBP |
10p ordinary | CFD | Increasing a long position | 21,469 | 3.0515 GBP |
10p ordinary | CFD | Increasing a long position | 68,174 | 3.0516 GBP |
10p ordinary | CFD | Increasing a long position | 37,083 | 3.0517 GBP |
10p ordinary | CFD | Increasing a long position | 22,949 | 3.0517 GBP |
10p ordinary | CFD | Increasing a long position | 19,701 | 3.0517 GBP |
10p ordinary | CFD | Increasing a long position | 3,151 | 3.0517 GBP |
10p ordinary | CFD | Increasing a long position | 1,080 | 3.0518 GBP |
10p ordinary | CFD | Increasing a long position | 2,747 | 3.0520 GBP |
10p ordinary | CFD | Increasing a long position | 6,820 | 3.0520 GBP |
10p ordinary | CFD | Increasing a long position | 1,180 | 3.0520 GBP |
10p ordinary | CFD | Increasing a long position | 137 | 3.0521 GBP |
10p ordinary | CFD | Increasing a long position | 11,117 | 3.0522 GBP |
10p ordinary | CFD | Increasing a long position | 148 | 3.0527 GBP |
10p ordinary | CFD | Increasing a long position | 2,601 | 3.0529 GBP |
10p ordinary | CFD | Increasing a long position | 360 | 3.0529 GBP |
10p ordinary | CFD | Increasing a long position | 4,204 | 3.0529 GBP |
10p ordinary | CFD | Increasing a long position | 2,233 | 3.0529 GBP |
10p ordinary | CFD | Increasing a long position | 7,660 | 3.0533 GBP |
10p ordinary | CFD | Increasing a long position | 1,031 | 3.0535 GBP |
10p ordinary | CFD | Increasing a long position | 2,399 | 3.0535 GBP |
10p ordinary | CFD | Reducing a short position | 413 | 3.0535 GBP |
10p ordinary | CFD | Increasing a long position | 5,958 | 3.0535 GBP |
10p ordinary | CFD | Reducing a short position | 410 | 3.0536 GBP |
10p ordinary | CFD | Increasing a long position | 52 | 3.0542 GBP |
10p ordinary | CFD | Increasing a long position | 307 | 3.0549 GBP |
10p ordinary | CFD | Increasing a long position | 353 | 3.0550 GBP |
10p ordinary | CFD | Increasing a long position | 572 | 3.0550 GBP |
10p ordinary | CFD | Reducing a long position | 1,509 | 3.0552 GBP |
10p ordinary | CFD | Reducing a long position | 351 | 3.0554 GBP |
10p ordinary | CFD | Opening a long position | 17 | 3.0558 GBP |
10p ordinary | CFD | Increasing a long position | 1,195 | 3.0568 GBP |
10p ordinary | CFD | Increasing a long position | 366 | 3.0574 GBP |
10p ordinary | CFD | Increasing a long position | 514 | 3.0574 GBP |
10p ordinary | CFD | Increasing a long position | 986 | 3.0575 GBP |
10p ordinary | CFD | Increasing a long position | 395 | 3.0576 GBP |
10p ordinary | CFD | Increasing a long position | 170 | 3.0579 GBP |
10p ordinary | CFD | Reducing a short position | 5,760 | 3.0597 GBP |
10p ordinary | CFD | Increasing a long position | 14 | 3.0601 GBP |
10p ordinary | CFD | Increasing a long position | 225 | 3.0611 GBP |
10p ordinary | CFD | Increasing a long position | 195 | 3.0612 GBP |
10p ordinary | CFD | Increasing a long position | 362 | 3.0612 GBP |
10p ordinary | CFD | Increasing a long position | 35 | 3.0614 GBP |
10p ordinary | CFD | Increasing a long position | 2,200 | 3.0617 GBP |
10p ordinary | CFD | Opening a long position | 14,019 | 3.0620 GBP |
10p ordinary | CFD | Reducing a short position | 2,862 | 3.0620 GBP |
10p ordinary | CFD | Increasing a short position | 11,561 | 3.0620 GBP |
10p ordinary | CFD | Increasing a long position | 3,701 | 3.0620 GBP |
10p ordinary | CFD | Reducing a long position | 2,670 | 3.0620 GBP |
10p ordinary | CFD | Increasing a long position | 449 | 3.0679 GBP |
10p ordinary | CFD | Increasing a long position | 267 | 3.0743 GBP |
10p ordinary | CFD | Increasing a long position | 105 | 3.0744 GBP |
10p ordinary | CFD | Increasing a long position | 42 | 3.0749 GBP |
10p ordinary | CFD | Increasing a long position | 127 | 3.0763 GBP |
10p ordinary | CFD | Increasing a long position | 74 | 3.0763 GBP |
10p ordinary | CFD | Increasing a long position | 67 | 3.0765 GBP |
10p ordinary | CFD | Increasing a long position | 1,097 | 3.0776 GBP |
10p ordinary | CFD | Increasing a long position | 203 | 3.0777 GBP |
10p ordinary | CFD | Increasing a long position | 1,180 | 3.0777 GBP |
10p ordinary | CFD | Increasing a long position | 12 | 3.0777 GBP |
10p ordinary | CFD | Increasing a long position | 477 | 3.0777 GBP |
10p ordinary | SWAP | Opening a long position | 13,900 | 3.0538 GBP |
10p ordinary | SWAP | Increasing a long position | 55,200 | 3.0538 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
DR | CFD | Reducing a long position | 1,134 | 5.4558 AUD |
DR | CFD | Increasing a long position | 40,934 | 5.4874 AUD |
DR | CFD | Increasing a long position | 2,403 | 5.4901 AUD |
DR | CFD | Increasing a long position | 2,747 | 5.4901 AUD |
DR | CFD | Increasing a long position | 48,304 | 5.5100 AUD |
DR | SWAP | Reducing a short position | 8,929 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 1 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 573 | 5.4200 AUD |
DR | SWAP | Opening a short position | 3,201 | 5.4200 AUD |
DR | SWAP | Opening a long position | 153,778 | 5.4200 AUD |
DR | SWAP | Opening a short position | 3,201 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 2 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 1 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 3,201 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 1,134 | 5.4200 AUD |
DR | SWAP | Opening a long position | 79,521 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 8,929 | 5.4200 AUD |
DR | SWAP | Opening a long position | 153,778 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 1,134 | 5.4200 AUD |
DR | SWAP | Opening a short position | 8,929 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 79,521 | 5.4200 AUD |
DR | SWAP | Opening a long position | 79,521 | 5.4200 AUD |
DR | SWAP | Opening a short position | 2 | 5.4200 AUD |
DR | SWAP | Opening a short position | 1 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 5,688 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 153,778 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 573 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 2 | 5.4200 AUD |
DR | SWAP | Opening a long position | 573 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 2 | 5.4200 AUD |
DR | SWAP | Opening a long position | 5,688 | 5.4200 AUD |
DR | SWAP | Opening a long position | 573 | 5.4200 AUD |
DR | SWAP | Opening a long position | 2 | 5.4200 AUD |
DR | SWAP | Opening a long position | 2 | 5.4200 AUD |
DR | SWAP | Opening a short position | 2 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 5,688 | 5.4200 AUD |
DR | SWAP | Reducing a short position | 3,201 | 5.4200 AUD |
DR | SWAP | Opening a short position | 8,929 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 153,778 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 79,521 | 5.4200 AUD |
DR | SWAP | Opening a long position | 5,688 | 5.4200 AUD |
DR | SWAP | Reducing a long position | 2 | 5.4200 AUD |
DR | SWAP | Opening a long position | 1,134 | 5.4558 AUD |
DR | SWAP | Increasing a short position | 40,934 | 5.4874 AUD |
DR | SWAP | Increasing a short position | 5,150 | 5.4901 AUD |
DR | SWAP | Increasing a short position | 48,304 | 5.5100 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 June 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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